Arrivals at Hilltop Securities Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Mark Fred Augusta	Wedbush Securities Inc. other	Hilltop Securities Inc. other	Other	May 28, 2015	May 27, 2015
Stephen James Rohde	Stifel, Nicolaus & Company, Incorporated national BD	Hilltop Securities Inc. other	Other	Apr 13, 2015	Mar 3, 2015
Ashlee Kaye Miller	Momentum Independent Network Inc. other	Hilltop Securities Inc. other	Other	Jan 5, 2015	Apr 15, 2016 (466 d)
Petia Moutaftchieva	UBS Financial Services Inc. wirehouse	Hilltop Securities Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Nov 6, 2014	Oct 9, 2018 (1433 d)
Joseph Andrew Giardano	Girard Securities, Inc. other	Hilltop Securities Inc. BD affiliated	Other	Jun 26, 2014	Sep 1, 2023 (3354 d)
Craig Douglas Munson	UBS Financial Services Inc. wirehouse	Hilltop Securities Inc. other	Other	Jun 20, 2014	May 27, 2014
David Geschke	Ameriprise Financial Services, LLC national BD	Hilltop Securities Inc. other	Other	Jun 3, 2014	Apr 22, 2015 (323 d)
Harold David Wright	Comerica Securities other	Hilltop Securities Inc. other	Other	May 13, 2014	May 20, 2014
Neville Earl Richardson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hilltop Securities Inc. other	Other	Sep 24, 2013	Sep 20, 2013
Raymond Charles Weber	Morgan Stanley wirehouse	Hilltop Securities Inc. other	Other	Jul 24, 2013	Jul 3, 2013
Christopher John Gallo	UBS Financial Services Inc. wirehouse	Hilltop Securities Inc. other	Other	May 20, 2013	May 13, 2013
Gene Parvon Dickey	Raymond James & Associates, Inc. national BD	Hilltop Securities Inc. other	Other	May 13, 2013	May 10, 2013
Vito D'Angelo	Raymond James & Associates, Inc. national BD	Hilltop Securities Inc. other	Other	Apr 25, 2013	Apr 19, 2013
Thomas Warren Darilek	Raymond James & Associates, Inc. national BD	Hilltop Securities Inc. other	Other	Apr 25, 2013	Apr 19, 2013
James Fremont Woodcock	Raymond James & Associates, Inc. national BD	Hilltop Securities Inc. other	Other	Apr 24, 2013	Apr 19, 2013
Diane Tyll Binford	UBS Financial Services Inc. wirehouse	Hilltop Securities Inc. other	Other	Apr 12, 2013	Apr 29, 2013
Tamaris Conkleton	1st Global Advisors Inc other	Hilltop Securities Inc. other	Other	Feb 4, 2013	Feb 4, 2013
Jamey Carl Graham	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hilltop Securities Inc. other	Other	Oct 9, 2012	Oct 5, 2012
Matthew Paul Sullivan	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hilltop Securities Inc. other	Other	Sep 4, 2012	Aug 30, 2012
Suzanne Elizabeth Meek Pittman	New England Securities Corporation other	Hilltop Securities Inc. other	Other	Jul 30, 2012	Jul 27, 2012
Robert Daniel Morales	Usaa Investment Services Company other	Hilltop Securities Inc. BD affiliated	Other	Jul 26, 2012	Apr 28, 2021 (3198 d)
Christopher Vaughn Mccampbell	Stifel, Nicolaus & Company, Incorporated national BD	Hilltop Securities Inc. other	Other	Jul 12, 2012	Jun 29, 2012
Michael Burns	UBS Financial Services Inc. wirehouse	Hilltop Securities Inc. other	Other	May 22, 2012	May 29, 2012
Robert Alvin Harty	Morgan Keegan & Company, LLC other	Hilltop Securities Inc. other	Other	May 22, 2012	May 18, 2012
Jennifer Ann Winters	UBS Financial Services Inc. wirehouse	Hilltop Securities Inc. other	Other	Apr 23, 2012	Apr 16, 2012
Bill John Callis	Wells Fargo Advisors wirehouse	Hilltop Securities Inc. other	Other	Apr 3, 2012	Mar 30, 2012
Donald Terry Burrows	Wells Fargo Advisors wirehouse	Hilltop Securities Inc. other	Other	Mar 28, 2012	Mar 27, 2012
Michael Anthony Agol	Wells Fargo Advisors wirehouse	Hilltop Securities Inc. other	Other	Mar 28, 2012	Apr 10, 2012
Despina Vallianos Mann	Wells Fargo Advisors wirehouse	Hilltop Securities Inc. other	Other	Mar 28, 2012	Mar 27, 2012
