DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at J.P. Morgan Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Henry Philip RawlinsNorthern Trust Securities, Inc BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 14, 2026Aug 11, 2026
Brendan BoyleStrategic Advisers LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 14, 2026Aug 26, 2026
Julio CerdaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 14, 2026Aug 5, 2026
Megan Cherie Boston WoodFifth Third Securities, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 14, 2026Aug 18, 2026
Ivan FloresMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 13, 2026Aug 13, 2026
Dawn Michelle FrostLPL Financial LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 13, 2026Jul 29, 2026
Jeffery A. OkaforPrincipal Securities, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 13, 2026Aug 21, 2026
James Peter BarbaraJefferies Investment Advisers LLC mixed wealthJ.P. Morgan Securities LLC wirehouseRIA to wirehouseAug 12, 2026Aug 6, 2026
Sara Jadin KennedyWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 12, 2026Aug 12, 2026
Clinton F. GodfreyAmeriprise Financial Services, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 11, 2026Aug 12, 2026
Meghan L. MartinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 11, 2026Sep 1, 2026
John Timothy MickelLPL Financial LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 11, 2026Aug 6, 2026
Tony FrancisStrategic Advisers LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 11, 2026Jul 22, 2026
Caesar SerranoWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 11, 2026Aug 26, 2026
Wilhelmina G LoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 10, 2026Aug 13, 2026
Joseph A. DibuonoCitizens Securities, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 10, 2026Aug 12, 2026
Tiernan Patrick TalbotGreat Valley Advisor Group, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseAug 10, 2026Aug 13, 2026
Kevin GilbertEdward Jones national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 10, 2026Aug 20, 2026
Alex GitelsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 7, 2026Aug 21, 2026
Matthew JorgensonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 6, 2026Aug 18, 2026
Kody DamronWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 5, 2026Aug 4, 2026
Leonora Chryssafis BitasWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 5, 2026Jul 29, 2026
Arthur Giovanni AtkinsLPL Financial LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 4, 2026Jul 30, 2026
Herman H. ChangBlackrock Investment Management, LLC asset managerJ.P. Morgan Securities LLC wirehouseOtherAug 4, 2026Aug 24, 2026
Alexander FerreraMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 4, 2026Aug 20, 2026
Dalia M AguilarStrategic Advisers LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 4, 2026Jul 22, 2026
Kristian GomezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 4, 2026Aug 11, 2026
Elana Bryn LundbyeStrategic Advisers LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 4, 2026Aug 21, 2026
Ethan AulinoLPL Enterprise, LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 4, 2026Aug 13, 2026
Kerry SchwarczUBS Financial Services Inc. wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 3, 2026Aug 10, 2026
Tanu MehtaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 3, 2026Jul 31, 2026
Brian Joseph FernanderMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 3, 2026Sep 11, 2026 (39 d)
Declan Robert ConnollyUBS Financial Services Inc. wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 3, 2026Aug 13, 2026
A'Donte Andrell MallardLPL Enterprise, LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 3, 2026Aug 14, 2026
Marcel CametStrategic Advisers LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 1, 2026Jul 23, 2026
Fernando MellinWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 31, 2026Jul 21, 2026
Daniel David LeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 31, 2026Jul 31, 2026
Oscar N. FordLPL Enterprise, LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 31, 2026Jul 27, 2026
Jacob HurleyIndependent Financial Partners BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 31, 2026Aug 10, 2026
Jason DonnellyMorgan Stanley wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 31, 2026Aug 7, 2026
Robert GiulianoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 30, 2026Jul 23, 2026
Ryan Patrick MollMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 29, 2026Jul 28, 2026
Will G. OrtizMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 29, 2026Jul 23, 2026
Cordarious Marteze DorseyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 28, 2026Aug 7, 2026
Koko BlackEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 28, 2026Aug 3, 2026
Brian KimEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 28, 2026Aug 7, 2026
Mehul Amritlal KhivesaraFocus Partners Wealth, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJul 27, 2026Jul 29, 2026
Ben NelsonUBS Financial Services Inc. wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 27, 2026Aug 10, 2026
Kolsen Allen BenderMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 27, 2026Jul 29, 2026
Susana BeeWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 23, 2026Aug 7, 2026
Drew MussmanLPL Enterprise, LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 23, 2026Aug 6, 2026
Ross HalpernCitigroup Global Markets Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 21, 2026Jul 22, 2026
Justin William GoldbergMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 21, 2026Jul 17, 2026
Hannah HawkinsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 21, 2026Aug 7, 2026
Jackson RobertsEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 21, 2026Aug 11, 2026
Robert CarrozzaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 20, 2026Jul 24, 2026
Alexandra TeagueEdward Jones national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 20, 2026Aug 4, 2026
William Dunn BowersBok Financial Advisors BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 20, 2026Jul 16, 2026
Elmira LaviUBS Financial Services Inc. wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 20, 2026Aug 12, 2026
Mistianne M. FigueroaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 20, 2026Jul 22, 2026
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8,600 moves match.