DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Centaurus Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Rocio Morales Derodriguez	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	Jun 14, 2010	Jun 9, 2010
Steven B Schwartz	Msi Financial Services, Inc. other	Centaurus Financial, Inc. other	Other	Jun 1, 2010	Jul 8, 2010 (37 d)
Glenn Ray Price	Planmember Securities Corporation other	Centaurus Financial, Inc. other	Other	May 27, 2010	May 27, 2010
Kate Marin King	Morgan Stanley wirehouse	Centaurus Financial, Inc. other	Other	Apr 12, 2010	Apr 1, 2010
Jason Bryan Owyang	Morgan Stanley wirehouse	Centaurus Financial, Inc. other	Other	Apr 12, 2010	Apr 1, 2010
Joseph Webb	MML Investors Services, LLC other	Centaurus Financial, Inc. other	Other	Apr 7, 2010	Apr 15, 2010
John Jacob Meraz	Securian Financial Services, Inc. other	Centaurus Financial, Inc. other	Other	Mar 26, 2010	Mar 23, 2010
Kevin Lee	Gordon Carlson & Associates other	Centaurus Financial, Inc. other	Other	Mar 15, 2010	Sep 19, 2017 (2745 d)
Michael Raymond Frager	Independent Financial Group, LLC other	Centaurus Financial, Inc. other	Other	Mar 12, 2010	Mar 16, 2010
Eric Marlon Johnson	Independent Financial Group, LLC other	Centaurus Financial, Inc. other	Other	Mar 12, 2010	Mar 12, 2010
Jeffrey John Cruz	Ameriprise Financial Services, LLC national BD	Centaurus Financial, Inc. other	Other	Jan 19, 2010	Jan 12, 2010
Richard David Staves	Wells Fargo Investments, LLC unclassified	Centaurus Financial, Inc. other	Other	Jan 12, 2010	Jan 26, 2010
Gregory Scott Kinkead	Ameriprise Financial Services, LLC national BD	Centaurus Financial, Inc. other	Other	Jan 6, 2010	Jan 15, 2010
Ricardo William Cabrera	Ameriprise Financial Services, LLC national BD	Centaurus Financial, Inc. other	Other	Jan 6, 2010	Jan 6, 2010
Janice Marie Janjanin	Questar Asset Management, Inc. other	Centaurus Financial, Inc. other	Other	Dec 31, 2009	Jan 4, 2010
Colin Robert Kilpatrick	Edward Jones national BD	Centaurus Financial, Inc. other	Other	Dec 24, 2009	Apr 27, 2010 (124 d)
Paul Michael Carnahan	Wells Fargo Advisors wirehouse	Centaurus Financial, Inc. other	Other	Dec 11, 2009	Sep 9, 2010 (272 d)
David Wayne Schleis	Questar Asset Management, Inc. other	Centaurus Financial, Inc. other	Other	Nov 24, 2009	Nov 13, 2009
Brian Timothy Beaulieu	Uvest Financial Services Group, Inc. unclassified	Centaurus Financial, Inc. other	Other	Nov 24, 2009	Jan 27, 2010 (64 d)
Betty Elizabeth Azmoon	Sii Investments, Inc. other	Centaurus Financial, Inc. other	Other	Oct 30, 2009	Oct 6, 2009
Seyed Ahmad Hashemian	First Allied Advisory Services, Inc. other	Centaurus Financial, Inc. other	Other	Oct 29, 2009	Nov 5, 2009
Arnold Gregory Adkins	E*Trade Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Oct 1, 2009	Sep 2, 2011 (701 d)
Sandra Renee Lackman	Qa3 Financial LLC unclassified	Centaurus Financial, Inc. other	Other	Sep 15, 2009	Oct 26, 2009 (41 d)
Alan Ray Druckenmiller	Thrivent Investment Management Inc. other	Centaurus Financial, Inc. other	Other	Sep 11, 2009	May 9, 2012 (971 d)
Gregory Lynn Grimes	Next Financial Group, Inc. other	Centaurus Financial, Inc. other	Other	Sep 10, 2009	Sep 11, 2009
Christopher Patrick Walsh	Raymond James Financial Services Advisors, Inc other	Centaurus Financial, Inc. other	Other	Aug 24, 2009	Aug 24, 2009
Enrique Hernandez	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	Aug 18, 2009	Aug 17, 2009
Jeffrey Scott Hellerstedt	Next Financial Group, Inc. other	Centaurus Financial, Inc. other	Other	Aug 7, 2009	Aug 10, 2009
Andrew James Hoffmeyer	Waddell & Reed other	Centaurus Financial, Inc. other	Other	Jun 23, 2009	Jun 30, 2009
Michelle Elizabeth Fenton	UBS Financial Services Inc. wirehouse	Centaurus Financial, Inc. other	Other	May 13, 2009	May 16, 2011 (733 d)
