DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bolton Global Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jacques FrenkelWells Fargo Advisors wirehouseBolton Global Asset Management otherOtherAug 30, 2010Aug 20, 2010
Charles Daniel SearsMorgan Stanley wirehouseBolton Global Asset Management otherOtherJul 14, 2010Jun 23, 2010
Michael Ray CostaWells Fargo Investments, LLC unclassifiedBolton Global Asset Management otherOtherJun 3, 2010Oct 18, 2010 (137 d)
Stephen RaymondE*Trade Capital Management, LLC otherBolton Global Asset Management otherOtherMar 3, 2010Mar 19, 2010
Elio Eduardo KingHilltop Securities Inc. otherBolton Global Asset Management otherOtherJan 14, 2010Jan 22, 2010
Bruce Anthony ZaroDelta Global Advisors unclassifiedBolton Global Asset Management otherOtherDec 31, 2009Jan 6, 2010
John Carlos SalasWells Fargo Advisors wirehouseBolton Global Asset Management otherOtherSep 8, 2009Sep 10, 2009
Edward Francisco SalasWells Fargo Advisors wirehouseBolton Global Asset Management otherOtherAug 27, 2009Sep 4, 2009
Carlos R Ferreira LimaHsbc Securities (USA) Inc. otherBolton Global Asset Management otherOtherAug 3, 2009Oct 6, 2009 (64 d)
Jesse P BessettMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherJun 25, 2009Jul 1, 2009
Brent Dion WilliamsUBS Financial Services Inc. wirehouseBolton Global Asset Management otherOtherJun 2, 2009May 22, 2009
Stephen George MayorUBS Financial Services Inc. wirehouseBolton Global Asset Management otherOtherMay 13, 2009Apr 30, 2009
Thomas Marshall WilliamsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherMay 5, 2009Oct 29, 2009 (177 d)
Marcos SolanetUBS International Inc. unclassifiedBolton Global Asset Management mixed wealthOtherApr 30, 2009Apr 15, 2021 (4368 d)
Eduardo Manuel CarrenoStanford Group Company unclassifiedBolton Global Asset Management otherOtherMar 23, 2009Sep 1, 2009 (162 d)
Flavio Rafael GonzalezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherMar 19, 2008Feb 29, 2008
Tomas Alberto EsteveMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherMar 7, 2008Feb 29, 2008
Ricardo Pedro FilizolaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherMar 7, 2008Feb 29, 2008
Vaughn Lee WoodsSagepoint Financial, Inc. otherBolton Global Asset Management otherOtherNov 13, 2007Oct 25, 2007
David Christopher StuyckCambridge Investment Research Advisors, Inc. otherBolton Global Asset Management otherOtherDec 4, 2006Nov 15, 2006
Jeffrey Scott PattersonStifel, Nicolaus & Company, Incorporated national BDBolton Global Asset Management otherOtherDec 1, 2006Apr 27, 2007 (147 d)
Michael James BurkeCambridge Investment Research Advisors, Inc. otherBolton Global Asset Management otherOtherNov 21, 2006Nov 15, 2006
Steven Michael DillhoffCuso Financial Services, L.P. otherBolton Global Asset Management otherOtherOct 6, 2006Nov 16, 2006 (41 d)
Richard Ericson LouisUBS Financial Services Inc. wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAFeb 23, 2006Jan 1, 2025 (6887 d)
William Carlton DowAdvest, Inc. unclassifiedBolton Global Asset Management otherOtherNov 9, 2005Jan 30, 2006 (82 d)
Stephan RogersWells Fargo Advisors wirehouseBolton Global Asset Management otherOtherNov 7, 2005Jun 14, 2006 (219 d)
Daphne Jane MahleInvest Financial Corporation otherBolton Global Asset Management otherOtherSep 19, 2005Sep 29, 2005
George Reynolds HowardWells Fargo Advisors wirehouseBolton Global Asset Management otherOtherAug 2, 2005May 17, 2007 (653 d)
Ana Nmn Blumberg-MarkusValley Financial Management, Inc. BD affiliatedBolton Global Asset Management otherOtherMar 4, 2005May 17, 2007 (804 d)
Timothy James MurphyWells Fargo Advisors wirehouseBolton Global Asset Management otherOtherFeb 18, 2005Feb 22, 2005
Jeffrey Mark PerasWells Fargo Advisors wirehouseBolton Global Asset Management otherOtherNov 4, 2004Oct 29, 2004
Herbert Anthony KlukasInsigneo Wealth Advisors, LLC otherBolton Global Asset Management otherOtherJun 25, 2003Mar 22, 2010 (2462 d)
Nicholas Joseph MilanaWells Fargo Advisors wirehouseBolton Global Asset Management otherOtherJun 24, 2003Mar 16, 2016 (4649 d)
Henry J MolloyJ.P. Morgan Securities LLC wirehouseBolton Global Asset Management otherOtherDec 4, 2002Jan 9, 2007 (1497 d)
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154 moves match.