| Daniel Robert Mantell | Calibre Advisory Services Inc. unclassified | Janney Montgomery Scott LLC BD affiliated | Other | Oct 15, 2010 | Nov 17, 2022 (4416 d) |
| Ryan Patrick Mcnamara | United Brokerage Services Inc other | Janney Montgomery Scott LLC other | Other | Oct 14, 2010 | Nov 1, 2010 |
| Christopher Dane Mahoney | Stephens other | Janney Montgomery Scott LLC other | Other | Sep 28, 2010 | Oct 6, 2010 |
| Jennifer Murphy | Telsey Holdings LLC no RAUM | Janney Montgomery Scott LLC other | Other | Aug 4, 2010 | Aug 3, 2010 |
| Leonard Warren | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Jul 7, 2010 | Jul 14, 2010 |
| Michael John Brown | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | May 19, 2010 | May 6, 2010 |
| Jeffrey William Reichner | Investors Capital Advisory other | Janney Montgomery Scott LLC BD affiliated | Other | Apr 15, 2010 | Mar 24, 2025 (5457 d) |
| Kathryn Jennifer Bernhardt | Hornor, Townsend & Kent, LLC other | Janney Montgomery Scott LLC other | Other | Mar 19, 2010 | Aug 30, 2010 (164 d) |
| Raymond Michael Smesko | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC other | Other | Mar 3, 2010 | Feb 14, 2012 (713 d) |
| David James Homa | Ernst & Young Investment Advisers Llp no RAUM | Janney Montgomery Scott LLC other | Other | Mar 1, 2010 | Aug 2, 2010 (154 d) |
| Michael William Vergari | Edward Jones national BD | Janney Montgomery Scott LLC other | Other | Feb 2, 2010 | Aug 8, 2011 (552 d) |
| Bernie Lee Townes | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC BD affiliated | Other | Jan 27, 2010 | Jun 15, 2020 (3792 d) |
| Gretchen Marie Zierolf | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC other | Other | Dec 31, 2009 | May 3, 2010 (123 d) |
| Adrian Ann Chisholm | Huntington Financial Advisors other | Janney Montgomery Scott LLC other | Other | Sep 30, 2009 | Nov 18, 2009 (49 d) |
| Sheila Spainhour Shaffer | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Sep 16, 2009 | Aug 19, 2009 |
| Daniel Wade Spainhour | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Sep 16, 2009 | Sep 16, 2009 |
| Shannon Joyce Mcgreevy | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Sep 14, 2009 | Sep 16, 2009 |
| Deborah Liane Jones | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Sep 14, 2009 | Sep 17, 2009 |
| Blake Tyler Jones | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Sep 14, 2009 | Sep 17, 2009 |
| Timothy Bain Howe | Ameriprise Advisor Services, Inc. unclassified | Janney Montgomery Scott LLC other | Other | Sep 8, 2009 | Aug 31, 2009 |
| Josh Dreseris | Td Ameritrade, Inc. no RAUM | Janney Montgomery Scott LLC other | Other | Aug 7, 2009 | Mar 2, 2010 (207 d) |
| Laura Lucille Fullmer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC other | Other | Jul 13, 2009 | Jul 15, 2009 |
| Christian Peter Cappello | Sterne Agee Asset Management, Inc. other | Janney Montgomery Scott LLC BD affiliated | Other | Jul 8, 2009 | May 14, 2019 (3597 d) |
| Joseph Patrick Hassett | Banc Of America Investment Services, Inc. unclassified | Janney Montgomery Scott LLC other | Other | Jun 4, 2009 | May 29, 2009 |
| Timothy Edward Daly | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | Jun 3, 2009 | Jul 15, 2009 (42 d) |
| Marsha Ann Donovan | Banc Of America Investment Services, Inc. unclassified | Janney Montgomery Scott LLC other | Other | Jun 1, 2009 | May 29, 2009 |
| Steven Keith Manley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC other | Other | May 29, 2009 | May 28, 2009 |
| William Grove Stewart | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | May 28, 2009 | May 11, 2009 |
| Keith Eugene Livengood | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | May 28, 2009 | Jun 5, 2009 |
| Daniel Mark Benster | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC other | Other | May 27, 2009 | May 26, 2009 |
| Daniel S Levin | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC other | Other | May 14, 2009 | May 13, 2009 |
| Van Batchelor Noah | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC other | Other | May 13, 2009 | May 19, 2009 |
| William Stuart Jeter | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | May 12, 2009 | Apr 20, 2009 |
| Jack Thomas Heyl | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | May 12, 2009 | Apr 20, 2009 |
| David Stuart Penn | Franklin Templeton Private Portfolio Group, LLC other | Janney Montgomery Scott LLC other | Other | May 7, 2009 | May 12, 2009 |
| Todd Edward Mitchell | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | May 7, 2009 | May 13, 2009 |
| Carol Greenebaum Hess | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | May 7, 2009 | Aug 14, 2009 (99 d) |
| Robert Garonzik | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | May 7, 2009 | May 20, 2009 |
| Richard Albert Crittenden | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | May 5, 2009 | Apr 16, 2009 |
| John Francis Baron | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | May 5, 2009 | Apr 16, 2009 |
| Gordon Albert Eide | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | May 5, 2009 | Apr 16, 2009 |
| Allan Hitchings Strange | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | Apr 27, 2009 | Apr 16, 2009 |
| Richard Allen Keetley | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | Apr 27, 2009 | Apr 15, 2009 |
| Jeremy Brandon De Falco | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | Apr 27, 2009 | Apr 13, 2009 |
| Kristopher Olenginski | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | Apr 27, 2009 | Apr 15, 2009 |
| Ginamarie Schembre | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | Apr 23, 2009 | Apr 22, 2009 |
| Joshua Austin Scheinker | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | Apr 23, 2009 | Apr 15, 2009 |
| Stephen Michael Goldstein | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | Apr 21, 2009 | Apr 15, 2009 |
| Carol Reid Dittert | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | Apr 13, 2009 | Apr 6, 2009 |
| Suzanne Marie Rumignani | Deutsche Bank Securities Inc. other | Janney Montgomery Scott LLC other | Other | Apr 9, 2009 | Mar 29, 2011 (719 d) |
| Judith M Graham | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | Apr 8, 2009 | Mar 26, 2009 |
| Zaim [No Middle Name] Hajdari | Chase Investment Services Corp. other | Janney Montgomery Scott LLC other | Other | Apr 6, 2009 | Apr 6, 2009 |
| Patrick Murphy Ehret | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC other | Other | Apr 1, 2009 | Mar 30, 2009 |
| Andrew Martin Ingeman | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC other | Other | Mar 23, 2009 | Apr 6, 2009 |
| Kristen Janis Whitten | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC other | Other | Mar 23, 2009 | Apr 6, 2009 |
| Ryan Wilson | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC other | Other | Mar 20, 2009 | Mar 19, 2009 |
| Joseph John Szal | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC other | Other | Mar 19, 2009 | Mar 23, 2009 |
| Mafalda Amy Villani | Citigroup Global Markets Inc. other | Janney Montgomery Scott LLC other | Other | Mar 5, 2009 | Feb 11, 2009 |
| James Joseph Ernst | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC other | Other | Feb 12, 2009 | Feb 11, 2009 |
| Clark Christopher Mangan | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC other | Other | Feb 12, 2009 | Feb 11, 2009 |