| Zoya Lechtholz | Oppenheimer & Co. Inc. other | J.P. Morgan Private Wealth Advisors LLC other | Other | Aug 21, 2017 | Aug 21, 2017 |
| Robert Paul Gehlen | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jul 14, 2017 | Jun 23, 2017 |
| Ana Razel Santarina | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jul 14, 2017 | Jun 23, 2017 |
| Marissa Seleste Pattison | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jul 14, 2017 | Jun 23, 2017 |
| Peter G Welch | Fisher Investments other | J.P. Morgan Private Wealth Advisors LLC other | Other | Jul 13, 2017 | Jul 26, 2017 |
| David Mucha | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jul 10, 2017 | Jun 23, 2017 |
| Edwin Si-Wei Liang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jul 3, 2017 | Jun 30, 2017 |
| Lindsay Anne Romig | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | May 11, 2017 | May 23, 2017 |
| Akhil Bhalla | Pnc Wealth Management other | J.P. Morgan Private Wealth Advisors LLC other | Other | Apr 28, 2017 | May 18, 2017 |
| Phuong-Thuy Thi Dinh | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Apr 14, 2017 | Apr 11, 2017 |
| Paul Loren Feinstein | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 21, 2017 | Feb 10, 2017 |
| Kristin Ariana Bateman | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 21, 2017 | Feb 10, 2017 |
| Corinne Carroll | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 21, 2017 | Feb 10, 2017 |
| Alec Feinstein | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 21, 2017 | Feb 10, 2017 |
| Larry Lee Rothenberg | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 26, 2017 | Jan 20, 2017 |
| David Evan Farber | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 24, 2017 | Jan 20, 2017 |
| Shaun Michael Van Vliet | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 24, 2017 | Jan 20, 2017 |
| Schuyler Hallett Perry | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 24, 2017 | Jan 20, 2017 |
| Esma Bajraktarevic | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 24, 2017 | Jan 20, 2017 |
| Kevin C Finley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 24, 2017 | Jan 20, 2017 |
| Timothy Deygoo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 24, 2017 | Jan 20, 2017 |
| Katarzyna Anemodouras | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 24, 2017 | Jan 20, 2017 |
| Amanda Marie Grayson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 24, 2017 | Jan 20, 2017 |
| Yash Niphadkar | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 24, 2017 | Jan 20, 2017 |
| Terri K Bybee | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 17, 2017 | Jan 13, 2017 |
| Stephen Coyle | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 17, 2017 | Jan 13, 2017 |
| Nicholas Giovanni Garcia | Morling Financial Advisors, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 9, 2017 | Jan 12, 2017 |
| Patrick Hejlik | Fourth Quadrant Asset Management LLC unclassified | J.P. Morgan Private Wealth Advisors LLC other | Other | Dec 31, 2016 | Feb 15, 2018 (411 d) |
| Sandy H Bayne | U.S. Bancorp Advisors, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Nov 29, 2016 | Nov 29, 2016 |
| Aaron Ross Price | Fisher Investments other | J.P. Morgan Private Wealth Advisors LLC other | Other | Nov 10, 2016 | Nov 15, 2016 |
| Kevin Edward Barnes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Aug 29, 2016 | Aug 26, 2016 |
| Eric Scott Hager | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Aug 29, 2016 | Aug 26, 2016 |
| Shannon S Tan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Aug 29, 2016 | Aug 26, 2016 |
| Garret Scott Giglia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Aug 16, 2016 | Aug 22, 2016 |
| Michael O Solis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Aug 8, 2016 | Jan 27, 2017 (172 d) |
| Leah Marie D'Agostino | Whv Investments, Inc. other | J.P. Morgan Private Wealth Advisors LLC other | Other | Jul 29, 2016 | Feb 14, 2014 |
| Audra Christine Nay | B|O|S other | J.P. Morgan Private Wealth Advisors LLC other | Other | Jul 11, 2016 | Jun 1, 2016 |
| Justin Makso | Osaic Fa, Inc. other | J.P. Morgan Private Wealth Advisors LLC other | Other | Jul 8, 2016 | Jun 28, 2016 |
| Christopher James Wolfe | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jul 5, 2016 | Jul 6, 2016 |
| Jennifer A Sun | Wealthfront Advisers LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Jun 24, 2016 | Oct 5, 2016 (103 d) |
| Michael Joseph Winn | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | May 27, 2016 | Apr 29, 2016 |
| Jerald J Halverson | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | May 27, 2016 | May 2, 2016 |
| Joshua David Thomas Hall | Fisher Investments other | J.P. Morgan Private Wealth Advisors LLC other | Other | Apr 20, 2016 | Apr 22, 2016 |
| Angelo Rufino | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Apr 11, 2016 | Sep 12, 2016 (154 d) |
| Matthew Lester Shiney | Mercer Global Advisors Inc. other | J.P. Morgan Private Wealth Advisors LLC other | Other | Apr 4, 2016 | Apr 20, 2016 |
| Stacy Lee Swain | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Mar 22, 2016 | Mar 18, 2016 |
| Alicia Romania Powell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Mar 22, 2016 | Mar 18, 2016 |
| Caleb Porter | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Mar 22, 2016 | Mar 18, 2016 |
| James Lawrence Marchetti | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Mar 22, 2016 | Mar 18, 2016 |
| James Barry Marchetti | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Mar 22, 2016 | Mar 18, 2016 |
| Margaret Ann Pierattini | Tran Capital Management, L.P. other | J.P. Morgan Private Wealth Advisors LLC other | Other | Mar 4, 2016 | Jan 26, 2016 |
| Mark Ronald Nickel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 22, 2016 | Feb 19, 2016 |
| Jeffrey Cougoule | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 22, 2016 | Mar 1, 2016 |
| Michael Bingham Cox | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 22, 2016 | Feb 19, 2016 |
| David Steven Breslin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 17, 2016 | Feb 26, 2016 |
| Douglas Fiek | Credit Suisse Securities (USA) LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 2, 2016 | Jan 7, 2016 |
| Rene Henriksen | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 2, 2016 | Jan 22, 2016 |
| Kevin Thomas Burt | Credit Suisse Securities (USA) LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 2, 2016 | Jan 7, 2016 |
| Keith Webster | Credit Suisse Securities (USA) LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Dec 28, 2015 | Dec 8, 2015 |
| Robin Yoshimura | Credit Suisse Securities (USA) LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Dec 28, 2015 | Dec 8, 2015 |