DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at United Capital Financial Advisors

415 moves
AdvisorFromToTypeLeftRegistered
Harold ZirkinMtb Asset Management, Inc. unclassifiedUnited Capital Financial Advisors otherOtherMay 20, 2011Jan 3, 2011
Andrew Kevan SchiffMtb Asset Management, Inc. unclassifiedUnited Capital Financial Advisors otherOtherMay 20, 2011Jan 4, 2011
Edward John LazerowMtb Asset Management, Inc. unclassifiedUnited Capital Financial Advisors otherOtherMay 20, 2011Jan 3, 2011
Andrew Thomas SponaugleMtb Asset Management, Inc. unclassifiedUnited Capital Financial Advisors otherOtherMay 20, 2011Mar 25, 2013 (675 d)
Laura Gorman ChernovStancorp Investment Advisers, Inc. otherUnited Capital Financial Advisors otherOtherMay 4, 2011May 4, 2011
Carl Christopher McdonaldSovereign Wealth Management Inc unclassifiedUnited Capital Financial Advisors otherOtherDec 31, 2010Sep 9, 2010
Chris BadciongSovereign Wealth Management Inc unclassifiedUnited Capital Financial Advisors otherOtherDec 31, 2010Sep 9, 2010
Stacey L ZwickerSovereign Wealth Management Inc unclassifiedUnited Capital Financial Advisors independent RIAOtherDec 31, 2010Jan 14, 2025 (5128 d)
Michael DeutschSovereign Wealth Management Inc unclassifiedUnited Capital Financial Advisors independent RIAOtherDec 31, 2010May 30, 2019 (3072 d)
James Mason CousinsSovereign Wealth Management Inc unclassifiedUnited Capital Financial Advisors otherOtherDec 31, 2010Sep 9, 2010
Virginia BrewerSovereign Wealth Management Inc unclassifiedUnited Capital Financial Advisors otherOtherDec 31, 2010Sep 9, 2010
Shari Jene BurnsP.I.M., Inc. unclassifiedUnited Capital Financial Advisors otherOtherNov 4, 2010Dec 19, 2012 (776 d)
Bobby Sharan GomezChase Investment Services Corp. otherUnited Capital Financial Advisors independent RIAOtherOct 22, 2010May 16, 2019 (3128 d)
Erik Joseph AllisonMorgan Stanley wirehouseUnited Capital Financial Advisors otherOtherOct 1, 2010Nov 19, 2010 (49 d)
Gregory Todd PowersMML Investors Services, LLC otherUnited Capital Financial Advisors otherOtherAug 20, 2010Aug 24, 2010
Michael Scott DuncanDfg Advisors, Inc. unclassifiedUnited Capital Financial Advisors otherOtherJun 8, 2010Jan 19, 2010
John Thomas DwyerWells Fargo Investments, LLC unclassifiedUnited Capital Financial Advisors otherOtherMay 28, 2010May 17, 2010
Kevin Alan LenoxChase Investment Services Corp. otherUnited Capital Financial Advisors otherOtherApr 5, 2010Nov 12, 2015 (2047 d)
Jeremy Brandon JoinerStrategic Advisory Services, L.L.C. otherUnited Capital Financial Advisors otherOtherJan 15, 2010Mar 3, 2010 (47 d)
Emily C PalmerGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 10, 2009Jan 16, 2008
Neal Aaron SlafskyCapital Planning Group, LLC unclassifiedUnited Capital Financial Advisors otherOtherNov 2, 2009Sep 21, 2009
Robert Brian WolfeCapital Planning Group, LLC unclassifiedUnited Capital Financial Advisors otherOtherNov 2, 2009Sep 23, 2009
Lisa Anne BroomeSage Financial Group Inc. otherUnited Capital Financial Advisors otherOtherApr 20, 2009Feb 9, 2011 (660 d)
Veronica HernandezStanford Group Company unclassifiedUnited Capital Financial Advisors otherOtherMar 25, 2009Mar 27, 2009
Wheeler Elliott ChapmanIntegrated Financial Management Inc unclassifiedUnited Capital Financial Advisors otherOtherMar 4, 2009Oct 3, 2008
Jennifer Ross ShepardIntegrated Financial Management Inc unclassifiedUnited Capital Financial Advisors otherOtherMar 4, 2009Jan 6, 2009
Douglas Ross MortonIntegrated Financial Management Inc unclassifiedUnited Capital Financial Advisors otherOtherMar 4, 2009Jan 6, 2009
Cynthia Lee SchwertCs Financial unclassifiedUnited Capital Financial Advisors otherOtherFeb 27, 2009Oct 31, 2005
