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Advisor moves
Arrivals at Janney Montgomery Scott LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Walter Hassell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 1, 2019 | Feb 28, 2019 |
| Christina Maria Mcginn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 1, 2019 | Feb 28, 2019 |
| Kenneth Harlon Neal | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 22, 2019 | Feb 22, 2019 |
| Jason Mcevoy | Capital One Advisors, LLC no RAUM | Janney Montgomery Scott LLC BD affiliated | Other | Feb 12, 2019 | Feb 19, 2019 |
| Grant Thomas Beckley | LPL Financial LLC independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 4, 2019 | Oct 31, 2024 (2096 d) |
| Antoinette P Lombardi | Oppenheimer & Co. Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2019 | Jan 28, 2019 |
| Wayne Adger Howle | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 25, 2019 | Jan 18, 2019 |
| Montgomery Chase Bradley | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 18, 2019 | Jan 22, 2019 |
| Patricia Marie Grady | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 18, 2019 | Jan 16, 2019 |
| Christopher Warren Gagnier | Proshare Advisors LLC asset manager | Janney Montgomery Scott LLC BD affiliated | Other | Jan 16, 2019 | May 10, 2021 (845 d) |
| Jessica Floyd Hill | Osaic Institutions, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2019 | Jan 3, 2019 |
| Sheldon Wallace Ferriss | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 11, 2018 | Dec 7, 2018 |
| Ronald Henry Holmes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 3, 2018 | Nov 30, 2018 |
| Whitney Eck Riley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 3, 2018 | Nov 30, 2018 |
| Daniel L Mickley | J.P. Morgan Securities LLC wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 23, 2018 | Nov 9, 2018 |
| Sharland Baker | RBC Capital Markets, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2018 | Nov 9, 2018 |
| Benjamin Howard Halter | RBC Capital Markets, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2018 | Nov 9, 2018 |
| Gary Steven Halter | RBC Capital Markets, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2018 | Nov 19, 2018 |
| Hany Farag | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 14, 2018 | Nov 2, 2018 |
| Erin Elizabeth Antill | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 30, 2018 | Oct 29, 2018 |
| Barbara Monique Turner | Equitable Advisors, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2018 | Nov 2, 2018 |
| Matthew Hyun Kroehler | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2018 | Oct 24, 2018 |
| Lee Garner Springer | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2018 | Oct 24, 2018 |
| Veronica Joyner Rodgers | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2018 | Oct 15, 2018 |
| James Edward Farrell | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2018 | Oct 24, 2018 |
| Brian Anthony Monroe | Capital One Advisors, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2018 | Oct 19, 2018 |
| William F Daniels | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 17, 2018 | Sep 13, 2018 |
| Frank Joseph Subasic | First Citizens Investor Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2018 | Jan 26, 2026 (2699 d) |
| Glenn Hall Ratcliffe | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 4, 2018 | Aug 29, 2018 |
| William Michael Moore | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 4, 2018 | Aug 31, 2018 |
| Thomas Francis Gayer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 22, 2018 | Aug 20, 2018 |
| William Ford Peck | Brown Advisory Securities, LLC independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 17, 2018 | Aug 17, 2018 |
| Michael Kernicky | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2018 | Aug 16, 2018 |
| Michael Joseph Kernicky | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2018 | Aug 16, 2018 |
| John G Kernicky | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2018 | Aug 16, 2018 |
| Julie Eleazer Haltiwanger | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 10, 2018 | Aug 20, 2018 |
| William Neill Peck | Tufton Capital Management, LLC independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2018 | Aug 17, 2018 |
| Joseph James Kavanagh | Osaic Fa, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2018 | Jul 17, 2018 |
| Brian Clark Enright | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 31, 2018 | Jul 30, 2018 |
| Robert Allan Blundon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 24, 2018 | Jul 23, 2018 |
| Ryan Julius Zemke | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2018 | Apr 15, 2019 (272 d) |
| Jeffrey Myers | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2018 | Jul 16, 2018 |
| Robert Wayne Shealy | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 13, 2018 | Aug 16, 2018 (34 d) |
| Keleigh Marie Sopher | Mdt Advisers, A Division Of Federated Mdta LLC asset manager | Janney Montgomery Scott LLC BD affiliated | Other | Jul 10, 2018 | Jul 3, 2018 |
| Bradley Scott Dickens | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 9, 2018 | Jul 11, 2018 |
| Jason Richard Minor | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 9, 2018 | Jul 11, 2018 |
| Chad Gregory Greenholtz | RBC Capital Markets, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2018 | Jun 25, 2018 |
| Eileen Marie Keegan | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 3, 2018 | Jun 20, 2018 |
| Paul Michael Furlong | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2018 | Jun 14, 2018 |
| Kathleen Maria Zelenka | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2018 | Jun 14, 2018 |
| Timothy Patrick Gormley | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2018 | Jun 13, 2018 |
| Kevin Michael Keane | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2018 | Jun 13, 2018 |
| John Phillip Casale | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 19, 2018 | Jun 26, 2018 |
| Gregory Hunter Dudzik | Invesco Advisers, Inc. asset manager | Janney Montgomery Scott LLC BD affiliated | Other | Jun 7, 2018 | Jul 16, 2018 (39 d) |
| Justin Thomas Myers | Equitable Advisors, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2018 | Jun 14, 2018 |
| Thomas James Leary | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2018 | Jun 1, 2018 |
| Mario Ignacio Medina | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2018 | Jun 4, 2018 |
| Leo Michael Connors | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 23, 2018 | May 22, 2018 |
| Leo Michael Connors | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 23, 2018 | May 22, 2018 |
| Steven Walter Glasgow | Iic no RAUM | Janney Montgomery Scott LLC BD affiliated | Other | May 17, 2018 | May 16, 2018 |
1,090 moves match.