DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Foothill Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Marco Frank Bronzini	Arbor Point Advisors BD affiliated	Foothill Securities, Inc. other	Other	Nov 8, 2024	Dec 9, 2016
Gregory Scott Aynesworth	Arbor Point Advisors BD affiliated	Foothill Securities, Inc. other	Other	Nov 8, 2024	Dec 9, 2016
Bruce David White	Securities America Advisors, Inc. BD affiliated	Foothill Securities, Inc. other	Other	Oct 1, 2019	Dec 12, 2016
William Steven Batie	Cue Financial Group, Inc. independent RIA	Foothill Securities, Inc. other	Other	Dec 31, 2018	Apr 19, 2013
Rodney Kresge	J P Turner & Company Capital Management, LLC other	Foothill Securities, Inc. other	Other	Dec 31, 2015	Jul 25, 2016 (207 d)
Susan Anne Schaufele	Fintegra, LLC other	Foothill Securities, Inc. other	Other	Aug 14, 2015	Sep 3, 2015
Daniel Alcala	Bancwest Investment Services, Inc. (Bwis) other	Foothill Securities, Inc. other	Other	Jun 30, 2015	Jul 3, 2015
Keo Cal Chao	LPL Financial LLC other	Foothill Securities, Inc. other	Other	Sep 25, 2014	Jun 5, 2015 (253 d)
Elisabeth M Mays	Charles Schwab & Co., Inc. national BD	Foothill Securities, Inc. other	Other	Sep 4, 2014	Feb 10, 2015 (159 d)
Steven Mark Cervantes	Questar Asset Management, Inc. other	Foothill Securities, Inc. other	Other	May 21, 2014	May 16, 2014
Angela Williams Holland	H. Beck, Inc. other	Foothill Securities, Inc. other	Other	Mar 30, 2012	Sep 9, 2016 (1624 d)
Karen Nickerson Dejong	Cetera Advisor Networks LLC other	Foothill Securities, Inc. other	Other	Sep 8, 2011	Sep 6, 2011
John Martin Fitzgerald	North Wealth Management Company, LLC unclassified	Foothill Securities, Inc. other	Other	Jun 1, 2011	May 26, 2011
Leigh Ann Jeter Stanford	UBS Financial Services Inc. wirehouse	Foothill Securities, Inc. other	Other	May 23, 2011	Feb 27, 2012 (280 d)
Jaime Tadashi Fukumae	1st Global Advisors Inc other	Foothill Securities, Inc. other	Other	Jan 19, 2011	Jan 19, 2011
Sally Marie Jermain	1st Global Advisors Inc other	Foothill Securities, Inc. other	Other	Jan 19, 2011	Jan 19, 2011
John Matthew Parsons	Parsons Financial Advisors, Inc. unclassified	Foothill Securities, Inc. other	Other	Dec 31, 2010	Oct 4, 2010
Jeneen Sarah Slack	Alamo Capital independent RIA	Foothill Securities, Inc. other	Other	Dec 20, 2010	Jan 10, 2011
Steven Paul Bendinelli	Concordius Capital Advisors other	Foothill Securities, Inc. other	Other	Nov 29, 2010	Aug 30, 2010
John William Parsons	1st Global Advisors Inc other	Foothill Securities, Inc. other	Other	Oct 5, 2010	Oct 4, 2010
Steven Scott Iversen	Next Financial Group, Inc. other	Foothill Securities, Inc. other	Other	Dec 31, 2009	Jan 5, 2010
Paul Helmut Auslander	Voya Financial Advisors, Inc. other	Foothill Securities, Inc. other	Other	Jun 30, 2009	Jul 6, 2009
Matthew John Boyce	Voya Financial Advisors, Inc. other	Foothill Securities, Inc. other	Other	Jun 30, 2009	Jul 6, 2009
Mark Jan Bras	Voya Financial Advisors, Inc. other	Foothill Securities, Inc. other	Other	Jun 30, 2009	Jul 13, 2009
Paul Bertrand Sirois	New England Securities Corporation other	Foothill Securities, Inc. other	Other	Jun 22, 2009	Jun 19, 2009
Germaine C Cordes	MML Investors Services, LLC other	Foothill Securities, Inc. other	Other	Feb 3, 2009	Jan 26, 2009
Christian Mcdonald Ramsey	Qa3 Financial LLC unclassified	Foothill Securities, Inc. other	Other	Jan 22, 2009	Jan 26, 2009
Thomas Quinn Ellis	Park Avenue Securities LLC other	Foothill Securities, Inc. other	Other	Dec 9, 2008	Dec 3, 2008
Christopher Sean Cox	Berthel Fisher & Company Financial Services, Inc. other	Foothill Securities, Inc. other	Other	Dec 1, 2008	Feb 2, 2009 (63 d)
Bruce David White	Associated Securities Corp. unclassified	Foothill Securities, Inc. other	Other	Oct 17, 2008	Oct 20, 2008
William Noble Jenkins	Crocker Securities LLC unclassified	Foothill Securities, Inc. other	Other	Jul 7, 2008	Jul 7, 2008
Stephen Guy Shipp	Geneos Wealth Management, Inc. other	Foothill Securities, Inc. other	Other	Jun 4, 2008	Jun 5, 2008
Derek Michael Mcdougall	MML Investors Services, LLC other	Foothill Securities, Inc. other	Other	Mar 18, 2008	Oct 27, 2009 (588 d)
Anthony Rocco Giuliano	Aladino Financial Services, Inc. state registered	Foothill Securities, Inc. other	Other	May 2, 2007	Sep 16, 2003
Rashida Lilani	Associated Securities Corp. unclassified	Foothill Securities, Inc. other	Other	Jan 25, 2007	Jan 19, 2007
Jeanne Yi Lee Duce	Waddell & Reed other	Foothill Securities, Inc. other	Other	Jan 7, 2004	Jan 2, 2004
James Gary Deboer	Osaic Wealth, Inc. other	Foothill Securities, Inc. other	Other	Oct 9, 2003	Apr 27, 2007 (1296 d)
Lamar Simpson	E*Trade Advisory Services, Inc. unclassified	Foothill Securities, Inc. other	Other	Sep 22, 2003	Sep 21, 2005 (730 d)
Gregory Harold Hubbell	Osaic Wealth, Inc. other	Foothill Securities, Inc. other	Other	Apr 29, 2003	May 22, 2003
Toni Lynn Sutherland	Citigroup Global Markets Inc. other	Foothill Securities, Inc. other	Other	Jun 14, 2002	Jun 11, 2002
Douglas Paul Caesare	Morgan Stanley Dw Inc. unclassified	Foothill Securities, Inc. other	Other	Jun 6, 2002	Nov 6, 2002 (153 d)

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41 moves match.