| Bradley Holt Greene | Manulife Investment Management (US) LLC other | Natixis Advisors, LLC other | Other | Jul 24, 2012 | Nov 5, 2010 |
| Daniel Eisaku Itano | LPL Financial LLC other | Natixis Advisors, LLC other | Other | Jul 11, 2012 | Feb 4, 2013 (208 d) |
| Jeffrey Bonafe | Morgan Stanley wirehouse | Natixis Advisors, LLC other | Other | Feb 27, 2012 | May 10, 2012 (73 d) |
| Andrew S Gibson | Stifel, Nicolaus & Company, Incorporated national BD | Natixis Advisors, LLC other | Other | Jan 10, 2012 | May 15, 2012 (126 d) |
| Gregory V Kanarian | Deutsche Bank Securities Inc. other | Natixis Advisors, LLC other | Other | Nov 28, 2011 | Dec 2, 2011 |
| Harold Thomas Whalen | Eaton Vance Management other | Natixis Advisors, LLC other | Other | Apr 4, 2011 | Apr 25, 2011 |
| John Patrick Gavin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Natixis Advisors, LLC other | Other | Nov 2, 2010 | Jan 24, 2011 (83 d) |
| Brent Landon Charriere | Lord, Abbett & Co. LLC other | Natixis Advisors, LLC other | Other | Jul 15, 2010 | Jul 19, 2010 |
| Ian Stephens | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Natixis Advisors, LLC other | Other | Mar 19, 2010 | Feb 14, 2011 (332 d) |
| Mark David Hollick | Columbia Management Investment Advisers, LLC other | Natixis Advisors, LLC other | Other | Jan 12, 2010 | Jan 15, 2010 |
| Keith Allen O'Keefe | Msi Financial Services, Inc. other | Natixis Advisors, LLC other | Other | Oct 20, 2009 | Oct 21, 2009 |
| Andrew Leo Humberd | Strategic Advisers LLC national BD | Natixis Advisors, LLC other | Other | Sep 17, 2009 | Sep 18, 2009 |
| Lori Panuccio Hubbard | Bofa Advisors, LLC other | Natixis Advisors, LLC other | Other | Jul 10, 2009 | Jul 1, 2009 |
| Michael W Schmid | Blackrock Financial Management, Inc other | Natixis Advisors, LLC other | Other | Jun 25, 2009 | Apr 24, 2009 |
| John Robert Janasiewicz | Globalis Investments, LLC unclassified | Natixis Advisors, LLC BD affiliated | Other | May 13, 2009 | May 7, 2018 (3281 d) |
| George Joseph Manning | Alliancebernstein L.P. other | Natixis Advisors, LLC other | Other | Mar 30, 2009 | Mar 26, 2010 (361 d) |
| Mark Andrew Shank | Loomis, Sayles & Company, L.P. other | Natixis Advisors, LLC other | Other | Oct 2, 2008 | Apr 3, 2006 |
| Karen Lynn Mcclintock | Loomis, Sayles & Company, L.P. other | Natixis Advisors, LLC other | Other | Oct 2, 2008 | Apr 12, 2006 |
| James Joseph Dolan | Atlas Private Wealth Management, LLC other | Natixis Advisors, LLC other | Other | Mar 20, 2008 | Aug 29, 2008 (162 d) |
| Scott Edward Beckman | Putnam Investment Management, LLC other | Natixis Advisors, LLC other | Other | Nov 26, 2007 | Dec 3, 2007 |
| Jeffrey Charlton Clough | Mfs Institutional Advisors Inc. other | Natixis Advisors, LLC other | Other | Sep 18, 2007 | Oct 18, 2007 |
| David Kemmerer | Bofa Advisors, LLC other | Natixis Advisors, LLC other | Other | Sep 5, 2007 | Oct 18, 2007 (43 d) |
| Eric Jacobs Foster | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Natixis Advisors, LLC other | Other | Aug 9, 2006 | Sep 5, 2006 |
| Anthony M Strittholt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Natixis Advisors, LLC other | Other | Jan 3, 2006 | Jun 22, 2010 (1631 d) |
| James Corey Hock | UBS Financial Services Inc. wirehouse | Natixis Advisors, LLC other | Other | Jul 29, 2005 | Jul 29, 2005 |
| Peter Klos | UBS Financial Services Inc. wirehouse | Natixis Advisors, LLC other | Other | Dec 17, 2004 | Jan 4, 2005 |
| Matthew Stephen Garzone | Putnam Investment Management, LLC other | Natixis Advisors, LLC other | Other | Dec 13, 2004 | Dec 1, 2004 |
| Daniel John Mccarthy | Putnam Investment Management, LLC other | Natixis Advisors, LLC other | Other | Mar 15, 2004 | Mar 2, 2003 |
| Alaina J Giampapa | RBC Capital Markets, LLC national BD | Natixis Advisors, LLC other | Other | Aug 1, 2003 | Nov 26, 2004 (483 d) |
| Joseph William Langella | Jurika & Voyles LP unclassified | Natixis Advisors, LLC other | Other | May 6, 2003 | May 14, 2002 |