| David Shaun Hunter | Future Benefits Inc independent RIA | Onedigital institutional | Other | Dec 31, 2019 | May 7, 2019 |
| Benjamin Scott Smith | Brookstone Capital Management LLC independent RIA | Onedigital institutional | Other | Nov 19, 2019 | Nov 19, 2019 |
| Amy Christine Ullrich | LPL Financial LLC BD affiliated | Onedigital institutional | Other | Aug 29, 2019 | Jul 24, 2026 (2521 d) |
| Jon-Eric Lawrence Kronvall | Partnervest Advisory Services LLC independent RIA | Onedigital institutional | Other | Jul 10, 2019 | Jun 3, 2019 |
| Christopher Gerald Hoffman | Northwestern Mutual Investment Services,LLC no RAUM | Onedigital institutional | Other | Jun 14, 2019 | Sep 23, 2025 (2293 d) |
| Alex Joseph Esposito | Sagepoint Financial, Inc. BD affiliated | Onedigital institutional | Other | Jun 11, 2019 | Jun 18, 2019 |
| Shane Dale Dir | Hornor, Townsend & Kent, LLC BD affiliated | Onedigital institutional | Other | Jun 4, 2019 | May 31, 2019 |
| Peter D Vacheron | Independent Financial Partners BD affiliated | Onedigital institutional | Other | Jun 3, 2019 | Apr 1, 2019 |
| Christopher Peter Michael Hersel | Independent Financial Partners BD affiliated | Onedigital institutional | Other | Jun 3, 2019 | Apr 30, 2019 |
| Peter D Vacheron | LPL Financial LLC independent RIA | Onedigital institutional | Other | May 14, 2019 | Apr 1, 2019 |
| Rodney B Birch | Park Avenue Securities LLC BD affiliated | Onedigital institutional | Other | Apr 30, 2019 | Apr 26, 2019 |
| Bradford Hopkins Hyde | Pnc Capital Advisors LLC other | Onedigital institutional | Other | Apr 22, 2019 | Jan 27, 2024 (1741 d) |
| John Michael Ehlers | LPL Financial LLC independent RIA | Onedigital other | Other | Apr 9, 2019 | Jan 9, 2019 |
| Ron Eugene Elzig | Morgan Stanley wirehouse | Onedigital institutional | Other | Apr 4, 2019 | Sep 7, 2021 (887 d) |
| Bradley Lloyd Davis | Kestra Advisory Services, LLC BD affiliated | Onedigital other | Other | Mar 21, 2019 | Mar 28, 2019 |
| Christopher Michael Wilkinson | Wells Fargo Advisors wirehouse | Onedigital institutional | Other | Mar 12, 2019 | Apr 5, 2019 |
| Michael Edward Neaton | Thrivent Investment Management Inc. BD affiliated | Onedigital other | Other | Feb 4, 2019 | Feb 7, 2019 |
| Lindy Grace Venustus | Cambridge Investment Research Advisors, Inc. BD affiliated | Onedigital other | Other | Feb 4, 2019 | Feb 21, 2019 |
| Michael Francis Shearon | Spc BD affiliated | Onedigital other | Other | Feb 1, 2019 | Jan 15, 2019 |
| Michael Dennis Flynn | Spc BD affiliated | Onedigital other | Other | Feb 1, 2019 | Jan 18, 2019 |
| Jennifer Borowiec Jones | Spc BD affiliated | Onedigital other | Other | Feb 1, 2019 | Jan 18, 2019 |
| Michael Joseph Shearon | Spc BD affiliated | Onedigital other | Other | Feb 1, 2019 | Jan 18, 2019 |
| Troy W Haugen | Independent Financial Partners BD affiliated | Onedigital institutional | Other | Jan 4, 2019 | Jun 19, 2019 (166 d) |
| Geoffrey Harden Sebold | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Darrell Thomas Alford | LPL Financial LLC independent RIA | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Darrell Thomas Alford | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Daniel Thomas Dubois | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 4, 2018 |
| Anthony Franchimone | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 5, 2018 |
| Anthony Franchimone | LPL Financial LLC independent RIA | Onedigital other | Other | Dec 31, 2018 | Dec 5, 2018 |
| Larry Robert Deatherage | LPL Financial LLC independent RIA | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Larry Robert Deatherage | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Joel Patrick Shomaker | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 4, 2018 |
| Phillip Anthony Matheson | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Sean Mitchell Ciemiewicz | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 5, 2018 |
| Frederic William Amberg | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 7, 2018 |
| Lloyd Jon Engleman | LPL Financial LLC independent RIA | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Lloyd Jon Engleman | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Glenn Mark Cassidy | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Michael Alan Rosenthal | LPL Financial LLC independent RIA | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Michael Alan Rosenthal | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Kathleen Marie Baez | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 5, 2018 |
| Michael T Goddard | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Darren Joseph Burke | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Asa Kimo Kajihiro | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Amir Arbabi | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Taylor Ryan Jones | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 5, 2018 |
| David Tyler Morehead | LPL Financial LLC independent RIA | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| David Tyler Morehead | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Benjamin James Hodge | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Rylen Takao Yamamoto | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Thomas John Alford | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 5, 2018 |
| Jonathan B Erwin | MML Investors Services, LLC BD affiliated | Onedigital other | Other | Dec 31, 2018 | Feb 22, 2019 (53 d) |
| James Andrew Carmichael | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Sophois Sokhom | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Winston C Ventura | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 5, 2018 |
| David Bruce Utter | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 4, 2018 |
| Conor Kenneth Weir | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Eric Carl Carlson | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |
| Stephanie Ng | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 5, 2018 |
| Javin Takezo Nohara | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 31, 2018 | Dec 3, 2018 |