DFX Intelligence
Advisor moves
Arrivals at Ameriprise Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
7,113 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Kilibarda | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 15, 2026 | Apr 17, 2026 |
| Shane Ryan Mcmahon | Charles Schwab & Co., Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 15, 2026 | Apr 29, 2026 |
| Allan Wakkuri | Hantz Financial Services, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | May 15, 2026 | May 15, 2026 |
| Greg J Leonard | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 14, 2026 | Jul 27, 2026 (74 d) |
| Scott Costa | Strategic Advisers LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 14, 2026 | May 19, 2026 |
| John Candy | Ld Lowe Wealth Advisory independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | May 14, 2026 | May 13, 2026 |
| Lachlan Anthony Kaiser | Strategic Advisers LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 11, 2026 | May 14, 2026 |
| Joel Kees Bakker | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 7, 2026 | May 6, 2026 |
| Melissa Kenshalo | Eagle Strategies LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 6, 2026 | May 8, 2026 |
| Kevin C Maroney | Florida Financial Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 5, 2026 | Jun 2, 2026 |
| Milla Krasnopolsky | Inm Advisors, LLC unclassified | Ameriprise Financial Services, LLC national BD | Other | May 5, 2026 | May 26, 2026 |
| Lydia Krautkraemer | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 5, 2026 | May 6, 2026 |
| Michael Joseph Debiase | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 4, 2026 | May 1, 2026 |
| Craig W Dennis | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 4, 2026 | May 1, 2026 |
| Rachal Tate | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 4, 2026 | May 1, 2026 |
| Shikha Prashar | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 4, 2026 | May 1, 2026 |
| Thomas Drew Lick | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 4, 2026 | May 1, 2026 |
| Simon John Tanner | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 4, 2026 | Apr 30, 2026 |
| Gina Marie Humphries | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 4, 2026 | May 1, 2026 |
| Trent Fox | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 4, 2026 | Jun 16, 2026 (43 d) |
| Chase Harper | Morgan Stanley wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 1, 2026 | May 27, 2026 |
| Guilen Sebastian Brandon | Florida Financial Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 30, 2026 | Sep 9, 2026 (132 d) |
| Donald Alan Welsh | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2026 | Apr 27, 2026 |
| Marida Luz Bruggeman | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2026 | Apr 24, 2026 |
| Amanda Wright | Hantz Financial Services, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 28, 2026 | Apr 27, 2026 |
| Albert Lazaro | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 24, 2026 |
| Scott Alan Coppock | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 27, 2026 | May 4, 2026 |
| Riley Just | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 27, 2026 | Apr 28, 2026 |
| Doris T Caramello | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Aug 7, 2026 (106 d) |
| Jonathan Coleman | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 23, 2026 | May 18, 2026 |
| Richard Lee Elsbury | Teeple Snyder Newsome Wealth & Tax Management independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 22, 2026 | May 29, 2026 (37 d) |
| Randy Mcleod | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 22, 2026 | Jun 17, 2026 (56 d) |
| Kyle Knudsen | Morgan Stanley wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 21, 2026 | Mar 27, 2026 |
| Michael Anthony Arvizu | J.P. Morgan Securities LLC wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2026 | Apr 17, 2026 |
| Jessica Ann Shillington | Ameritas Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Apr 16, 2026 |
| Yoko Chris Whittaker | Equitable Advisors, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 17, 2026 | May 14, 2026 |
| Erin A Daniels | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Mar 27, 2026 |
| Joseph Cupoli | J.P. Morgan Securities LLC wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 15, 2026 | Apr 15, 2026 |
| Ava Jaksha | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 23, 2026 |
| Bethany Brown | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 20, 2026 |
| Gregg Edward Janke | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 13, 2026 | Apr 10, 2026 |
| Brenna Wilkinson | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 13, 2026 | Apr 10, 2026 |
| Jack Sklar | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 13, 2026 | Apr 10, 2026 |
| Xavier M Ray | Independent Financial Group, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 10, 2026 |
| Halle Ginter | Truist Advisory Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 24, 2026 |
| David James Maxwell | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Mar 27, 2026 |
| Michael Andrew Wills | Morgan Stanley wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2026 | Apr 2, 2026 |
| Danielle Renee Forsman | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Mar 27, 2026 |
| Shiting Yu | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 7, 2026 |
| Kevin Campbell Oliver King | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 6, 2026 | Apr 2, 2026 |
| Michael Magee | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 4, 2026 | Apr 2, 2026 |
| Michael K Argo | Dempsey Lord Smith, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 3, 2026 | Jul 7, 2026 (95 d) |
| Svetlana Vasilenko | Northwestern Mutual Investment Services,LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Apr 3, 2026 | Jul 9, 2026 (97 d) |
| Mark Oechler | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Mar 23, 2026 |
| Suzanne Rodriguez | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Mar 20, 2026 |
| John Broerman | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Mar 20, 2026 |
| Kirk William Stewart | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 2, 2026 | Apr 1, 2026 |
| Julie Vignieri Plutchak | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 7, 2026 |
| James Serrano | Modera Wealth Management, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 2, 2026 | Aug 24, 2026 (144 d) |
| Joshua Thatcher | Morgan Stanley wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 2, 2026 | Apr 23, 2026 |