DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at D.A. Davidson & Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony L GeorgeUBS Financial Services Inc. wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAApr 26, 2021Apr 1, 2021
Rachael Elizabeth SauderTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAApr 19, 2021Apr 14, 2021
Nichole Michelle WhatleyTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2021Apr 14, 2021
Travis Frederick MarshallTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2021Apr 14, 2021
James Jordan WhiteTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2021Apr 14, 2021
Cassandra Nowaske RobinsonWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAApr 7, 2021Apr 13, 2021
Nicholas Earl StorrustenWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAApr 1, 2021Mar 2, 2022 (335 d)
Gabriel Pomeroy MillarDewpoint Financial unclassifiedD.A. Davidson & Co. independent RIAOtherFeb 26, 2021Mar 1, 2021
Burk Anthony McdanielGoldman Sachs Wealth Services, L.P. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 11, 2021Feb 23, 2021
Bradley Steven RustikVanguard Advisers, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 10, 2020Dec 7, 2020
Sonja Marie Yates SeymourKms Financial Services, Inc BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 30, 2020Sep 29, 2021 (334 d)
Derek Kenson LindholmLPL Financial LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 28, 2020Oct 13, 2020
Wesley Michael GolieLPL Financial LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 14, 2020Sep 28, 2020
Anthony Mark MontenegroCreative Financial Designs, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIASep 15, 2020Sep 16, 2020
Brittany ChristiansCetera Advisor Networks LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2020Aug 18, 2020
Joseph David EvansMorgan Stanley wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAJun 30, 2020Jun 25, 2020
Amy Frances LoringRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIAJun 18, 2020May 21, 2020
Terry Lee LinebergerRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIAJun 10, 2020May 21, 2020
Kelly Janda LauterjungRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIAJun 10, 2020May 21, 2020
Jonathan William Cisna1st Source Corporation Investment Advisors, Inc. otherD.A. Davidson & Co. independent RIAOtherJun 1, 2020Jun 20, 2026 (2210 d)
Charles Herrick BillsWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAMay 26, 2020May 21, 2020
Summer Elizabeth OdinWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAMay 13, 2020Feb 2, 2022 (630 d)
Theodore Nelson RichWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAApr 7, 2020Apr 9, 2020
Megan Marie PhillipsWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAApr 7, 2020Apr 14, 2020
Corey Daniel SackenMorgan Stanley wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAMar 24, 2020Mar 26, 2020
Michael John HalesTd Ameritrade Investment Management, LLC independent RIAD.A. Davidson & Co. independent RIARIA to RIAMar 10, 2020Apr 3, 2020
Saffiate HalesLord, Abbett & Co. LLC asset managerD.A. Davidson & Co. independent RIAOtherMar 3, 2020Sep 10, 2020 (191 d)
Bradley Nelson StewartRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIAFeb 14, 2020Apr 3, 2020 (49 d)
Eli SandersRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIAFeb 14, 2020Mar 16, 2020 (31 d)
Sandra Lee CaluyaCetera Advisor Networks LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2019Jan 8, 2020
Christopher Robert CoddMmc Securities LLC no RAUMD.A. Davidson & Co. independent RIAOtherDec 31, 2019Oct 14, 2022 (1018 d)
Timothy James SchreckCharles Schwab & Co., Inc. national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 23, 2019Mar 9, 2020 (77 d)
Derek Scott RadulskiRaymond James & Associates, Inc. national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 9, 2019Jan 5, 2021 (393 d)
Lisa Marie DavisRBC Capital Markets, LLC national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIANov 15, 2019Dec 10, 2019
Dory Leslie AlvarengaSagepoint Financial, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIANov 6, 2019Feb 13, 2023 (1195 d)
Robert James De MeulenaereUBS Financial Services Inc. wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIANov 6, 2019Oct 16, 2023 (1440 d)
Stuart Miller PorterfieldRiverfront Investment Group, LLC mixed wealthD.A. Davidson & Co. independent RIARIA to RIAOct 30, 2019Sep 9, 2021 (680 d)
Ellen Marie FitzgeraldWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAOct 25, 2019Oct 24, 2019
Rainbow BrooksStrategy Asset Managers L.L.C. independent RIAD.A. Davidson & Co. independent RIARIA to RIAOct 21, 2019Dec 12, 2019 (52 d)
Gregg William WhelanRaymond James & Associates, Inc. national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 10, 2019Sep 27, 2019
Brent Lane PetersonRBC Capital Markets, LLC national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 9, 2019Nov 25, 2024 (1874 d)
Edward George StarkRBC Capital Markets, LLC national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 9, 2019Sep 25, 2019
Shawna MarionLPL Financial LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2019Aug 14, 2025 (2145 d)
Eric Vaughn GarrisonMorgan Stanley wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIASep 23, 2019Sep 19, 2019
Carlos Alberto AlcaineRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIASep 19, 2019Aug 23, 2019
Stephen Bernard HalterbeckRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIASep 19, 2019Aug 23, 2019
Troy James JohnstonWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAAug 29, 2019Aug 27, 2019
Brittany Elaine CrossFirst Heartland Consultants, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2019Aug 19, 2019
Georgette DulebaU.S. Bancorp Investments, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAAug 15, 2019Sep 3, 2019
Steven Marshall PerryWells Nelson & Associates, L.L.C. unclassifiedD.A. Davidson & Co. independent RIAOtherMay 22, 2019May 23, 2019
Philip Jon WinkelUBS Financial Services Inc. wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAApr 17, 2019May 1, 2019
Benjamin PorterMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAApr 10, 2019Apr 9, 2019
Thomas Walling ConwayCommonwealth Financial Network national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2019Apr 2, 2019
Crystal Michelle JamiesonStifel, Nicolaus & Company, Incorporated national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAMar 27, 2019Apr 3, 2019
Charlene Keverne CiandellaRBC Capital Markets, LLC national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2019Mar 6, 2019
Cyla Fromm-MinettJohn F Suby Wealth Management LLC mixed wealthD.A. Davidson & Co. independent RIARIA to RIAMar 1, 2019Mar 11, 2019
Steven William StahlbergHilltop Securities Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 13, 2019Jan 14, 2019
Jeremy Michael ElbertRBC Capital Markets, LLC national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJan 29, 2019Jan 17, 2019
Christopher John HolstadRBC Capital Markets, LLC national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJan 29, 2019Jan 17, 2019
Kevin Darrell OconnellWaddell & Reed BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2018Jan 15, 2019 (34 d)
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472 moves match.