| Carleton Wilson Jones | UBS Financial Services Inc. wirehouse | M Holdings Securities, Inc. other | Other | Jun 21, 2006 | Oct 26, 2006 (127 d) |
| David Wayne Bargetzi | Spectrum Financial Inc other | M Holdings Securities, Inc. other | Other | Dec 31, 2005 | Jun 5, 2003 |
| Allan Michael Kaplan | New Century Planners LLC unclassified | M Holdings Securities, Inc. other | Other | Nov 10, 2005 | Dec 2, 2005 |
| Deborah L Oneil | Mony Securities Corporation unclassified | M Holdings Securities, Inc. BD affiliated | Other | Sep 27, 2005 | Sep 16, 2022 (6198 d) |
| Richard Dale Mack | D'Arcangelo Family Wealth Services, LLC unclassified | M Holdings Securities, Inc. other | Other | Sep 15, 2005 | Aug 14, 2009 (1429 d) |
| Mark Ames Lamontagne | Northwestern Mutual Investment Services,LLC other | M Holdings Securities, Inc. other | Other | Sep 15, 2005 | Sep 15, 2005 |
| Hope Noelle Alabi | Ameriprise Financial Services, LLC national BD | M Holdings Securities, Inc. other | Other | Sep 13, 2005 | Sep 28, 2005 |
| Philip Mark Debruyn | Capital Plan Advisors, Inc. unclassified | M Holdings Securities, Inc. other | Other | Aug 24, 2005 | Sep 8, 2014 (3302 d) |
| John Y Kim | Raymond James Financial Services, Inc. unclassified | M Holdings Securities, Inc. other | Other | Mar 4, 2005 | Apr 4, 2005 (31 d) |
| Harold Frank Wachtel | Chase Investment Services Corp. other | M Holdings Securities, Inc. other | Other | Feb 24, 2005 | Mar 28, 2005 (32 d) |
| David Allan Marcus | Mutual Service Corporation unclassified | M Holdings Securities, Inc. other | Other | Jan 18, 2005 | Jan 14, 2005 |
| Brett Johnson | Osaic Fa, Inc. other | M Holdings Securities, Inc. other | Other | Jan 10, 2005 | Feb 22, 2005 (43 d) |
| David John Malone | Gateway Financial Wealth Management LP unclassified | M Holdings Securities, Inc. BD affiliated | Other | Dec 31, 2004 | Sep 3, 2021 (6090 d) |
| Louis Francois Batmale | Osaic Fa, Inc. other | M Holdings Securities, Inc. other | Other | Dec 7, 2004 | Nov 22, 2004 |
| Thomas Christopher Rapp | 1717 Capital Management Company unclassified | M Holdings Securities, Inc. other | Other | Dec 3, 2004 | Dec 8, 2004 |
| Ronald Julian Greenberg | 1717 Capital Management Company unclassified | M Holdings Securities, Inc. other | Other | Dec 3, 2004 | Dec 3, 2004 |
| Dennis John Mojares | 1717 Capital Management Company unclassified | M Holdings Securities, Inc. other | Other | Dec 3, 2004 | Dec 8, 2004 |
| Michael James Keever | Wells Fargo Investments, LLC unclassified | M Holdings Securities, Inc. other | Other | Oct 29, 2004 | Feb 13, 2007 (837 d) |
| Jeffrey Charles Barefoot | Barefoot Wealth Management, Inc. unclassified | M Holdings Securities, Inc. other | Other | Oct 20, 2004 | Oct 5, 2004 |
| Mary Anne Ehlert | Eagle Strategies LLC other | M Holdings Securities, Inc. other | Other | Sep 28, 2004 | Aug 31, 2004 |
| Bradford Todd Williams | Osaic Fa, Inc. other | M Holdings Securities, Inc. other | Other | Sep 2, 2004 | Sep 30, 2004 |
| Jeffrey Carl Ingersoll | Osaic Fa, Inc. other | M Holdings Securities, Inc. other | Other | Sep 2, 2004 | Sep 29, 2004 |
| Paul Donald Sansonette | LPL Financial LLC other | M Holdings Securities, Inc. other | Other | Jul 14, 2004 | Mar 2, 2005 (231 d) |
| Jonathan Scott Xynidis | Ws Griffith Securities, Inc. unclassified | M Holdings Securities, Inc. other | Other | Jun 17, 2004 | Jun 30, 2004 |
| David Christopher Graffagnino | Ws Griffith Securities, Inc. unclassified | M Holdings Securities, Inc. other | Other | Jun 14, 2004 | Jun 30, 2004 |
| Joseph M Derosa | Ws Griffith Securities, Inc. unclassified | M Holdings Securities, Inc. other | Other | Jun 9, 2004 | Jun 30, 2004 |
| Robert Bruce Plybon | Ws Griffith Securities, Inc. unclassified | M Holdings Securities, Inc. other | Other | Jun 3, 2004 | Sep 17, 2004 (106 d) |
| Richard Alan Hultquist | Transamerica Financial Advisors, LLC other | M Holdings Securities, Inc. other | Other | Apr 2, 2004 | Apr 25, 2006 (753 d) |
| Kerry Glen Judd | Osaic Fa, Inc. other | M Holdings Securities, Inc. other | Other | Mar 9, 2004 | Mar 5, 2004 |
| Brodie Dean Barnes | Osaic Fa, Inc. other | M Holdings Securities, Inc. other | Other | Mar 8, 2004 | Mar 9, 2004 |
| James Brett Belliston | Osaic Fa, Inc. other | M Holdings Securities, Inc. other | Other | Mar 8, 2004 | Mar 9, 2004 |
| Marguerite Rogers | Dws Investment Management Americas, Inc. other | M Holdings Securities, Inc. BD affiliated | Other | Feb 20, 2004 | Nov 12, 2025 (7936 d) |
| Ryan Matthew Day | MML Investors Services, LLC other | M Holdings Securities, Inc. other | Other | Feb 12, 2004 | Feb 12, 2004 |
| Eric Christopher Pressler | Metlife Investment Fund Services LLC unclassified | M Holdings Securities, Inc. other | Other | Sep 25, 2003 | Apr 18, 2005 (571 d) |
| Robert Jon Fiondella | Main Street Management Company unclassified | M Holdings Securities, Inc. other | Other | Jan 13, 2003 | Feb 27, 2003 (45 d) |
| Michael Francis Gacek | Main Street Management Company unclassified | M Holdings Securities, Inc. other | Other | Jan 13, 2003 | Feb 27, 2003 (45 d) |
| William James Snoke | Osaic Fa, Inc. other | M Holdings Securities, Inc. other | Other | Dec 31, 2002 | Jan 7, 2014 (4025 d) |
| Douglas Mark Boschert | UBS Financial Services Inc. wirehouse | M Holdings Securities, Inc. other | Other | Dec 20, 2002 | Sep 28, 2012 (3570 d) |