Bruce John LaceyUBS Financial Services Inc. wirehouseUnited Capital Financial Advisors otherOtherFeb 11, 2009Feb 2, 2009
Christopher VillegasWaddell & Reed otherUnited Capital Financial Advisors otherOtherFeb 5, 2009Jun 23, 2011 (868 d)
Yuko T Du BoisMaul Capital Management unclassifiedUnited Capital Financial Advisors otherOtherDec 23, 2008Dec 5, 2008
Michael Anson HermanStrategic Wealth Advisors Group otherUnited Capital Financial Advisors otherOtherOct 21, 2008May 7, 2009 (198 d)
David Anthony HughesCross Border Tax & Accounting, LLC unclassifiedUnited Capital Financial Advisors otherOtherMay 12, 2008Apr 14, 2017 (3259 d)
Michael John CapelleUnited Capital Investment Advisers, Inc unclassifiedUnited Capital Financial Advisors otherOtherDec 31, 2007Jun 27, 2005
Peter C KimMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUnited Capital Financial Advisors otherOtherDec 20, 2007Dec 5, 2016 (3273 d)
William Lee SwearingenJ.P. Morgan Securities LLC wirehouseUnited Capital Financial Advisors otherOtherDec 6, 2007Dec 5, 2007
Kelly Bernard TrevethanOppenheimer Asset Management otherUnited Capital Financial Advisors otherOtherNov 12, 2007Sep 15, 2008 (308 d)
Thomas David GarveyPricewaterhousecoopers Investment Advisers LLC no RAUMUnited Capital Financial Advisors otherOtherSep 20, 2007Sep 7, 2007
Craig Michael JaffeAmeriprise Financial Services, LLC national BDUnited Capital Financial Advisors otherOtherAug 7, 2007Aug 2, 2011 (1456 d)
David Michael CassChase Investment Services Corp. otherUnited Capital Financial Advisors otherOtherJul 12, 2007Nov 12, 2015 (3045 d)
Jonathan Mark RawlingsWells Fargo Advisors wirehouseUnited Capital Financial Advisors otherOtherFeb 26, 2007Mar 6, 2007
Alan Thomas McclainUnited Capital Investment Advisers, Inc unclassifiedUnited Capital Financial Advisors otherOtherDec 31, 2006Feb 21, 2006
Samuel Everritt MillerNorthwestern Mutual Investment Services,LLC otherUnited Capital Financial Advisors otherOtherDec 18, 2006Jan 28, 2014 (2598 d)
George Enrique HaasUBS Financial Services Inc. wirehouseUnited Capital Financial Advisors otherOtherNov 8, 2006Mar 17, 2008 (495 d)
Douglas Clark De GrooteCrowell, Weedon & Co. otherUnited Capital Financial Advisors otherOtherOct 5, 2006Sep 20, 2006
Robb Patton ParsonsWells Fargo Investments, LLC unclassifiedUnited Capital Financial Advisors independent RIAOtherOct 5, 2006Dec 3, 2018 (4442 d)
Ryan Takeshi MiyamotoVoya Financial Advisors, Inc. otherUnited Capital Financial Advisors otherOtherJul 21, 2006Oct 21, 2008 (823 d)
Keith Dow PowellStabil Capital Management, Inc. unclassifiedUnited Capital Financial Advisors otherOtherMay 1, 2006Feb 2, 2006
Todd James PackUnited Capital Investment Advisers, Inc unclassifiedUnited Capital Financial Advisors otherOtherMar 13, 2006Jan 20, 2006
Christopher Douglas BattreallSolutions Planning Group, Inc. unclassifiedUnited Capital Financial Advisors otherOtherDec 31, 2005Jan 6, 2006
Charles Thomas YorkTfc Financial Management Inc otherUnited Capital Financial Advisors independent RIAOtherDec 21, 2005Mar 6, 2024 (6650 d)
Stacy Lynn CulottaChase Investment Services Corp. otherUnited Capital Financial Advisors independent RIAOtherSep 1, 2005Apr 1, 2019 (4960 d)
Jakob W MarringaHotchkiss Associates LLC unclassifiedUnited Capital Financial Advisors otherOtherFeb 28, 2005Jan 27, 2014 (3255 d)
David Christopher LealiAmeriprise Financial Services, LLC national BDUnited Capital Financial Advisors otherOtherFeb 25, 2005Jan 24, 2012 (2524 d)
John Andrew CapetsHarbor Capital Management Inc otherUnited Capital Financial Advisors BD affiliatedOtherSep 16, 2004May 19, 2021 (6089 d)
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