DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Perigon Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Edward Townes TaylorSagepoint Financial, Inc. BD affiliatedPerigon Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 3, 2022Apr 27, 2022
Richard Jeffrey ThomasSagepoint Financial, Inc. BD affiliatedPerigon Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2022Apr 27, 2022
Clay Worthington KinnardSagepoint Financial, Inc. BD affiliatedPerigon Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2022Apr 28, 2022
Stephen James SparoliniFisher Investments independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAApr 22, 2022Apr 22, 2022
George Millholland MatthaiMatthai Capital Management otherPerigon Wealth Management, LLC independent RIAOtherMar 15, 2022Nov 24, 2021
Stephen Alan ColavitoBison Wealth, LLC independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAJan 3, 2022Dec 15, 2021
Willis Barnett Wiggins DobbsBison Wealth, LLC independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAJan 3, 2022Dec 8, 2021
Christina Lee AmorMorgan Stanley wirehousePerigon Wealth Management, LLC independent RIAWirehouse to independent RIADec 17, 2021Jan 3, 2022
Christopher Paine SpiresBison Wealth, LLC independent RIAPerigon Wealth Management, LLC independent RIARIA to RIADec 2, 2021Dec 7, 2021
Elizabeth Ann BosworthBison Wealth, LLC independent RIAPerigon Wealth Management, LLC independent RIARIA to RIADec 2, 2021Jul 28, 2023 (603 d)
Christie Ann BakerBaker & Associates independent RIAPerigon Wealth Management, LLC independent RIARIA to RIANov 1, 2021Nov 2, 2021
Joshua Alan KloewerBlack Mammoth LLC state registeredPerigon Wealth Management, LLC independent RIAOtherSep 8, 2021Aug 28, 2026 (1815 d)
Alexandra Joy QuitkoOmnia Family Wealth, LLC independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAAug 20, 2021Nov 30, 2023 (832 d)
Drew A MarchitelloJ.P. Morgan Securities LLC wirehousePerigon Wealth Management, LLC independent RIAWirehouse to independent RIAMay 21, 2021Jul 8, 2021 (48 d)
Eric Jonathan LinserBdo Wealth Advisors, LLC independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAMar 8, 2021Feb 11, 2021
Jacqueline Ann CohenPruco Securities, LLC BD affiliatedPerigon Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 1, 2021Feb 4, 2021
Tyler William BrooksInsight Wealth Strategies, LLC independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAJan 4, 2021Jan 5, 2026 (1827 d)
Andrea Marguerite HamiltonFirst Affirmative Financial Network LLC independent RIAPerigon Wealth Management, LLC independent RIARIA to RIADec 31, 2020Aug 19, 2020
Justin Richard WilsonAllworth Financial, L.P. independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAJun 4, 2020Jun 17, 2020
Mary Louise BallinWealthspire Advisors independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAMay 12, 2020May 18, 2020
Stacie Lynn GiddingsTd Ameritrade, Inc. no RAUMPerigon Wealth Management, LLC independent RIAOtherMar 6, 2020May 10, 2021 (430 d)
Dean William KuhlkinRlp Wealth Advisors, LLC independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAJan 17, 2020Jun 16, 2021 (516 d)
Lindsay Hambleton SturmakRlp Wealth Advisors, LLC independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAJan 17, 2020Dec 3, 2019
Jeremy PaulRlp Wealth Advisors, LLC independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAJan 17, 2020Nov 6, 2019
Robert N HardwickRlp Wealth Advisors, LLC independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAJan 17, 2020Nov 30, 2023 (1413 d)
Dev GuptaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePerigon Wealth Management, LLC independent RIAWirehouse to independent RIAJan 8, 2020Jan 7, 2020
Paul Edward DrolsonFirst Allied Advisory Services, Inc. BD affiliatedPerigon Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 24, 2019Nov 17, 2023 (1638 d)
Kenneth Dean FincherFirst Allied Advisory Services, Inc. BD affiliatedPerigon Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 24, 2019Nov 15, 2023 (1636 d)
Thomas Joseph ManettaAnthem Wealth Partners, Inc. unclassifiedPerigon Wealth Management, LLC independent RIAOtherMar 28, 2019Mar 28, 2019
William Luther RackleyIntegral Wealth Management independent RIAPerigon Wealth Management, LLC independent RIARIA to RIADec 21, 2018Jul 8, 2021 (930 d)
David Nathan HaleAvondale Partners, LLC institutionalPerigon Wealth Management, LLC independent RIAOtherSep 5, 2018May 1, 2018
Jonathan Joseph MasseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePerigon Wealth Management, LLC independent RIAWirehouse to independent RIAJun 27, 2018Jun 29, 2018
Roy Arcadio ManriquezMorgan Stanley wirehousePerigon Wealth Management, LLC independent RIAWirehouse to independent RIAJun 14, 2018Jun 20, 2018
Alexander Semare TecleStrategic Advisers LLC national BDPerigon Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 29, 2018Jun 26, 2018
Charles John ZimmererBrickell Opus Wealth Management LLC unclassifiedPerigon Wealth Management, LLC otherOtherFeb 15, 2018Feb 2, 2018
Eric Seth JardineMillie Capital Management LLC otherPerigon Wealth Management, LLC otherOtherJan 23, 2018Jan 12, 2018
Scott Allen YiStifel, Nicolaus & Company, Incorporated national BDPerigon Wealth Management, LLC otherOtherMay 24, 2017Jun 19, 2017
Annelise BovetChilton Capital Management LLC otherPerigon Wealth Management, LLC otherOtherNov 14, 2016Jan 5, 2017 (52 d)
Jonathan Dennis HorstMariner Advisor Network otherPerigon Wealth Management, LLC otherOtherNov 7, 2016Jul 11, 2017 (246 d)
Jimmy GonzalezWealthsource? otherPerigon Wealth Management, LLC otherOtherJun 30, 2016Jun 16, 2016
Thomas Joseph ManettaWealthsource? otherPerigon Wealth Management, LLC otherOtherJun 30, 2016Jun 6, 2016
Edgar Horacio SalinasEquitable Advisors, LLC national BDPerigon Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 14, 2015Jul 7, 2021 (2276 d)
Scott Dale ElishaLombard Street Partners, LLC unclassifiedPerigon Wealth Management, LLC independent RIAOtherMar 31, 2014Aug 31, 2021 (2710 d)
Arthur John AmbarikYellowbrickroad Financial Advisors, LLC otherPerigon Wealth Management, LLC independent RIAOtherFeb 15, 2013Nov 30, 2023 (3940 d)
Matthew Allen JohnsonQuantum Capital Management otherPerigon Wealth Management, LLC otherOtherFeb 4, 2013Jul 2, 2013 (148 d)
Christopher Lykes KnappChilton Capital Management Advisors Inc. otherPerigon Wealth Management, LLC otherOtherDec 18, 2012Dec 2, 2016 (1445 d)
Michael Anthony BristowSagetrader, LLC unclassifiedPerigon Wealth Management, LLC otherOtherApr 10, 2012May 5, 2016 (1486 d)
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107 moves match.