Arrivals at B. Riley Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kyle Edward Obrien	Winslow, Evans & Crocker, Inc. independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Apr 13, 2021	Mar 24, 2021
Ryan John Vorhies	Winslow, Evans & Crocker, Inc. independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Apr 13, 2021	Mar 22, 2021
Alfred Francis Marsicano	Winslow, Evans & Crocker, Inc. independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Apr 13, 2021	Apr 7, 2021
John Francis Coyne	Winslow, Evans & Crocker, Inc. independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Apr 9, 2021	Mar 24, 2021
Elaine Janet Beneduci	Winslow, Evans & Crocker, Inc. independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Apr 9, 2021	Mar 22, 2021
Richard Louis Beneduci	Winslow, Evans & Crocker, Inc. independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Apr 9, 2021	Mar 22, 2021
Russell Blanks Butts	Edward Jones national BD	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Apr 5, 2021	Apr 21, 2021
Daphne Stuart Caperton	Winslow Wealth Management LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Mar 24, 2021	Mar 24, 2021
Alfred Cutler Barnes Mcnevin	Winslow, Evans & Crocker, Inc. independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Mar 24, 2021	May 13, 2021 (50 d)
Joseph A Gileno	Sovereign Global Advisors, LLC state registered	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Feb 26, 2021	Feb 25, 2021
Stanley Jay Goldring	Ladenburg Thalmann Asset Management Inc independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Dec 31, 2020	Jan 11, 2021
Michael Anthony Tretola	Ladenburg Thalmann Asset Management Inc independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Dec 31, 2020	Jan 5, 2021
Samuel Noah Tenzer	Oppenheimer & Co. Inc. BD affiliated	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 11, 2020	Dec 7, 2020
Emily Eisenhauer Freling	Usca Ria LLC BD affiliated	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 10, 2020	Dec 9, 2020
Cory Underwood	Rubinbrown Advisors LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Dec 4, 2020	Dec 4, 2020
Chase Henry Grosse	Ameriprise Financial Services, LLC national BD	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 1, 2020	Nov 20, 2020
Paul Christian Lorentzen	Lindner Capital Advisors, Inc. independent RIA	B. Riley Wealth Advisors, Inc. other	Other	Nov 19, 2020	Sep 12, 2016
Kerry L Hoffman	Morgan Stanley wirehouse	B. Riley Wealth Advisors, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Nov 13, 2020	Nov 4, 2020
Robert Joseph Campbell	United Advisors Services, LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Nov 4, 2020	Sep 24, 2020
Jaime Herrera	Equitable Advisors, LLC national BD	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 14, 2020	Mar 5, 2021 (142 d)
Robert Steven Handley	Citizens Securities, Inc. BD affiliated	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 1, 2020	Oct 1, 2020
Jay Schwartz	Fsic other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Sep 24, 2020	Sep 13, 2020
John Glennon O'Connell	Fsic other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Sep 24, 2020	Sep 14, 2020
David Michael Schlossberg	Fsic other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Sep 23, 2020	Sep 14, 2020
Lawrence Peter Strzelecki	Fsic other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Sep 23, 2020	Sep 15, 2020
Gerald Wayne Howell	Fsic other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Sep 23, 2020	Sep 13, 2020
James Rose	United Advisors Services, LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 22, 2020	Sep 18, 2020
George Edward Thiergartner	Moors & Cabot, Inc BD affiliated	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 21, 2020	Sep 14, 2020
Roy Elmer Mcguffin	United Advisors Services, LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 18, 2020	Sep 29, 2020
Robert Theodore Runnfeldt	Sanctuary Advisors, LLC BD affiliated	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 18, 2020	Jul 28, 2022 (678 d)
Mary Donna Stone	United Advisors Services, LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 17, 2020	Sep 14, 2020
Scott Jay Kessler	Sanctuary Advisors, LLC BD affiliated	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 17, 2020	Aug 9, 2022 (691 d)
Darin Patrick Pope	United Advisors independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 17, 2020	Sep 13, 2020
Michelle Marie Malone	United Advisors Services, LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 17, 2020	Sep 14, 2020
Karla Patricia Lema	United Advisors Services, LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 17, 2020	Sep 13, 2020
Jerrold Stephen Klein	United Advisors Services, LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 17, 2020	Sep 13, 2020
Randall Jay Kronour	United Advisors Services, LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 17, 2020	Sep 18, 2020
Clancy J Atkinson	United Advisors Services, LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 17, 2020	Sep 13, 2020
Todd William Berger	United Advisors Services, LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 17, 2020	Sep 14, 2020
David Charles Kronour	United Advisors Services, LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 17, 2020	Sep 13, 2020
Thomas Raymond Skelton	United Advisors Services, LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 17, 2020	Sep 13, 2020
Roger Martin Faulring	United Advisors Services, LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 17, 2020	Sep 14, 2020
Spencer Howard Larson	Moors & Cabot, Inc BD affiliated	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 1, 2020	Aug 31, 2020
Kelly A Lawrence	Moors & Cabot, Inc BD affiliated	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jun 22, 2020	Jun 22, 2020
Russell Marc Fiske	Maxim Financial Advisors LLC BD affiliated	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jun 2, 2020	Jun 2, 2020
Eric Thomas Ling	LPL Financial LLC BD affiliated	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Apr 15, 2020	Apr 13, 2020
Samuel Alfonso Mangiapane	Morgan Stanley wirehouse	B. Riley Wealth Advisors, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Apr 6, 2020	May 13, 2020 (37 d)
Nicholas John Twining	Morgan Stanley wirehouse	B. Riley Wealth Advisors, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Mar 6, 2020	Mar 6, 2020
Robert Ralph Buonanno	Stifel, Nicolaus & Company, Incorporated national BD	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Feb 14, 2020	Feb 12, 2020
John J Benedetto	Janney Montgomery Scott LLC BD affiliated	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Feb 6, 2020	Feb 20, 2020
Kenneth J Coggins	Equitable Advisors, LLC national BD	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Feb 5, 2020	Jan 23, 2020
Benjamin Davis Prescott	Equitable Advisors, LLC national BD	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jan 28, 2020	Jan 23, 2020
Kevin Joseph Looby	Principle Wealth independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Jan 17, 2020	Jan 3, 2020
Walter Thomas Rich	Stratos Wealth Advisors LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Jan 2, 2020	Dec 20, 2019
Daniel Michael Besse	Stratos Wealth Advisors LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Jan 2, 2020	Jan 3, 2020
Justin Peter Mclaughlin	Stratos Wealth Advisors LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Jan 2, 2020	Jan 13, 2020
Thomas Michael Sullivan	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	B. Riley Wealth Advisors, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jan 2, 2020	Jan 3, 2020
Michael Blank	Stratos Wealth Advisors LLC independent RIA	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Jan 2, 2020	Jan 3, 2020
Firhan Nasir Choudhary	Wells Fargo Advisors wirehouse	B. Riley Wealth Advisors, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Dec 9, 2019	Aug 25, 2022 (990 d)
Jon Aaron Cullen	First Horizon Advisors, Inc mixed wealth	B. Riley Wealth Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Dec 9, 2019	Feb 28, 2022 (812 d)

Page 2 of 7Previous Next

383 moves match.