DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Modern Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Trevor Brown Klugh | Petso Financial Consultants LLC independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Nov 12, 2024 | Oct 18, 2024 |
| Richard Joseph Petso | Petso Financial Consultants LLC independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Nov 12, 2024 | Oct 20, 2024 |
| Nathan James Fiser | Cetera Investment Advisers LLC BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2024 | Sep 27, 2024 |
| Heather Michelle Mcghee | Edward Jones national BD | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2024 | Oct 16, 2024 (41 d) |
| Martin Llewellyn Hopkins | Wealth Management Solutions independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Aug 7, 2024 | May 17, 2024 |
| Markku Taneli Happonen | Wealth Management Solutions independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Aug 7, 2024 | May 17, 2024 |
| Adam Wilkins | Wealth Management Solutions independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Aug 7, 2024 | May 17, 2024 |
| Jeffrey Alan Loos | C & J Wealth Advisors independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Jul 15, 2024 | Jul 1, 2024 |
| Jeffrey Mark King | C & J Wealth Advisors independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Jul 15, 2024 | Jul 1, 2024 |
| Jennifer Clark Huskey | C & J Wealth Advisors independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Jul 15, 2024 | Jul 8, 2024 |
| Robert Scott Smith | C & J Wealth Advisors independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Jul 15, 2024 | Jul 8, 2024 |
| Thomas Neal Falkenberry | Autumn Wind Asset Management Inc independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Mar 27, 2024 | Mar 27, 2024 |
| Christopher Kevin Hoffarth | LPL Financial LLC BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2024 | Feb 29, 2024 |
| David Matthew Germano | LPL Financial LLC BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2024 | Mar 1, 2024 |
| Michelle Lyn Cannan | LPL Financial LLC BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2024 | Feb 29, 2024 |
| Kyle Miller Dunn | LPL Financial LLC BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2024 | Mar 1, 2024 |
| Stephen Douglas Howles | LPL Financial LLC BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2024 | Mar 1, 2024 |
| Brian Dale Johnson | Midwest Financial independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2023 | Sep 1, 2023 |
| Jeremiah Johnson | Midwest Financial independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2023 | Sep 1, 2023 |
| Frank Dean Barber | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 19, 2023 | Apr 26, 2023 |
| Risdan Depaul Kasper | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 7, 2023 | Apr 26, 2023 |
| Bruce Taylor Godke | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 7, 2023 | Apr 26, 2023 |
| Kenneth Lawrence Osiwala | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 7, 2023 | Apr 27, 2023 |
| Craig James Snedden | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 7, 2023 | Apr 26, 2023 |
| Wayne Robinson | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 7, 2023 | Apr 26, 2023 |
| Charles M. Kasper | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 7, 2023 | Apr 26, 2023 |
| Michael Shane Barber | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 7, 2023 | Apr 26, 2023 |
| William Ray Doty | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 7, 2023 | Apr 26, 2023 |
| Kyle Michael Akers | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 7, 2023 | Apr 26, 2023 |
| Rory Drew Jones | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 7, 2023 | Apr 26, 2023 |
| Peter E Wargo | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 7, 2023 | Aug 25, 2023 |
| Christopher Joseph Rett | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 7, 2023 | May 4, 2023 |
| Jeffrey Paul Ernest | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 7, 2023 | Apr 26, 2023 |
| Joshua Kirk Diekmann | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 7, 2023 | May 12, 2023 |
| Kade Lawrence Messner | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 7, 2023 | Aug 25, 2023 |
| Hayden Pudenz | Barber Financial Group independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 7, 2023 | Apr 26, 2023 |
| Martin Edwin James | World Equity Group, Inc. BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | Oct 16, 2023 |
| Kyle Martin James | World Equity Group, Inc. BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | Oct 16, 2023 |
| James Porter Rankin | Creativeone Securities, LLC BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2023 | Nov 10, 2023 (32 d) |
| Daniel Thomas Henneghan | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2023 | Nov 8, 2023 (139 d) |
| Jason Michael Gordo | United Capital Financial Advisors BD affiliated | Modern Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 16, 2022 | Apr 18, 2023 (123 d) |
| Stephen Andrew Tuckwood | United Capital Financial Advisors BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | May 17, 2023 (502 d) |
| Mark Ransom Brown | Brown And Company, Inc. unclassified | Modern Wealth Management, LLC independent RIA | Other | Dec 31, 2019 | Apr 21, 2026 (2303 d) |
| Justin Dane Cassida | Brown And Company, Inc. unclassified | Modern Wealth Management, LLC independent RIA | Other | Dec 31, 2019 | Apr 21, 2026 (2303 d) |
| Danielle Kathleen Berz | Brown And Company, Inc. unclassified | Modern Wealth Management, LLC independent RIA | Other | Dec 31, 2019 | Apr 21, 2026 (2303 d) |
| Morrie Wolbrum Reiff | Independent Financial Group, LLC independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | May 16, 2019 | Apr 11, 2025 (2157 d) |
| Joel Angel Palatnik | LPL Financial LLC independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Jan 17, 2018 | Mar 25, 2026 (2989 d) |
| Logan James Degraeve | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Modern Wealth Management, LLC independent RIA | Other | Aug 29, 2016 | Apr 26, 2023 (2431 d) |
| Paul Sueyuki Okawa | Independent Financial Group, LLC other | Modern Wealth Management, LLC independent RIA | Other | Oct 20, 2015 | Apr 11, 2025 (3461 d) |
| Michael Donald Shimkin | Morgan Stanley wirehouse | Modern Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Sep 14, 2015 | Jul 31, 2025 (3608 d) |
| Sam Ogrizovich | Cambridge Investment Research Advisors, Inc. other | Modern Wealth Management, LLC independent RIA | Other | Apr 26, 2013 | Apr 25, 2025 (4382 d) |
| Michael John Capelle | Integrated Financial Management Inc unclassified | Modern Wealth Management, LLC no RAUM | Other | Dec 24, 2008 | Jan 20, 2023 (5140 d) |
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112 moves match.