DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Hartford Funds

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kathleen MclellanPrincipal Securities, Inc. otherHartford Funds otherOtherSep 30, 2014Feb 20, 2015 (143 d)
Christopher Thomas OffnerMorgan Stanley wirehouseHartford Funds otherOtherMay 14, 2014May 6, 2014
Lori Ann MurphyLord, Abbett & Co. LLC otherHartford Funds otherOtherJan 6, 2014Dec 10, 2015 (703 d)
Taylor William GrantWells Fargo Advisors wirehouseHartford Funds otherOtherNov 4, 2013Oct 14, 2015 (709 d)
Christopher C WolffPnc Wealth Management otherHartford Funds otherOtherSep 5, 2013Aug 25, 2015 (719 d)
William Edward PauleyAllspring Funds Management, LLC otherHartford Funds otherOtherJun 28, 2013Apr 1, 2014 (277 d)
Michael James TobinLPL Financial LLC otherHartford Funds otherOtherJun 24, 2013May 26, 2015 (701 d)
Gerald M NowakowskiPnc Wealth Management otherHartford Funds otherOtherJun 20, 2013May 28, 2015 (707 d)
Nathan J FairAmundi Pioneer Institutional Asset Management, Inc. otherHartford Funds otherOtherJun 7, 2013Jun 24, 2015 (747 d)
Joseph Gary MelcherTouchstone Advisors Inc otherHartford Funds otherOtherSep 6, 2012Aug 15, 2014 (708 d)
Anthony M StrittholtNatixis Advisors, LLC otherHartford Funds otherOtherJul 5, 2012Jun 20, 2014 (715 d)
Richard L SimsChase Investment Services Corp. otherHartford Funds asset managerOtherMay 15, 2012Jun 13, 2025 (4777 d)
Derrick Richard StancickDirected Services LLC otherHartford Funds otherOtherNov 30, 2010Apr 9, 2014 (1226 d)
Patrick John CarrollDirected Services LLC otherHartford Funds otherOtherNov 30, 2010Apr 9, 2014 (1226 d)
Brendan William TullyClearbridge Investments, LLC otherHartford Funds otherOtherJun 2, 2010Dec 9, 2014 (1651 d)
Edward Joseph CisowskiRydex Advisory Services, LLC unclassifiedHartford Funds otherOtherNov 25, 2009Nov 6, 2013 (1442 d)
Daniel MillerSecurities America Advisors, Inc. otherHartford Funds otherOtherFeb 19, 2009Apr 25, 2014 (1891 d)
Aaron Barto JunkRydex Advisory Services, LLC unclassifiedHartford Funds asset managerOtherJan 26, 2009Jun 4, 2022 (4877 d)
William DoughertyChartwell Investment Partners otherHartford Funds otherOtherNov 6, 2008Oct 4, 2013 (1793 d)
Derrick Jamal AmeyEquitable Advisors, LLC national BDHartford Funds otherOtherMay 1, 2006Jul 13, 2015 (3360 d)
Errol Adam IachiniWells Fargo Advisors wirehouseHartford Funds asset managerOtherFeb 27, 2006Oct 14, 2025 (7169 d)
Mark Andrew StevensInvesmart Advisors Inc unclassifiedHartford Funds otherOtherOct 3, 2003Oct 28, 2013 (3678 d)
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82 moves match.