DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capital Analysts
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy N Betts | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Mar 25, 2025 | Nov 3, 2023 |
| Paul Arthur Tierney | Lincoln Investment independent RIA | Capital Analysts other | Other | Mar 14, 2025 | May 20, 2016 |
| William Thomas Skeeters | William Roane Skeeters, Inc. state registered | Capital Analysts other | Other | Dec 31, 2024 | Dec 13, 2013 |
| Ronald Douglas Sala | Lincoln Investment independent RIA | Capital Analysts other | Other | Dec 3, 2024 | Jan 24, 2017 |
| Deidre Mae Fernald | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Oct 24, 2024 | Jul 24, 2020 |
| Zachary Tombs | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Jan 7, 2021 |
| Eric Franklin Caplinger | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2024 | Jun 4, 2024 |
| Joseph Valdes | Valic Financial Advisors, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Sep 20, 2024 |
| Barry Stanton Jeffery | Lincoln Investment independent RIA | Capital Analysts other | Other | Sep 25, 2024 | Jun 4, 2012 |
| Angela Casasanto | LPL Financial LLC BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2024 | Sep 16, 2024 |
| Kevin Logan | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2024 | Aug 29, 2023 |
| Christopher Clay Mcanany | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Aug 29, 2024 | Jul 9, 2021 |
| George Peter Harris | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2024 | May 13, 2021 |
| Steven Donald Witter | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2024 | May 13, 2021 |
| Travis Munro | Lincoln Investment independent RIA | Capital Analysts other | Other | Aug 23, 2024 | Apr 3, 2014 |
| Keith Jeffrey Maeder | Esi Financial Advisors independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Aug 1, 2024 | Aug 1, 2024 |
| Evan Michael Pinney | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2024 | Oct 31, 2023 |
| Brian Douglas Alchermes | Planmember Securities Corporation independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Jul 18, 2024 | Jul 18, 2024 |
| Pablo J Oliva | Northsight Wealth Management unclassified | Capital Analysts BD affiliated | Other | Jul 3, 2024 | Jul 3, 2024 |
| Kenneth Alan Simon | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2024 | Jun 24, 2019 |
| Keith Anthony Fredrickson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Capital Analysts BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2024 | Jun 3, 2024 |
| Benjamin Weinberger | Cetera Investment Advisers LLC BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2024 | May 29, 2024 |
| James Patrick Eismon | Valic Financial Advisors, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | May 17, 2024 |
| Frank Anthony Preziuso | Valic Financial Advisors, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | May 1, 2024 |
| Ryan M Pennington | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | May 2, 2024 | Jun 5, 2023 |
| Joshua Gavit | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Apr 29, 2024 | Oct 13, 2021 |
| Nicholas Darwin Rodkin | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Apr 25, 2024 | Jan 29, 2019 |
| Natalia Donaldson | MML Investors Services, LLC BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 4, 2024 |
| Ryan Mount | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Mar 25, 2024 | Jun 28, 2023 |
| Gregory Joseph Wisniew | Lincoln Investment independent RIA | Capital Analysts other | Other | Feb 8, 2024 | Sep 4, 2014 |
| Louis Rodolfo Manon | Lincoln Investment independent RIA | Capital Analysts other | Other | Feb 8, 2024 | Mar 28, 2014 |
| Brian Gerald Pitell | Cetera Investment Advisers LLC BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Feb 1, 2024 |
| Lynn Jean Craig | Lincoln Investment independent RIA | Capital Analysts other | Other | Jan 30, 2024 | Feb 10, 2015 |
| David Shnitzer | Ameriprise Financial Services, LLC national BD | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Feb 5, 2024 |
| Karla Noemi Mcfarland | Valic Financial Advisors, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Jan 18, 2024 |
| Scott Christopher Bernstiel | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Jan 23, 2024 | Dec 13, 2023 |
| Amanda Lyn Williams | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Jan 16, 2024 | Nov 28, 2022 |
| Jonathan Simon Harel | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2024 | Jul 11, 2022 |
| Garret Benson | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2023 | May 4, 2022 |
| Robert Mark Roux | Morgan Stanley wirehouse | Capital Analysts BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 14, 2023 | Dec 15, 2023 |
| Mark John Dunn | Valic Financial Advisors, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 2, 2023 |
| Daniel David Mcavoy | American Portfolios Advisors, Inc BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Nov 1, 2023 |
| John Walter Gallagher | Lincoln Investment independent RIA | Capital Analysts other | Other | Nov 1, 2023 | Jan 4, 2017 |
| Leslie J. Benzak | Lincoln Investment independent RIA | Capital Analysts other | Other | Nov 1, 2023 | Feb 11, 2015 |
| Joseph Lee Wilder | Lincoln Investment independent RIA | Capital Analysts other | Other | Oct 31, 2023 | Dec 11, 2012 |
| Patrick Thomas Logue | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Oct 30, 2023 | Sep 16, 2020 |
| James Wayne Robinson | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Oct 30, 2023 | Nov 8, 2020 |
| Sean Logue | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Oct 30, 2023 | Feb 15, 2019 |
| Michael Timothy Mammini | Lincoln Investment independent RIA | Capital Analysts other | Other | Oct 25, 2023 | Jun 5, 2012 |
| Christopher M Landwair | Lincoln Investment independent RIA | Capital Analysts other | Other | Oct 25, 2023 | Jun 4, 2012 |
| Debra Herrlinger | Lincoln Investment independent RIA | Capital Analysts other | Other | Oct 4, 2023 | Mar 31, 2015 |
| Joshua Adam Smith | Lincoln Investment independent RIA | Capital Analysts other | Other | Oct 4, 2023 | Mar 31, 2015 |
| Kyle Miller | Lincoln Investment independent RIA | Capital Analysts other | Other | Oct 4, 2023 | Feb 17, 2016 |
| Esther F Miller-Smith | Lincoln Investment independent RIA | Capital Analysts other | Other | Oct 4, 2023 | Feb 17, 2016 |
| Jerry Glasser | Edward Jones national BD | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2023 | Sep 19, 2023 |
| Chad Ryan Mullen | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Sep 20, 2023 | Aug 3, 2023 |
| Jennifer Sellers | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2023 | Aug 21, 2023 |
| Henry P Milano | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Sep 11, 2023 | Jun 30, 2023 |
| Kasey Patrick George | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2023 | Jun 28, 2018 |
| Jason Andrew Beatty | Lincoln Investment independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2023 | Feb 25, 2023 |
400 moves match.