DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Allworth Financial, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Natalie Lynn Quirarte | Hall Private Wealth Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 7, 2023 | Jan 1, 2025 (391 d) |
| Daniel Joseph Bolan | 83rd St. Wealth Management, LLC unclassified | Allworth Financial, L.P. BD affiliated | Other | Nov 16, 2023 | Mar 11, 2024 (116 d) |
| Corey Paul Frank | Charles Schwab & Co., Inc. national BD | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2023 | Oct 17, 2023 |
| Robert Stark | Affinity Financial Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 6, 2023 | Oct 17, 2023 |
| James Brady Risalvato | Empower Advisory Group, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Aug 31, 2023 |
| Kyle Mason Kadish | Fidelity Personal And Workplace Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Dec 12, 2025 (828 d) |
| Anna Richardson | Affinity Financial Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 15, 2023 | Apr 26, 2023 |
| Cali Ann Visentin | Affinity Financial Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 15, 2023 | Apr 26, 2023 |
| Eric Allan Soetaert | Affinity Financial Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 15, 2023 | Apr 26, 2023 |
| Brayden Todd Cleland | Ridgeview Financial Planning state registered | Allworth Financial, L.P. BD affiliated | Other | Aug 14, 2023 | Sep 21, 2023 (38 d) |
| Roger Henry Ingwersen | The Harvest Group independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2023 | Oct 9, 2024 (426 d) |
| Laurie Ellen Ingwersen | The Harvest Group independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2023 | Aug 1, 2023 |
| Timothy Mazanec | The Harvest Group independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2023 | Jul 5, 2023 |
| Gurvir Singh Grewal | Mercer Global Advisors Inc. independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 26, 2023 | Jun 13, 2024 (323 d) |
| Alyse Dominguez | Cwm, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jul 25, 2023 |
| Carrie Jean Miskawi | USA Financial Securities LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 5, 2023 | Jun 22, 2023 |
| Peter Knutson | Cetera Advisor Networks LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 26, 2023 |
| Karey Anne Casto | Cetera Advisor Networks LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 26, 2023 |
| Judith Lynn Mcdaniel | Cetera Advisor Networks LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 26, 2023 |
| Gregory David Phelps | Redrock Wealth Management, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2023 | Mar 24, 2023 |
| Jeremy Thomas Murray | Redrock Wealth Management, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2023 | Mar 24, 2023 |
| Andrew David Kessler | Aw Securities no RAUM | Allworth Financial, L.P. other | Other | Mar 27, 2023 | Nov 23, 2015 |
| Michael Samuel Schankerman | MML Investors Services, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Feb 27, 2023 |
| Benjamin J. Abraham | MML Investors Services, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Feb 27, 2023 |
| David Tyson Klaus | MML Investors Services, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Feb 27, 2023 |
| Kathleen Marie Carpenter | LPL Financial LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2022 | Dec 21, 2022 |
| Benjamin Daniel Knight | LPL Financial LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2022 | Dec 21, 2022 |
| Matthew John De Garmo | Fidelity Personal And Workplace Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Dec 22, 2022 |
| Samantha Cornelius Gabbard | Cwm, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Mar 4, 2026 (1191 d) |
| Matthew J Lang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Allworth Financial, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 1, 2022 | Jul 12, 2023 (253 d) |
| Robert C Scholes | Cook Wealth, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 28, 2022 | Feb 26, 2025 (852 d) |
| Michael Bubel | Valic Financial Advisors, Inc. BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Nov 15, 2022 (32 d) |
| Peter James Abi-Nader | Journey Advisory Group, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2022 | Oct 3, 2022 |
| Daniel Patrick Leahy | Journey Advisory Group, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2022 | Oct 5, 2022 |
| Terry Jay Muchler | Muchler Financial Services, Inc. independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2022 | Jul 1, 2022 |
| Darren Dindinger | Paul R. Ried Financial Group, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2022 | Jul 25, 2023 (315 d) |
| Andrew Charles Gularte | Fidelity Personal And Workplace Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2022 | Sep 22, 2022 |
| Scott Ira Loochtan | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2022 | Aug 19, 2022 |
| Nicole Mayer | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2022 | Aug 16, 2022 |
| Logan Michael Collie | Securities America Advisors, Inc. BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2022 | Aug 18, 2022 |
| Mark Kuniholm | Bogart Wealth, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2022 | Aug 11, 2022 |
| James Frederic Chetwood III | Adams Chetwood Wealth Management LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 7, 2022 | Jun 1, 2022 |
| Michelle Alayne Disney | Adams Chetwood Wealth Management LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 7, 2022 | Jun 1, 2022 |
| Donella R Winkler | Adams Chetwood Wealth Management LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 7, 2022 | Jun 1, 2022 |
| Joseph Jacob Kopczynski | Uas Wealth Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2022 | Jun 23, 2022 |
| Donald Austin Mcdaniel | Uas Wealth Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2022 | Jun 2, 2022 |
| Kirk Randolph Hudson | Uas Wealth Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2022 | Jun 2, 2022 |
| Matthew David Keller | Uas Wealth Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2022 | Jun 2, 2022 |
| Christopher Stephen Mattox | Fisher Investments independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 22, 2022 | Jan 19, 2023 (211 d) |
| Carson Booras | LPL Financial LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | May 27, 2022 | Jun 21, 2022 |
| William James Schretter | Life-Legacy Financial Counsel, Inc. unclassified | Allworth Financial, L.P. BD affiliated | Other | May 6, 2022 | May 19, 2022 |
| Fazley Elahi Rashid | Wells Fargo Advisors wirehouse | Allworth Financial, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 5, 2022 | May 20, 2022 |
| Steven Joshua Hruby | Cerity Partners Ocio LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2022 | Jun 1, 2022 |
| David Leland Johanson | Johanson Financial Advisors, Inc. independent RIA | Allworth Financial, L.P. independent RIA | RIA to RIA | Feb 1, 2022 | Feb 1, 2022 |
| William Gerard Macher | LPL Financial LLC BD affiliated | Allworth Financial, L.P. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2021 | Dec 23, 2021 |
| Dexter Charles Lamb | LPL Financial LLC BD affiliated | Allworth Financial, L.P. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2021 | Dec 21, 2021 |
| John Michael Horseman | LPL Financial LLC BD affiliated | Allworth Financial, L.P. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2021 | Dec 21, 2021 |
| Sam Howard Degreen | Degreen Capital Management, LLC independent RIA | Allworth Financial, L.P. independent RIA | RIA to RIA | Dec 10, 2021 | Nov 30, 2021 |
| Brent Michael Sayler | Vanguard Advisers, Inc. BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2021 | Nov 7, 2024 (1108 d) |
| Davis Alan Blomquist | Aw Securities no RAUM | Allworth Financial, L.P. independent RIA | Other | Oct 21, 2021 | Nov 30, 2018 |
252 moves match.