Advisor moves

Arrivals at M Holdings Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Carleton Wilson JonesUBS Financial Services Inc. wirehouseM Holdings Securities, Inc. otherOtherJun 21, 2006Oct 26, 2006 (127 d)
David Wayne BargetziSpectrum Financial Inc otherM Holdings Securities, Inc. otherOtherDec 31, 2005Jun 5, 2003
Allan Michael KaplanNew Century Planners LLC unclassifiedM Holdings Securities, Inc. otherOtherNov 10, 2005Dec 2, 2005
Deborah L OneilMony Securities Corporation unclassifiedM Holdings Securities, Inc. BD affiliatedOtherSep 27, 2005Sep 16, 2022 (6198 d)
Richard Dale MackD'Arcangelo Family Wealth Services, LLC unclassifiedM Holdings Securities, Inc. otherOtherSep 15, 2005Aug 14, 2009 (1429 d)
Mark Ames LamontagneNorthwestern Mutual Investment Services,LLC otherM Holdings Securities, Inc. otherOtherSep 15, 2005Sep 15, 2005
Hope Noelle AlabiAmeriprise Financial Services, LLC national BDM Holdings Securities, Inc. otherOtherSep 13, 2005Sep 28, 2005
Philip Mark DebruynCapital Plan Advisors, Inc. unclassifiedM Holdings Securities, Inc. otherOtherAug 24, 2005Sep 8, 2014 (3302 d)
John Y KimRaymond James Financial Services, Inc. unclassifiedM Holdings Securities, Inc. otherOtherMar 4, 2005Apr 4, 2005 (31 d)
Harold Frank WachtelChase Investment Services Corp. otherM Holdings Securities, Inc. otherOtherFeb 24, 2005Mar 28, 2005 (32 d)
David Allan MarcusMutual Service Corporation unclassifiedM Holdings Securities, Inc. otherOtherJan 18, 2005Jan 14, 2005
Brett JohnsonOsaic Fa, Inc. otherM Holdings Securities, Inc. otherOtherJan 10, 2005Feb 22, 2005 (43 d)
David John MaloneGateway Financial Wealth Management LP unclassifiedM Holdings Securities, Inc. BD affiliatedOtherDec 31, 2004Sep 3, 2021 (6090 d)
Louis Francois BatmaleOsaic Fa, Inc. otherM Holdings Securities, Inc. otherOtherDec 7, 2004Nov 22, 2004
Thomas Christopher Rapp1717 Capital Management Company unclassifiedM Holdings Securities, Inc. otherOtherDec 3, 2004Dec 8, 2004
Ronald Julian Greenberg1717 Capital Management Company unclassifiedM Holdings Securities, Inc. otherOtherDec 3, 2004Dec 3, 2004
Dennis John Mojares1717 Capital Management Company unclassifiedM Holdings Securities, Inc. otherOtherDec 3, 2004Dec 8, 2004
Michael James KeeverWells Fargo Investments, LLC unclassifiedM Holdings Securities, Inc. otherOtherOct 29, 2004Feb 13, 2007 (837 d)
Jeffrey Charles BarefootBarefoot Wealth Management, Inc. unclassifiedM Holdings Securities, Inc. otherOtherOct 20, 2004Oct 5, 2004
Mary Anne EhlertEagle Strategies LLC otherM Holdings Securities, Inc. otherOtherSep 28, 2004Aug 31, 2004
Bradford Todd WilliamsOsaic Fa, Inc. otherM Holdings Securities, Inc. otherOtherSep 2, 2004Sep 30, 2004
Jeffrey Carl IngersollOsaic Fa, Inc. otherM Holdings Securities, Inc. otherOtherSep 2, 2004Sep 29, 2004
Paul Donald SansonetteLPL Financial LLC otherM Holdings Securities, Inc. otherOtherJul 14, 2004Mar 2, 2005 (231 d)
Jonathan Scott XynidisWs Griffith Securities, Inc. unclassifiedM Holdings Securities, Inc. otherOtherJun 17, 2004Jun 30, 2004
David Christopher GraffagninoWs Griffith Securities, Inc. unclassifiedM Holdings Securities, Inc. otherOtherJun 14, 2004Jun 30, 2004
Joseph M DerosaWs Griffith Securities, Inc. unclassifiedM Holdings Securities, Inc. otherOtherJun 9, 2004Jun 30, 2004
Robert Bruce PlybonWs Griffith Securities, Inc. unclassifiedM Holdings Securities, Inc. otherOtherJun 3, 2004Sep 17, 2004 (106 d)
Richard Alan HultquistTransamerica Financial Advisors, LLC otherM Holdings Securities, Inc. otherOtherApr 2, 2004Apr 25, 2006 (753 d)
Kerry Glen JuddOsaic Fa, Inc. otherM Holdings Securities, Inc. otherOtherMar 9, 2004Mar 5, 2004
Brodie Dean BarnesOsaic Fa, Inc. otherM Holdings Securities, Inc. otherOtherMar 8, 2004Mar 9, 2004
James Brett BellistonOsaic Fa, Inc. otherM Holdings Securities, Inc. otherOtherMar 8, 2004Mar 9, 2004
Marguerite RogersDws Investment Management Americas, Inc. otherM Holdings Securities, Inc. BD affiliatedOtherFeb 20, 2004Nov 12, 2025 (7936 d)
Ryan Matthew DayMML Investors Services, LLC otherM Holdings Securities, Inc. otherOtherFeb 12, 2004Feb 12, 2004
Eric Christopher PresslerMetlife Investment Fund Services LLC unclassifiedM Holdings Securities, Inc. otherOtherSep 25, 2003Apr 18, 2005 (571 d)
Robert Jon FiondellaMain Street Management Company unclassifiedM Holdings Securities, Inc. otherOtherJan 13, 2003Feb 27, 2003 (45 d)
Michael Francis GacekMain Street Management Company unclassifiedM Holdings Securities, Inc. otherOtherJan 13, 2003Feb 27, 2003 (45 d)
William James SnokeOsaic Fa, Inc. otherM Holdings Securities, Inc. otherOtherDec 31, 2002Jan 7, 2014 (4025 d)
Douglas Mark BoschertUBS Financial Services Inc. wirehouseM Holdings Securities, Inc. otherOtherDec 20, 2002Sep 28, 2012 (3570 d)
Page 5 of 5Previous
278 moves match.