David Matthew Garner	Wamu Investments, Inc. unclassified	Centaurus Financial, Inc. other	Other	May 6, 2009	Sep 15, 2010 (497 d)
Philip Pinkey	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Centaurus Financial, Inc. other	Other	Feb 12, 2009	Aug 28, 2009 (197 d)
Andrea Flores	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Centaurus Financial, Inc. other	Other	Feb 12, 2009	Mar 6, 2009
Frances Yvette Maniscalco	Banc Of America Investment Services, Inc. unclassified	Centaurus Financial, Inc. BD affiliated	Other	Jan 29, 2009	Sep 15, 2026 (6438 d)
Carmencita Protacio Calaway	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	Jan 15, 2009	Jan 10, 2011 (725 d)
William Fuentes	Wealthcare Alliance, Inc. other	Centaurus Financial, Inc. BD affiliated	Other	Jan 14, 2009	Nov 10, 2021 (4683 d)
Brian Daniel Vosberg	First Allied Securities, Inc. other	Centaurus Financial, Inc. other	Other	Jan 5, 2009	Feb 6, 2009 (32 d)
Kasey Luv Davis	Signal Securities, Inc. other	Centaurus Financial, Inc. other	Other	Dec 31, 2008	Apr 26, 2013 (1577 d)
Konstantin Chrenow	Crown Capital Securities, L.P. other	Centaurus Financial, Inc. other	Other	Dec 19, 2008	Nov 10, 2010 (691 d)
William Dale Dobbs	Msi Financial Services, Inc. other	Centaurus Financial, Inc. other	Other	Dec 18, 2008	Apr 7, 2009 (110 d)
Eric Jason Kuhns	Eplanning Advisors Inc unclassified	Centaurus Financial, Inc. other	Other	Dec 12, 2008	Mar 17, 2009 (95 d)
William Stewart Carpenter	Transamerica Financial Advisors, LLC other	Centaurus Financial, Inc. other	Other	Dec 3, 2008	Dec 4, 2008
Richard Christopher Jakotowicz	Advice And Planning Services other	Centaurus Financial, Inc. other	Other	Aug 28, 2008	Jan 28, 2014 (1979 d)
Seth Erik Grano	Cetera Advisors LLC other	Centaurus Financial, Inc. other	Other	Aug 4, 2008	Nov 7, 2011 (1190 d)
Deborah Claire Anselmo	Cuna Brokerage Services, Inc. other	Centaurus Financial, Inc. BD affiliated	Other	Jun 13, 2008	Jul 20, 2022 (5150 d)
Stuart Jay Spivak	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	May 29, 2008	Jun 16, 2008
Scott Phillip Hanson	Cuso Financial Services, L.P. other	Centaurus Financial, Inc. other	Other	May 21, 2008	Jun 17, 2008
Jarrod Nelson Barton	American Investment Capital, LLC unclassified	Centaurus Financial, Inc. other	Other	May 6, 2008	Jun 3, 2008
Roger Darren Martin	Brecek & Young Advisors, Inc. other	Centaurus Financial, Inc. other	Other	Apr 25, 2008	Jul 9, 2008 (75 d)
David Morris Shapiro	Brecek & Young Advisors, Inc. other	Centaurus Financial, Inc. other	Other	Apr 23, 2008	Apr 24, 2008
Jeffrey Richards Young	Brecek & Young Advisors, Inc. other	Centaurus Financial, Inc. other	Other	Apr 23, 2008	Apr 24, 2008
Kyle Sean Scott	Waddell & Reed other	Centaurus Financial, Inc. other	Other	Jan 23, 2008	Jan 16, 2008
Arthur Phillip Siegel	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Centaurus Financial, Inc. other	Other	Jan 2, 2008	Jun 23, 2010 (903 d)
Ralph Cannon Williams	Ic Advisory Services, Inc. other	Centaurus Financial, Inc. other	Other	Dec 14, 2007	Dec 17, 2007
Amy Elizabeth Sporer	Invest Financial Corporation other	Centaurus Financial, Inc. other	Other	Oct 17, 2007	Nov 1, 2007
Mike Robert Kilpatrick	LPL Financial LLC other	Centaurus Financial, Inc. other	Other	Oct 5, 2007	Dec 20, 2007 (76 d)
Michael Avery Mercer	Empire Securities Corporation unclassified	Centaurus Financial, Inc. other	Other	Aug 10, 2007	Sep 19, 2007 (40 d)
Marshall Reed Lohrenz	Brookstreet Securities Corporation unclassified	Centaurus Financial, Inc. other	Other	Jul 18, 2007	Aug 8, 2007
Beneta Diane Reynoso	Wedbush Securities Inc. other	Centaurus Financial, Inc. other	Other	Jul 10, 2007	Nov 21, 2007 (134 d)
Patrick Roland Hobert	Wedbush Securities Inc. other	Centaurus Financial, Inc. other	Other	Jul 9, 2007	Jul 9, 2007

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436 moves match.