| Marc Douglas Kerscher | Wells Fargo Investments, LLC unclassified | Valic Financial Advisors, Inc. other | Other | Jan 16, 2004 | Sep 29, 2004 (257 d) |
| Krysanthe Dawes | Charles Schwab & Co., Inc. national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2003 | Oct 13, 2020 (6160 d) |
| Alvaro Mauricio Jiron | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Dec 1, 2003 | Dec 12, 2003 |
| Michael William Johns | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Nov 25, 2003 | Nov 20, 2003 |
| John Sung Lee | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Oct 30, 2003 | Feb 2, 2004 (95 d) |
| Matthew Edward Fitzgerald | U.S. Bancorp Investments, Inc. other | Valic Financial Advisors, Inc. other | Other | Oct 9, 2003 | Dec 4, 2003 (56 d) |
| Sybilla C Koch | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Oct 3, 2003 | Oct 22, 2008 (1846 d) |
| James Gibbs | Banc One Securities Corporation unclassified | Valic Financial Advisors, Inc. other | Other | Sep 24, 2003 | Mar 30, 2004 (188 d) |
| Steven John Honeyfield | E*Trade Advisory Services, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Sep 22, 2003 | Nov 17, 2003 (56 d) |
| Richard Augustine Sementa | Bb&T Investment Services, Inc. no RAUM | Valic Financial Advisors, Inc. other | Other | Aug 18, 2003 | Aug 19, 2003 |
| Gordon Burke Ward | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Aug 13, 2003 | Jun 19, 2003 |
| Angela Marie Secolo | Voya Financial Partners, LLC other | Valic Financial Advisors, Inc. other | Other | Aug 6, 2003 | Jun 11, 2004 (310 d) |
| Otis Robert Thames | Metlife Investment Fund Services LLC unclassified | Valic Financial Advisors, Inc. other | Other | Jul 23, 2003 | Nov 24, 2003 (124 d) |
| Elton Sigrest Thomas | UBS Financial Services Inc. wirehouse | Valic Financial Advisors, Inc. other | Other | Jul 21, 2003 | Nov 24, 2003 (126 d) |
| William Eric Sanders | Morgan Stanley Dw Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Jul 18, 2003 | Jul 18, 2003 |
| Craig B. North | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. other | Other | Jun 18, 2003 | Jul 17, 2003 |
| Tamme Terrell Ford | Metlife Investment Fund Services LLC unclassified | Valic Financial Advisors, Inc. other | Other | Jun 16, 2003 | May 27, 2005 (711 d) |
| David Raymond Rapp | M Holdings Securities, Inc. other | Valic Financial Advisors, Inc. other | Other | Jun 12, 2003 | May 26, 2005 (714 d) |
| Jessica L. Bicoll | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Jun 2, 2003 | Jun 12, 2003 |
| Harold Duke Hunt | Morgan Stanley Dw Inc. unclassified | Valic Financial Advisors, Inc. other | Other | May 6, 2003 | Mar 2, 2003 |
| Joe Joseph Macaluso | Wells Fargo Investments, LLC unclassified | Valic Financial Advisors, Inc. other | Other | May 2, 2003 | Oct 23, 2003 (174 d) |
| Roland Dennis Szilard | MML Investors Services, LLC other | Valic Financial Advisors, Inc. other | Other | Apr 30, 2003 | Jun 7, 2006 (1134 d) |
| Daniel P Leugers | UBS Financial Services Inc. wirehouse | Valic Financial Advisors, Inc. other | Other | Apr 30, 2003 | Apr 23, 2003 |
| Sean Michael Gilsenan | RBC Capital Markets, LLC national BD | Valic Financial Advisors, Inc. other | Other | Apr 29, 2003 | Apr 21, 2003 |
| Alan Pamintuan | UBS Financial Services Inc. wirehouse | Valic Financial Advisors, Inc. other | Other | Apr 7, 2003 | Mar 19, 2003 |
| Michael Harper | UBS Financial Services Inc. wirehouse | Valic Financial Advisors, Inc. other | Other | Mar 10, 2003 | Oct 21, 2003 (225 d) |
| Craig Steven Miller | UBS Financial Services Inc. wirehouse | Valic Financial Advisors, Inc. other | Other | Feb 26, 2003 | Feb 7, 2003 |
| Richard Hoffman Hoy | Morgan Stanley Dw Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Feb 10, 2003 | Sep 15, 2003 (217 d) |
| Robert Alan Browning | Pruco Securities, LLC other | Valic Financial Advisors, Inc. other | Other | Feb 6, 2003 | Aug 25, 2016 (4949 d) |
| Fred Newton Liles | Resource Horizons Group LLC unclassified | Valic Financial Advisors, Inc. other | Other | Feb 3, 2003 | Mar 26, 2003 (51 d) |
| Jeffrey Neil Current | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Dec 19, 2002 | Dec 18, 2002 |
| Kyriacos Anthony Antoniadis | Raymond James & Associates, Inc. national BD | Valic Financial Advisors, Inc. other | Other | Dec 9, 2002 | Feb 19, 2003 (72 d) |
| Jerry Lopez | Morgan Stanley Dw Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Dec 6, 2002 | Jan 29, 2003 (54 d) |
| Richard Keith Allison | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Nov 22, 2002 | Dec 18, 2002 |
| Jeffrey Dean Davis | Morgan Stanley Dw Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Oct 9, 2002 | Feb 19, 2004 (498 d) |
| Justy Abran Armijo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Sep 25, 2002 | Oct 23, 2002 |
| Kenneth Allen Winn | Morgan Stanley Dw Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Sep 12, 2002 | Feb 13, 2003 (154 d) |
| Derrick R Merck | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2002 | Oct 17, 2018 (5892 d) |
| Daniel David Samson | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Aug 29, 2002 | Dec 10, 2002 (103 d) |
| Christopher Brandon Clay | Wells Fargo Investments, LLC unclassified | Valic Financial Advisors, Inc. BD affiliated | Other | Aug 19, 2002 | Sep 12, 2018 (5868 d) |
| David Glenn Whorton | Charles Schwab & Co., Inc. national BD | Valic Financial Advisors, Inc. other | Other | Aug 7, 2002 | Apr 23, 2004 (625 d) |
| Chad Mitchell | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Jun 28, 2002 | Jul 16, 2002 |
| Mason Scott Garner | A&S Capital Advisors, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Jun 14, 2002 | Jan 15, 2004 (580 d) |
| Tom Lee Rosenbaum | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Jun 12, 2002 | Aug 19, 2002 (68 d) |
| Matthew William Bagley | Banc Of America Investment Services, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Apr 19, 2002 | Jul 7, 2010 (3001 d) |