DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at F L Putnam Investment Management Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Richard Aaron Burling	F/M Investments LLC asset manager	F L Putnam Investment Management Co. independent RIA	Other	Sep 2, 2026	Sep 1, 2026
Joel Dennis Vrabel	F/M Investments LLC asset manager	F L Putnam Investment Management Co. independent RIA	Other	Sep 2, 2026	Sep 1, 2026
David James Drzadinski	F/M Investments LLC asset manager	F L Putnam Investment Management Co. independent RIA	Other	Sep 2, 2026	Sep 1, 2026
Zachary Steven Newcomer	F/M Investments LLC asset manager	F L Putnam Investment Management Co. independent RIA	Other	Sep 2, 2026	Sep 1, 2026
Monica Ann Mccarthy	Seascape Capital Management,LLC independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Aug 28, 2026	Jul 17, 2026
Andrew Mark Litzerman	Seascape Capital Management,LLC independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Aug 28, 2026	Aug 12, 2026
Laurie Barrett	Seascape Capital Management,LLC independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Aug 28, 2026	Jul 13, 2026
Christian Leigh Sullivan	Seascape Capital Management,LLC independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Aug 28, 2026	Jul 13, 2026
Jaslyn Marques	Strategic Advisers LLC national BD	F L Putnam Investment Management Co. independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 21, 2026	Aug 10, 2026
Charles John Ybema	Arcadia Investment Management Corp independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	May 21, 2026	Apr 1, 2026
Michael Lewis Mueller	Arcadia Investment Management Corp independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	May 21, 2026	Apr 1, 2026
Jerry Bert Love	Arcadia Investment Management Corp independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	May 21, 2026	Apr 1, 2026
Jordan S Press	Mai Capital Management, LLC independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Jul 10, 2025	Jul 2, 2025
Frederick Peter Baerenz	Aog Wealth Management no RAUM	F L Putnam Investment Management Co. independent RIA	Other	Jun 30, 2025	Mar 7, 2025
Todd Edwin Engelhardt	Cumberland Advisors independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	May 27, 2025	Jun 20, 2025
Gregory Wood Evans	Rwa Wealth Partners independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Apr 16, 2025	Jan 12, 2026 (271 d)
Timothy John O'Shei	Mai Capital Management, LLC independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Mar 27, 2025	Apr 15, 2025
Keith Edward Brennan	Sei Investments Management Corp other	F L Putnam Investment Management Co. independent RIA	Other	Mar 24, 2025	Oct 10, 2025 (200 d)
James Thomas Ortlip	Aog Wealth Management independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Mar 7, 2025	Mar 26, 2025
Amanda Michele Pfeifle	Aog Wealth Management independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Mar 7, 2025	Mar 6, 2025
Aaron Jay Rosen	Aog Wealth Management independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Mar 7, 2025	Mar 6, 2025
Sarah Lydia Grace Gosselin	Aog Wealth Management independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Mar 7, 2025	Mar 6, 2025
Erin Melissa Holt	Aog Wealth Management independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Mar 7, 2025	Mar 6, 2025
Susan Marie White	Aog Wealth Management independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Mar 7, 2025	Mar 6, 2025
Thomas David Burleigh	Cmh Wealth Management, LLC independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Feb 24, 2025	Mar 3, 2025
Grenville Macdonald Gooder	Ascension Asset Management LLC independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Dec 19, 2024	Jul 26, 2024
Leonardo Mesa	Arbor Capital Management Corp mixed wealth	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Dec 6, 2024	Jul 21, 2025 (227 d)
Daniel M. Toole	Arbor Capital Management Corp mixed wealth	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Dec 6, 2024	Jul 31, 2024
Lawrence Thomas Mcgowan	Arbor Capital Management Corp mixed wealth	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Dec 6, 2024	Jul 26, 2024
Magdalena Jaworska	Arbor Capital Management Corp mixed wealth	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Dec 6, 2024	Jul 18, 2024
Gerald Thomas Cole	Arbor Capital Management Corp mixed wealth	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Dec 6, 2024	Dec 2, 2024
