DFX Intelligence
Advisor moves
Arrivals at Newedge Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elson T Christian | Wells Fargo Advisors wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 3, 2024 | Aug 20, 2024 |
| William James Kinmonth | Citizens Securities, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Aug 22, 2024 |
| Elizabeth Ashley Zemak | Rooted Planning Group independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2024 | Dec 11, 2024 (127 d) |
| Ryan Paul Forster | Cetera Investment Advisers LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Aug 2, 2024 |
| Cari Leamy | Refresh Investments state registered | Newedge Advisors BD affiliated | Other | Jul 3, 2024 | Jan 21, 2026 (567 d) |
| Kristiaan W. De Roos | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jun 17, 2024 |
| Wilkes Thomas Martin | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jun 17, 2024 |
| Kristopher Cawthon | J.P. Morgan Securities LLC wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2024 | Jun 7, 2024 |
| Timothy Nolan Bearden | Cetera Investment Advisers LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2024 | Jun 6, 2024 |
| Ben A Roth | J.P. Morgan Securities LLC wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2024 | Jun 10, 2024 |
| Erik J Linstrom | J.P. Morgan Securities LLC wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2024 | Jun 10, 2024 |
| Shawn Michael Stanley | J.P. Morgan Securities LLC wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2024 | Jun 7, 2024 |
| Donovan Thomas Cizek | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2024 | Jul 3, 2024 |
| Anthony Lawrence Baruffi | Garde Capital, Inc. independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 6, 2024 | Jun 6, 2024 |
| Evan Michael Topor | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jun 6, 2024 |
| Colin Sean Casey | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jun 10, 2024 |
| Austin Grant Potter | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jun 6, 2024 |
| Mitchell James Sovis | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jul 3, 2024 |
| Robert Taylor Maks | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jun 6, 2024 |
| Zachary Thomas Desmond | Trademark Financial Management, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 6, 2024 | May 13, 2024 |
| Tyler Austin Robuck | Manhattan West Asset Management, LLC mixed wealth | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 24, 2024 | May 23, 2024 |
| Bonnie Kay Bailey | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | Nov 20, 2024 (184 d) |
| Alec John Bethurum | Sterneck Capital Management LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 10, 2024 | Aug 1, 2024 (83 d) |
| Patrick Andrew Rivers | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | May 9, 2024 |
| Rajnish Bhuyan | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Martin Kyle Ruether | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Jill Garvey Lohr | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Karen M Johnson | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Abduhl Karim Mashhoon | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Andrew Gildehaus | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Javier Francisco Reyes | Morgan Stanley wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 15, 2024 | May 10, 2024 |
| Lauren M Williams | Allworth Financial, L.P. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Apr 10, 2024 |
| Alexander Joseph Angst | Johnson Brunetti independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 10, 2024 | Apr 15, 2024 |
| Christopher Paul Peter Grellas | Allworth Financial, L.P. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Apr 10, 2024 |
| Sean Gregory Linder | Prepared Retirement Institute LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2024 | Feb 28, 2024 |
| Jonathan Wesley Ulin | Independent Financial Partners BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Jan 1, 2025 (271 d) |
| Jason A Habbit | Spire Wealth Management, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Apr 1, 2024 |
| Gerald Paul Hebert | Spire Wealth Management, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Apr 5, 2024 |
| Jordan Phillip Liskey | Edward Jones national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Mar 22, 2024 |
| John Thomas Mougey | Wells Fargo Advisors wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2024 | Mar 23, 2024 |
| Alexandre Theriot | Wells Fargo Advisors wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2024 | Mar 22, 2024 |
| Lisa Mcmillion | Wells Fargo Advisors wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2024 | Mar 25, 2024 |
| Gary Peter Klein | Regal Wealth Group Inc. no RAUM | Newedge Advisors BD affiliated | Other | Mar 28, 2024 | Feb 1, 2024 |
| William Malcolm Beeler | Regal Wealth Group Inc. no RAUM | Newedge Advisors BD affiliated | Other | Mar 28, 2024 | Jan 1, 2026 (644 d) |
| Darcy Allan Pierce | Regal Wealth Group Inc. no RAUM | Newedge Advisors BD affiliated | Other | Mar 28, 2024 | Feb 5, 2024 |
| Anthony John Ceffalio | LPL Financial LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2024 | Aug 1, 2024 (133 d) |
| Jeff Peter Branson | Branson Financial Planning unclassified | Newedge Advisors BD affiliated | Other | Mar 20, 2024 | Jun 4, 2024 (76 d) |
| Christopher Lee Baugh | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2024 | Mar 20, 2024 |
| Seth Ashby Liskey | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 15, 2024 |
| Laurie Maddox | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 15, 2024 |
| Michael James Neill | Corient independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 12, 2024 | Mar 19, 2024 |
| Chad M Fitzpatrick | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | Mar 27, 2024 |
| Michael L Allison | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2024 | Mar 13, 2024 |
| Anna Katherine White | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 5, 2024 | Mar 13, 2026 (738 d) |
| Jesse David Christensen | Chesapeake Asset Management LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 16, 2024 | Feb 12, 2024 |
| Crystal Trevino Groover | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 5, 2024 |
| James Travis Payne | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 5, 2024 |
| Joshua Craven Harper | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 7, 2024 |
| Dane Cooper | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 7, 2024 |
| Christopher Wahl | Manhattan West Asset Management, LLC mixed wealth | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2024 | May 20, 2025 (470 d) |
560 moves match.