Clint Lane Auttonberry	Wells Fargo Advisors wirehouse	Hilltop Securities Inc. other	Other	Mar 28, 2012	Mar 27, 2012
Monica Lashawn Payne	Wells Fargo Advisors wirehouse	Hilltop Securities Inc. other	Other	Feb 17, 2012	Mar 1, 2012
Rolfe Robert Young	Morgan Stanley wirehouse	Hilltop Securities Inc. other	Other	Jan 19, 2012	Jan 13, 2012
Victor Joffe	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hilltop Securities Inc. other	Other	Jan 17, 2012	Jan 13, 2012
Oscar R Flores	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hilltop Securities Inc. other	Other	Jan 17, 2012	Jan 13, 2012
Craig Dennis Pasini	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hilltop Securities Inc. other	Other	Jan 10, 2012	Jan 6, 2012
Anay Kumar Srivastava	Comerica Securities other	Hilltop Securities Inc. other	Other	Nov 14, 2011	Feb 6, 2012 (84 d)
James Michael Moreno	Wfg Advisors, LP other	Hilltop Securities Inc. other	Other	Aug 24, 2011	Dec 10, 2012 (474 d)
Andrew Francis Cashiola	Morgan Keegan & Company, LLC other	Hilltop Securities Inc. other	Other	Jun 2, 2011	Aug 30, 2011 (89 d)
Tanya Dee Gilliam	Oppenheimer & Co. Inc. other	Hilltop Securities Inc. other	Other	May 5, 2011	Sep 7, 2011 (125 d)
Alyosha Richard Mertens	UBS Financial Services Inc. wirehouse	Hilltop Securities Inc. other	Other	Jan 21, 2011	Jan 12, 2011
Michelle Glass	Morgan Stanley wirehouse	Hilltop Securities Inc. other	Other	Dec 16, 2010	Sep 7, 2011 (265 d)
Jonathan Scott Rogers	U.S. Bancorp Advisors, LLC other	Hilltop Securities Inc. other	Other	Nov 5, 2010	Nov 17, 2014 (1473 d)
Marcellus Eugene Davis	Equitable Advisors, LLC national BD	Hilltop Securities Inc. other	Other	Aug 27, 2010	Aug 25, 2010
Chris Arthur Galliano	Morgan Stanley wirehouse	Hilltop Securities Inc. other	Other	Aug 4, 2010	Jul 27, 2010
Tuan Manh Nguyen	Morgan Keegan & Company, LLC other	Hilltop Securities Inc. other	Other	Jun 4, 2010	Jun 1, 2010
Michael J Allison	Cambridge Investment Research Advisors, Inc. other	Hilltop Securities Inc. other	Other	Dec 21, 2009	Mar 22, 2011 (456 d)
Margaret G Sanchez	Morgan Stanley wirehouse	Hilltop Securities Inc. other	Other	Dec 10, 2009	Sep 15, 2011 (644 d)
Michael L Carr	UBS Financial Services Inc. wirehouse	Hilltop Securities Inc. other	Other	Dec 2, 2009	Nov 24, 2009
Mark Wayne Elledge	Morgan Stanley wirehouse	Hilltop Securities Inc. other	Other	Oct 15, 2009	Sep 23, 2009
John Carl Rutledge	RBC Capital Markets, LLC national BD	Hilltop Securities Inc. other	Other	Oct 15, 2009	Dec 15, 2017 (2983 d)
Pamela J Broms	Morgan Stanley wirehouse	Hilltop Securities Inc. other	Other	Sep 21, 2009	Sep 15, 2009
Diane Jean Lacina	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hilltop Securities Inc. other	Other	Sep 15, 2009	Sep 11, 2009
Jerry Dee Sirkel	UBS Financial Services Inc. wirehouse	Hilltop Securities Inc. other	Other	Sep 15, 2009	Sep 8, 2009
Dane Eric Byers	UBS Financial Services Inc. wirehouse	Hilltop Securities Inc. other	Other	Aug 26, 2009	Aug 18, 2009
Veronica Cadena	Morgan Stanley wirehouse	Hilltop Securities Inc. other	Other	Aug 24, 2009	Aug 6, 2009
Morgan Thomas Gough	Tower Asset Management LLC unclassified	Hilltop Securities Inc. other	Other	Jul 6, 2009	Dec 16, 2008
Peter Pin Chen	Tower Asset Management LLC unclassified	Hilltop Securities Inc. other	Other	Jul 6, 2009	Dec 10, 2008
Wade Steven Perry	Tower Asset Management LLC unclassified	Hilltop Securities Inc. other	Other	Jul 6, 2009	Dec 10, 2008
Coco M Lorenzo	Tower Asset Management LLC unclassified	Hilltop Securities Inc. other	Other	Jul 6, 2009	Dec 10, 2008
Norman Bernard Loewenstern	Morgan Stanley wirehouse	Hilltop Securities Inc. other	Other	Jul 1, 2009	Jun 24, 2009

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249 moves match.