DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Prospera Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thadius BeaversE*Trade Capital Management, LLC independent RIAProspera Financial Services, Inc. independent RIARIA to RIANov 24, 2020Feb 4, 2021 (72 d)
Tamekia Yolanda ThompsonB Riley Wealth Management BD affiliatedProspera Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 20, 2020Jul 7, 2021 (229 d)
Brittany SurinaMorgan Stanley wirehouseProspera Financial Services, Inc. independent RIAWirehouse to independent RIAOct 7, 2020Nov 6, 2020
Benjamin SlovesMorgan Stanley wirehouseProspera Financial Services, Inc. independent RIAWirehouse to independent RIAOct 7, 2020Nov 6, 2020
Jessica Rose EbuenHuntington Financial Advisors BD affiliatedProspera Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2020Feb 4, 2021 (121 d)
Ryan R HyslopMorgan Stanley wirehouseProspera Financial Services, Inc. independent RIAWirehouse to independent RIASep 11, 2020Sep 22, 2020
Frank Henry BullingerEdward Jones national BDProspera Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 17, 2020Jun 12, 2020
Dylan Stuart HaleWells Fargo Advisors wirehouseProspera Financial Services, Inc. independent RIAWirehouse to independent RIAJun 8, 2020Jun 5, 2020
James Patrick RyanWells Fargo Advisors wirehouseProspera Financial Services, Inc. independent RIAWirehouse to independent RIAApr 3, 2020Mar 20, 2020
Thomas E JesterChapin Davis Asset Management independent RIAProspera Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 4, 2020Feb 20, 2024 (1477 d)
Jeffrey Raymond PoundsCambridge Investment Research Advisors, Inc. BD affiliatedProspera Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 5, 2019Jan 14, 2020 (40 d)
Christopher Danny ChapmanWells Fargo Advisors wirehouseProspera Financial Services, Inc. independent RIAWirehouse to independent RIAOct 15, 2019Oct 11, 2019
Danny James ChapmanWells Fargo Advisors wirehouseProspera Financial Services, Inc. independent RIAWirehouse to independent RIAOct 14, 2019Oct 11, 2019
David Scott LynnMorgan Stanley wirehouseProspera Financial Services, Inc. independent RIAWirehouse to independent RIAOct 4, 2019Oct 9, 2019
Russell Sidney JohnsonEdward Jones national BDProspera Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 21, 2019Feb 19, 2021 (548 d)
Michael Edward PageWells Fargo Advisors wirehouseProspera Financial Services, Inc. independent RIAWirehouse to independent RIAAug 20, 2019Aug 22, 2019
Ralph Nicholas BackeWells Fargo Advisors wirehouseProspera Financial Services, Inc. independent RIAWirehouse to independent RIAAug 20, 2019Aug 19, 2019
Coy Reeves WatsonEdward Jones national BDProspera Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2019Aug 9, 2019
Jeffrey Michael SpeicherWells Fargo Advisors wirehouseProspera Financial Services, Inc. independent RIAWirehouse to independent RIAJul 29, 2019Aug 6, 2019
Michael Shane GoffEdward Jones national BDProspera Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2019Jul 3, 2019
James Randy SmithUBS Financial Services Inc. wirehouseProspera Financial Services, Inc. independent RIAWirehouse to independent RIAApr 3, 2019Mar 29, 2019
Carolyn Oliver FrenchUBS Financial Services Inc. wirehouseProspera Financial Services, Inc. otherOtherAug 30, 2018Aug 2, 2018
Theodore TrottmanRaa independent RIAProspera Financial Services, Inc. otherOtherAug 23, 2018Aug 2, 2018
Michael J HuberUBS Financial Services Inc. wirehouseProspera Financial Services, Inc. otherOtherAug 14, 2018Aug 28, 2018
Shawn Quentin SabelhausEdward Jones national BDProspera Financial Services, Inc. otherOtherJul 11, 2018Jul 25, 2018
Luke Hill TolsonMorgan Stanley wirehouseProspera Financial Services, Inc. otherOtherJul 3, 2018Jun 29, 2018
Brian Nathan FoxMorgan Stanley wirehouseProspera Financial Services, Inc. otherOtherJul 2, 2018Jun 29, 2018
Thomas Alan GraberAssembly Wealth independent RIAProspera Financial Services, Inc. otherOtherMay 31, 2018Jan 9, 2017
Byron Leonel ReyesUBS Financial Services Inc. wirehouseProspera Financial Services, Inc. otherOtherMay 25, 2018Aug 17, 2018 (84 d)
