| Brantley Dexton Whitley | Synovus Securities, Inc. other | Signator Financial Services, Inc. other | Other | Jan 9, 2008 | Jan 16, 2008 |
| Harold Oscar Lowe | Msi Financial Services, Inc. other | Signator Financial Services, Inc. other | Other | Oct 25, 2007 | Jul 29, 2010 (1008 d) |
| Aaron Michael Cheesman | Jesup & Lamont Advisors unclassified | Signator Financial Services, Inc. other | Other | Aug 24, 2007 | Aug 24, 2007 |
| John Cline Evans | Msi Financial Services, Inc. other | Signator Financial Services, Inc. other | Other | Jul 23, 2007 | Jul 31, 2007 |
| Heather Elizabeth Henderson | U.S. Bancorp Investments, Inc. other | Signator Financial Services, Inc. other | Other | Jun 12, 2007 | Jul 12, 2007 |
| Ernest Lino Jordan | Valic Financial Advisors, Inc. other | Signator Financial Services, Inc. other | Other | Jun 5, 2007 | Feb 10, 2009 (616 d) |
| Andrea Bond Johnson | Equitable Advisors, LLC national BD | Signator Financial Services, Inc. other | Other | May 25, 2007 | Aug 3, 2007 (70 d) |
| Jerry W Lynn | Ast Investment Services, Inc. other | Signator Financial Services, Inc. other | Other | Mar 13, 2007 | Mar 23, 2007 |
| Kelly Lynn Ryland | Key Investment Services LLC other | Signator Financial Services, Inc. other | Other | Feb 9, 2007 | Apr 24, 2014 (2631 d) |
| Mark Joseph Halpin | Park Avenue Securities LLC other | Signator Financial Services, Inc. other | Other | Aug 31, 2006 | Sep 1, 2006 |
| James Robert Sickorez | Invest Financial Corporation other | Signator Financial Services, Inc. other | Other | Jul 18, 2006 | Aug 14, 2006 |
| Eugene Perry Heitman | Invest Financial Corporation other | Signator Financial Services, Inc. other | Other | Jul 18, 2006 | Sep 20, 2006 (64 d) |
| Andrew Thomas Ames | Invest Financial Corporation other | Signator Financial Services, Inc. other | Other | May 30, 2006 | May 22, 2006 |
| Paul Sullivan Como | Invest Financial Corporation other | Signator Financial Services, Inc. other | Other | May 8, 2006 | Apr 24, 2006 |
| William Shannon Gardner | Raymond James Financial Services, Inc. unclassified | Signator Financial Services, Inc. other | Other | Mar 2, 2006 | Feb 27, 2006 |
| Neal James Hebert | 1st Global Advisors Inc other | Signator Financial Services, Inc. other | Other | Dec 31, 2005 | Aug 13, 2007 (590 d) |
| Norman Steven Thomson | Charles Schwab & Co., Inc. national BD | Signator Financial Services, Inc. other | Other | Aug 6, 2004 | Dec 13, 2004 (129 d) |
| Daniel Christian Giddens | Waterstone Financial Group, Inc. unclassified | Signator Financial Services, Inc. other | Other | Feb 4, 2004 | Feb 6, 2004 |
| Jared Stephen Northam | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Signator Financial Services, Inc. other | Other | Jan 13, 2004 | Jan 27, 2004 |
| William Stephen Shufflebarger | UBS Financial Services Inc. wirehouse | Signator Financial Services, Inc. other | Other | Nov 12, 2003 | Jan 23, 2004 (72 d) |
| Joanna Puder | Wells Fargo Advisors wirehouse | Signator Financial Services, Inc. other | Other | Aug 8, 2003 | Mar 31, 2014 (3888 d) |
| Jeffrey Osburn Mansur | New England Securities Corporation other | Signator Financial Services, Inc. other | Other | May 1, 2003 | Jul 11, 2003 (71 d) |
| James David Doss | UBS Financial Services Inc. wirehouse | Signator Financial Services, Inc. other | Other | Apr 2, 2003 | Apr 7, 2003 |
| Jamie Tabor Stone | Waddell & Reed other | Signator Financial Services, Inc. other | Other | Dec 31, 2002 | Dec 12, 2002 |
| Daniel Neil Talcott | Collier unclassified | Signator Financial Services, Inc. other | Other | Sep 25, 2002 | Mar 7, 2003 (163 d) |
| James Kenji Michishima | Msi Financial Services, Inc. other | Signator Financial Services, Inc. other | Other | Sep 24, 2002 | Jul 28, 2004 (673 d) |
| Widmark De Jesus Cano | Ameriprise Financial Services, LLC national BD | Signator Financial Services, Inc. other | Other | Jun 27, 2002 | Apr 21, 2009 (2490 d) |