DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Arax Advisory Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Brian SchoffmanSchechter Investment Advisors, LLC independent RIAArax Advisory Partners independent RIARIA to RIAJul 11, 2025Jun 18, 2025
Prasad MohanSchechter Investment Advisors, LLC independent RIAArax Advisory Partners independent RIARIA to RIAJul 11, 2025Jun 18, 2025
Aaron John HodariSchechter Investment Advisors, LLC independent RIAArax Advisory Partners independent RIARIA to RIAJul 11, 2025Jun 18, 2025
Paul Robert WehnerSchechter Investment Advisors, LLC independent RIAArax Advisory Partners independent RIARIA to RIAJul 11, 2025Jun 18, 2025
Marc Rodney SchechterSchechter Investment Advisors, LLC independent RIAArax Advisory Partners independent RIARIA to RIAJul 11, 2025Jul 2, 2025
Adam BlockiSchechter Investment Advisors, LLC independent RIAArax Advisory Partners independent RIARIA to RIAJul 11, 2025Jun 18, 2025
Anthony Jacob ChisolmSchechter Investment Advisors, LLC independent RIAArax Advisory Partners independent RIARIA to RIAJul 11, 2025Jun 18, 2025
Bradley Kevin FeldmanSchechter Investment Advisors, LLC independent RIAArax Advisory Partners independent RIARIA to RIAJul 11, 2025Jun 18, 2025
Brian John MackeySchechter Investment Advisors, LLC independent RIAArax Advisory Partners independent RIARIA to RIAJul 11, 2025Jun 18, 2025
Jordan Howard SmithSchechter Investment Advisors, LLC independent RIAArax Advisory Partners independent RIARIA to RIAJul 11, 2025Jun 18, 2025
Colin Coyle SteinbergSchechter Investment Advisors, LLC independent RIAArax Advisory Partners independent RIARIA to RIAJun 30, 2025Jun 18, 2025
Ryan Patrick StuartWt Wealth Management, LLC independent RIAArax Advisory Partners independent RIARIA to RIAJun 25, 2025Jul 21, 2025
Jacob Tyler WilsieLPL Financial LLC BD affiliatedArax Advisory Partners BD affiliatedAffiliated broker-dealer or bank to anotherJun 10, 2025Jul 30, 2026 (415 d)
Joseph G OpielaSchechter Investment Advisors, LLC independent RIAArax Advisory Partners independent RIARIA to RIAJun 9, 2025Sep 10, 2025 (93 d)
John Alexander Scott, IIICedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Jan 1, 2025
Mark Thomas NeelyCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Dec 9, 2024
Byron James DyckCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Dec 8, 2024
John Alex MaurerCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Dec 9, 2024
William Edgar AllenCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Dec 8, 2024
Adam Kenley CamachoCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Dec 9, 2024
Andrew Price RhoadsCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025May 13, 2026 (413 d)
Nicholas George DanielCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Dec 8, 2024
Daniella FriendCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Dec 8, 2024
Gerald A ClasCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Dec 8, 2024
Tyler Joseph GraeveCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Dec 8, 2024
Ryan Thomas WallsCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Dec 8, 2024
Matthew Wayne SharkeyCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Dec 8, 2024
Austin Robert MyersCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Dec 8, 2024
Brandon Young Ho LorenzCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Dec 8, 2024
Andrew Parker CormackCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Dec 8, 2024
Benton Ramsey EllisCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Dec 8, 2024
Dylan Bruce WheelerCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Jan 1, 2025
Daniel Stephen GraeveCedrus independent RIAArax Advisory Partners independent RIARIA to RIAMar 26, 2025Dec 8, 2024
Douglas Howard PardieckCambridge Investment Research Advisors, Inc. BD affiliatedArax Advisory Partners independent RIAAffiliated broker-dealer or bank to independent RIAMar 17, 2025Mar 12, 2025
Shane Eli WolfeTraction Financial Partners independent RIAArax Advisory Partners independent RIARIA to RIAFeb 14, 2025Feb 19, 2025
Jeremy Frederick FawcettJohn 1427, LLC no RAUMArax Advisory Partners independent RIAOtherDec 3, 2024Dec 9, 2024
Sumit HandaAshton Thomas Private Wealth independent RIAArax Advisory Partners independent RIARIA to RIAJun 26, 2024May 16, 2024
Philip Joseph CookHirtle & Co., LLC otherArax Advisory Partners independent RIAOtherMay 17, 2021Jun 27, 2021 (41 d)
Geraldine Ann JaniczekNoven Financial Group, Inc. independent RIAArax Advisory Partners independent RIARIA to RIAApr 22, 2020Apr 17, 2020
Daniel Albert NovenNoven Financial Group, Inc. independent RIAArax Advisory Partners independent RIARIA to RIAApr 22, 2020Apr 21, 2020
Anjanette Monique PhetteplaceNoven Financial Group, Inc. independent RIAArax Advisory Partners independent RIARIA to RIAApr 21, 2020Apr 17, 2020
Brian Douglas ChaseNoven Financial Group, Inc. independent RIAArax Advisory Partners independent RIARIA to RIAApr 21, 2020Apr 17, 2020
Richard Joseph EliasEnlightened Finance LLC independent RIAArax Advisory Partners independent RIARIA to RIAAug 21, 2019Jun 18, 2025 (2128 d)
Terry Harland HallAcacia Investment Advisors, LLC unclassifiedArax Advisory Partners otherOtherDec 12, 2016Dec 13, 2016
Jeffrey Joseph LoehrDenver Investments otherArax Advisory Partners otherOtherJun 28, 2016Nov 10, 2016 (135 d)
Albert G FloresSeal Financial Services, Inc. otherArax Advisory Partners otherOtherFeb 9, 2015Dec 14, 2015 (308 d)
Derek Ryan PilkingtonEagle Strategies LLC otherArax Advisory Partners otherOtherSep 22, 2014Sep 29, 2014
Patrick C. SouthHirtle & Co., LLC otherArax Advisory Partners BD affiliatedOtherAug 31, 2011Jun 25, 2026 (5412 d)
Christian Todd PevarnikWells Fargo Advisors wirehouseArax Advisory Partners otherOtherMay 19, 2009May 18, 2009
Jeffrey Willard AppsEquitable Advisors, LLC national BDArax Advisory Partners otherOtherApr 10, 2008Jul 29, 2011 (1205 d)
Eric Scott HoltAlliancebernstein L.P. otherArax Advisory Partners otherOtherNov 27, 2007Apr 6, 2015 (2687 d)
Ann-Noel Campbell SpencerFirst Citizens Investor Services, Inc. otherArax Advisory Partners independent RIAOtherJul 17, 2007Apr 22, 2025 (6489 d)
Patrick Donald JohnsonSuntrust Investment Services, Inc. otherArax Advisory Partners otherOtherApr 23, 2007May 7, 2007
Paul Whitney DavisPaul Whitney Davis unclassifiedArax Advisory Partners otherOtherDec 19, 2005Apr 11, 2005
George Wallace SmithSenior Finance & Health, LLC unclassifiedArax Advisory Partners otherOtherFeb 7, 2005Mar 28, 2005 (49 d)
David L. SwensonSecure Financial Group, Inc. unclassifiedArax Advisory Partners otherOtherFeb 1, 2005Jan 20, 2005
David Andrew SimonUsallianz Securities, Inc. unclassifiedArax Advisory Partners otherOtherJan 26, 2005Jan 20, 2005
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117 moves match.