DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Citizens Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony Fornatale | Citizens Private Wealth BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Aug 26, 2022 |
| Brian John Pirritano | Hsbc Securities (USA) Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | May 29, 2025 |
| Franco Miranda Alves | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2025 | Jun 10, 2025 |
| Ryan Scott Vernon | Charles Schwab & Co., Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2025 | May 2, 2025 |
| Stephen K Mulhall | Citizens Private Wealth BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | May 11, 2023 |
| Tianna Symone Robinson | Equitable Advisors, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2025 | Apr 30, 2025 |
| Wen-Min Seow | Hsbc Securities (USA) Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | Mar 31, 2025 |
| Christopher Mingone | Equitable Advisors, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | May 1, 2025 |
| Will Heaton Hendricks | Lion Street Advisors, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | May 11, 2026 (383 d) |
| Sean Alexander Kram | Lion Street Advisors, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | May 11, 2026 (383 d) |
| Kathleen Fortoul | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 17, 2025 | Apr 16, 2025 |
| Craig Kaufman | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 17, 2025 | Apr 16, 2025 |
| Joel Kaufman | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 17, 2025 | Apr 16, 2025 |
| Enrique Tiburcio | Citizens Private Wealth BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Oct 4, 2023 |
| Robert Charles Hannon | Citizens Private Wealth BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Feb 7, 2025 |
| Ronald Lawrence Woods | LPL Enterprise, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2025 | Apr 8, 2025 |
| Beverly Lifeng Roun | Charles Schwab & Co., Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Apr 1, 2025 |
| Matthew Craig Essmann | Corecap Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 4, 2025 |
| Megan Fry Dozier | Equitable Advisors, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 9, 2025 |
| Stephen Rockhill | Charles Schwab & Co., Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2025 | Apr 8, 2025 |
| Leeann Christa Martino | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 31, 2025 | Apr 3, 2025 |
| Bruno M Cunha | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Mar 17, 2025 |
| Marion P. Smith | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 24, 2025 | May 23, 2025 (60 d) |
| Dmitriy Hazan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 18, 2025 | Mar 19, 2025 |
| Dixon E Sanchez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 18, 2025 | Apr 1, 2025 |
| Richard Louis Occhiogrosso | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 26, 2025 | Sep 3, 2025 (189 d) |
| Christopher Anthony Pellegrino | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 25, 2025 | Apr 21, 2026 (420 d) |
| Michael John Pritts | Citizens Private Wealth independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 25, 2025 | Oct 10, 2024 |
| Michael Cusick | Northwestern Mutual Investment Services,LLC no RAUM | Citizens Securities, Inc. BD affiliated | Other | Feb 24, 2025 | Feb 25, 2025 |
| Abel Santana | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 10, 2025 | Feb 11, 2025 |
| Christopher O'Connor | Edward Jones national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | May 5, 2025 (88 d) |
| Terrance White | Citigroup Global Markets Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 18, 2025 |
| Daniel Duric | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2025 | Jan 29, 2025 |
| Peter Nrekic | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 31, 2025 | Jan 10, 2025 |
| James Robert Rubinton | RBC Capital Markets, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 18, 2025 |
| Dustin Allen Smith | RBC Capital Markets, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 21, 2025 |
| Mandie Evans | RBC Capital Markets, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 18, 2025 |
| Nicole Marie Molnar | RBC Capital Markets, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 17, 2025 |
| Matthew Alan Foss | RBC Capital Markets, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 17, 2025 |
| Dylan Joseph Menard | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Apr 24, 2025 (85 d) |
| Beka Kervalishvili | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2025 | Jan 29, 2025 |
| Richard Edmund Longueil | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Jan 24, 2025 |
| Lionel Rodriques Martina | LPL Enterprise, LLC no RAUM | Citizens Securities, Inc. BD affiliated | Other | Jan 13, 2025 | Mar 12, 2025 (58 d) |
| John P Gavey | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 12, 2025 | Jul 21, 2025 (190 d) |
| Meghan Elizabeth Kelly | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 8, 2025 | Jan 6, 2025 |
| Jonathan Evan Caplan | Commonwealth Financial Network national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jan 7, 2025 |
| Gregory T Walsh | Charles Schwab & Co., Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2025 | Jan 8, 2025 |
| Steven Andrew Dunn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2024 | Dec 24, 2024 |
| Michael Joseph Bianco | Keenan Financial independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 17, 2024 | Mar 25, 2025 (98 d) |
| Kyle A Vander Schauw | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 16, 2024 | Feb 21, 2025 (67 d) |
| David Chapin | Citizens Private Wealth independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2024 | Apr 3, 2023 |
| Shane Ryan Mcmahon | Citizens Private Wealth independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2024 | May 19, 2023 |
| Leon Z Yuan | Morgan Stanley wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 5, 2024 | Dec 2, 2024 |
| Randall Rosendo Marquez | Charles Schwab & Co., Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Nov 20, 2024 |
| David Thomas Farragher | Huntington Financial Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Nov 12, 2024 |
| Daniel Joseph Norton | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 4, 2024 |
| Dillon Andrew Wright | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 30, 2024 | Nov 5, 2024 |
| Alexas Marie Cabral | Ae Wealth Management, LLC independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 28, 2024 | Oct 22, 2024 |
| David Jonathan Wilcox | Hsbc Securities (USA) Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Oct 10, 2024 |
| Nathaniel R Clark | Pruco Securities, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Oct 29, 2024 |
1,348 moves match.