DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Colorado Financial Service Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert BakerStirlingshire Investments independent RIAColorado Financial Service Corporation otherOtherSep 2, 2025Aug 29, 2025
Adam James WoodworthAdvice And Planning Services BD affiliatedColorado Financial Service Corporation otherOtherMar 7, 2025Apr 2, 2025
Martin Lee VestelAdvice And Planning Services BD affiliatedColorado Financial Service Corporation otherOtherMar 7, 2025Jul 7, 2025 (122 d)
John Caldwell GuildsEmerson Equity LLC BD affiliatedColorado Financial Service Corporation otherOtherNov 25, 2024Mar 10, 2025 (105 d)
Thomas R ThalmanLifestyle Freedom Advisory Group, LLC independent RIAColorado Financial Service Corporation otherOtherSep 7, 2023Sep 7, 2023
Terry John HastingsGenerations Wealth Planning LLC independent RIAColorado Financial Service Corporation otherOtherDec 31, 2021Sep 6, 2023 (614 d)
Matthew L HelmLPL Financial LLC BD affiliatedColorado Financial Service Corporation otherOtherFeb 23, 2021Mar 3, 2021
Benjamin Wade BeattyAdvice And Planning Services BD affiliatedColorado Financial Service Corporation otherOtherNov 6, 2020Mar 31, 2023 (875 d)
Mark Vincent PetersenEmerson Equity LLC otherColorado Financial Service Corporation otherOtherJul 21, 2020Aug 18, 2020
Jacob D McfarlaneSagepoint Financial, Inc. BD affiliatedColorado Financial Service Corporation otherOtherMar 24, 2020Apr 16, 2020
Ricky Lawson CarrollGwn Securities Inc. BD affiliatedColorado Financial Service Corporation otherOtherDec 31, 2019May 17, 2021 (503 d)
Elias Elefteriadis LadonRwi Wealth Management, LLC unclassifiedColorado Financial Service Corporation otherOtherMay 1, 2019Nov 4, 2019 (187 d)
Steven Brian ShaimanCalton & Associates, Inc. otherColorado Financial Service Corporation otherOtherDec 15, 2017Jul 13, 2018 (210 d)
William Dan GotsesSilber Bennett Financial, Inc. unclassifiedColorado Financial Service Corporation otherOtherMay 24, 2017May 18, 2017
Ryan David FinchCobiz Wealth otherColorado Financial Service Corporation otherOtherMar 10, 2017Feb 12, 2018 (339 d)
Catherine Gao HsuAlpha Strategies Investment Consulting state registeredColorado Financial Service Corporation otherOtherJan 18, 2017Feb 10, 2017
Matthew David DaughertyAlpha Strategies Investment Consulting state registeredColorado Financial Service Corporation otherOtherMar 11, 2015May 24, 2016 (440 d)
Terry Donald DeeverSecurities America Advisors, Inc. otherColorado Financial Service Corporation no RAUMOtherOct 18, 2012Oct 3, 2012
Anthony D AbramsMoney Concepts Advisory Service otherColorado Financial Service Corporation no RAUMOtherJul 13, 2012Jul 27, 2012
Patricia Elaine VeneyMoney Concepts Advisory Service otherColorado Financial Service Corporation no RAUMOtherJun 29, 2012Sep 26, 2012 (89 d)
Paul Michael BalogBrookstone Investment Advisory Services otherColorado Financial Service Corporation no RAUMOtherJun 20, 2012Sep 14, 2012 (86 d)
Ron AdelsteinBrookstone Investment Advisory Services otherColorado Financial Service Corporation no RAUMOtherJun 20, 2012Jul 10, 2012
Kyong H KimBrookstone Investment Advisory Services otherColorado Financial Service Corporation no RAUMOtherJun 20, 2012Jul 9, 2012
Brian Joseph PerkinsMcl Financial Group, Inc. unclassifiedColorado Financial Service Corporation otherOtherDec 31, 2010Nov 2, 2016 (2133 d)
Nick Jason HubbardRmin Securities, Inc. unclassifiedColorado Financial Service Corporation otherOtherMay 21, 2009Feb 21, 2017 (2833 d)
Page 1 of 1
25 moves match.