Paul Leander KeetonNasdaq Dorsey Wright independent RIAProspera Financial Services, Inc. otherOtherApr 5, 2018Oct 18, 2017
Troy Victor HartmanWells Fargo Advisors wirehouseProspera Financial Services, Inc. otherOtherMar 16, 2018Mar 5, 2018
David WeissScottrade Investment Management BD affiliatedProspera Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2018Apr 23, 2019 (412 d)
Matthew James FordCapital One Advisors, LLC otherProspera Financial Services, Inc. otherOtherFeb 1, 2018Feb 12, 2018
Patrick William SuffernM Holdings Securities, Inc. otherProspera Financial Services, Inc. otherOtherNov 14, 2017Feb 8, 2018 (86 d)
Jay Ralph SlouffmanEdward Jones national BDProspera Financial Services, Inc. otherOtherNov 6, 2017Nov 5, 2017
Cindy Michelle TamborelloWells Fargo Advisors wirehouseProspera Financial Services, Inc. independent RIAWirehouse to independent RIAOct 19, 2017Sep 4, 2019 (685 d)
Timothy Patrick MclanahanM Holdings Securities, Inc. otherProspera Financial Services, Inc. otherOtherOct 18, 2017Feb 8, 2018 (113 d)
Christopher Dale ClarkWfg Advisors, LP otherProspera Financial Services, Inc. otherOtherJul 14, 2017Aug 21, 2017 (38 d)
Christina Sass CreechEquitable Advisors, LLC national BDProspera Financial Services, Inc. otherOtherJun 19, 2017Sep 5, 2017 (78 d)
Robin Rae ForemanSummit Financial Group Inc otherProspera Financial Services, Inc. otherOtherApr 3, 2017Mar 27, 2017
Kristina Renee DunnSummit Financial Group Inc otherProspera Financial Services, Inc. otherOtherApr 3, 2017Mar 27, 2017
Charles Robert BennettWells Fargo Advisors wirehouseProspera Financial Services, Inc. otherOtherMar 22, 2017Feb 27, 2017
Roberto Antonio MartinezOsaic Fa, Inc. otherProspera Financial Services, Inc. otherOtherMar 15, 2017Apr 12, 2018 (393 d)
Holly Christine JensenWells Fargo Advisors wirehouseProspera Financial Services, Inc. otherOtherMar 2, 2017Feb 27, 2017
Travis R. GodleyUBS Financial Services Inc. wirehouseProspera Financial Services, Inc. otherOtherFeb 23, 2017Feb 9, 2017
Mccall Mcguire DykeVsr Advisory Services otherProspera Financial Services, Inc. otherOtherNov 2, 2016Feb 15, 2017 (105 d)
William Thomas FergusonVsr Advisory Services otherProspera Financial Services, Inc. otherOtherNov 2, 2016Feb 15, 2017 (105 d)
Rocky Steven MontgomeryCapital Guardian Wealth Management, LLC otherProspera Financial Services, Inc. otherOtherSep 23, 2016Sep 19, 2016
Douglas Theodore CharneyWells Fargo Advisors wirehouseProspera Financial Services, Inc. otherOtherAug 31, 2016Aug 30, 2016
Brian Patrick GleasonWells Fargo Advisors wirehouseProspera Financial Services, Inc. otherOtherAug 31, 2016Aug 31, 2016
Frederic CassiviWells Fargo Advisors wirehouseProspera Financial Services, Inc. otherOtherAug 31, 2016Aug 30, 2016
David Robert BennetteWells Fargo Advisors wirehouseProspera Financial Services, Inc. otherOtherApr 25, 2016May 3, 2016
Caryn Taurog BordenFullcircle Wealth LLC independent RIAProspera Financial Services, Inc. independent RIARIA to RIAFeb 25, 2016Dec 21, 2020 (1761 d)
Diarvonda Shicole RansomHilltop Securities Inc. otherProspera Financial Services, Inc. otherOtherFeb 11, 2016Feb 11, 2016
Andrew Louis ToshieSterne Agee Asset Management, Inc. otherProspera Financial Services, Inc. otherOtherJan 26, 2016Feb 1, 2016
Cindy Ball ToshieSterne Agee Asset Management, Inc. otherProspera Financial Services, Inc. otherOtherJan 26, 2016Feb 1, 2016
Charles Wallace SeiglerCapital Guardian Wealth Management, LLC otherProspera Financial Services, Inc. otherOtherJan 12, 2016Jan 11, 2016
Kyle David SikesCapital Guardian Wealth Management, LLC otherProspera Financial Services, Inc. otherOtherJan 12, 2016Jan 11, 2016
Michael Wayne ArnoldMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseProspera Financial Services, Inc. otherOtherDec 15, 2015Dec 9, 2015
Gregory Brian MeadowsMorgan Stanley wirehouseProspera Financial Services, Inc. otherOtherAug 20, 2015Jul 28, 2015
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279 moves match.