David Joseph Mcpherson	Four Ponds Financial Planning independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Nov 22, 2024	Aug 2, 2024
Keyana Johns Russ	Four Ponds Financial Planning independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Nov 22, 2024	Jul 18, 2024
Nicole Leigh Tsafos	Four Ponds Financial Planning independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Aug 5, 2024	Aug 5, 2024
Mike E Gula	Charles Schwab & Co., Inc. national BD	F L Putnam Investment Management Co. independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 29, 2024	Feb 27, 2026 (578 d)
Jennifer Lauren Rosenbaum	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	F L Putnam Investment Management Co. independent RIA	Wirehouse to independent RIA	Mar 19, 2024	Sep 16, 2024 (181 d)
Michael A Desclos	Svb Wealth BD affiliated	F L Putnam Investment Management Co. independent RIA	Affiliated broker-dealer or bank to independent RIA	Aug 19, 2023	Jul 5, 2023
Carolyn Stewart Macedo	Svb Wealth BD affiliated	F L Putnam Investment Management Co. independent RIA	Affiliated broker-dealer or bank to independent RIA	Aug 8, 2023	Jul 3, 2023
Yvan Philippe Bodart	Boston Financial Management LLC independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Jul 10, 2023	Nov 7, 2023 (120 d)
Robert Sherman	Svb Wealth BD affiliated	F L Putnam Investment Management Co. independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 16, 2023	Jun 23, 2023
Sean Patrick Cragan	Svb Wealth BD affiliated	F L Putnam Investment Management Co. independent RIA	Affiliated broker-dealer or bank to independent RIA	May 19, 2023	Jun 7, 2023
Julia Yvonne Vanzler	Svb Wealth BD affiliated	F L Putnam Investment Management Co. independent RIA	Affiliated broker-dealer or bank to independent RIA	May 19, 2023	Jun 7, 2023
Robert Brandt Heitzman	Svb Wealth BD affiliated	F L Putnam Investment Management Co. independent RIA	Affiliated broker-dealer or bank to independent RIA	Apr 10, 2023	Apr 11, 2023
Kimberly Ann Ratcliffe	Salem Capital Management Inc independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Dec 22, 2022	Nov 28, 2022
Jill Hibyan	R M Davis Inc independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Aug 25, 2022	Nov 8, 2022 (75 d)
Timothy Richard Hamilton	Measured Wealth Private Client Group, LLC independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Mar 16, 2022	Apr 25, 2022 (40 d)
Matthew Jacob Fischer	Charles Schwab & Co., Inc. national BD	F L Putnam Investment Management Co. independent RIA	Affiliated broker-dealer or bank to independent RIA	Feb 4, 2022	Jun 8, 2026 (1585 d)
Edward James Terwilliger	Hightower Advisors, LLC BD affiliated	F L Putnam Investment Management Co. independent RIA	Affiliated broker-dealer or bank to independent RIA	Dec 23, 2021	May 6, 2026 (1595 d)
Brandon Joseph Schwab	Eaton Vance Wateroak Advisors independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Sep 8, 2021	Feb 2, 2022 (147 d)
Ryan Bernard Mcquilkin	Svb Wealth independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	May 7, 2021	Jun 8, 2021 (32 d)
James Andrew Waggett	Thrivent Investment Management Inc. BD affiliated	F L Putnam Investment Management Co. independent RIA	Affiliated broker-dealer or bank to independent RIA	Aug 28, 2020	May 10, 2022 (620 d)
Peter Joseph Miniati	Napatree Capital LLC independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Mar 19, 2020	Apr 3, 2020
Todd Christopher Mills	Svb Wealth independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Nov 22, 2019	Dec 11, 2019
James Balfour	Lowell Blake & Associates Inc. independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Oct 23, 2019	Nov 10, 2021 (749 d)
Kristen Ann Madden	Financial Focus, Inc. independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Jul 16, 2019	Apr 5, 2019
Susan Macmichael John	Financial Focus, Inc. independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Jul 16, 2019	Apr 5, 2019
Thomas George Goodwin	Financial Focus, Inc. independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Jul 16, 2019	Apr 5, 2019
Daosith Samuel Lemay	Financial Focus, Inc. independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Jul 16, 2019	Apr 5, 2019
Valerie Jean Brown	Financial Focus, Inc. independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Jul 16, 2019	Apr 5, 2019
Landon Joe Fritch	Financial Focus, Inc. independent RIA	F L Putnam Investment Management Co. independent RIA	RIA to RIA	Jul 16, 2019	Apr 5, 2019

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71 moves match.