DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Corda Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Gwydir | The Goff Financial Group independent RIA | Corda Investment Management, LLC independent RIA | RIA to RIA | Jul 17, 2026 | Aug 6, 2026 |
| Alexandra Claire Neault | Florida Financial Advisors, LLC BD affiliated | Corda Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2026 | Feb 19, 2026 |
| Gerardo Alejandro Martinez | Brighton Jones LLC independent RIA | Corda Investment Management, LLC independent RIA | RIA to RIA | Feb 2, 2026 | Feb 10, 2026 |
| Madison Marie Kiani | Dimensional Fund Advisors LP asset manager | Corda Investment Management, LLC independent RIA | Other | Jun 3, 2025 | Jun 18, 2025 |
| David Julian | Morgan Stanley wirehouse | Corda Investment Management, LLC independent RIA | Wirehouse to independent RIA | Apr 1, 2025 | Mar 20, 2025 |
| Kristen Leanne O'Brien | Mercer Global Advisors Inc. independent RIA | Corda Investment Management, LLC independent RIA | RIA to RIA | Nov 12, 2024 | Jan 9, 2025 (58 d) |
| Elizabeth Meredith Nierzwicki | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Corda Investment Management, LLC independent RIA | Wirehouse to independent RIA | Sep 10, 2024 | Sep 9, 2024 |
| Javier Javier Parada | Fidelity Personal And Workplace Advisors BD affiliated | Corda Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2024 | Aug 15, 2024 |
| Joshua Christopher Mitchell | Orion Portfolio Solutions, LLC BD affiliated | Corda Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2024 | Mar 31, 2026 (641 d) |
| Catherine Mcnally Patrick | MML Investors Services, LLC BD affiliated | Corda Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2024 | Jul 18, 2024 (38 d) |
| Johnnie William Driver | Charles Schwab & Co., Inc. national BD | Corda Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2024 | Apr 17, 2024 (98 d) |
| Damah Rankin | United Capital Financial Advisors BD affiliated | Corda Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Aug 11, 2023 |
| Rami K Odeh | Morgan Stanley wirehouse | Corda Investment Management, LLC independent RIA | Wirehouse to independent RIA | Aug 3, 2023 | May 7, 2024 (278 d) |
| Jamie Dewayne Carmack | Vanguard Advisers, Inc. BD affiliated | Corda Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2023 | Jan 24, 2023 |
| Matthew Howie | The Broughton Investment Group, Inc. state registered | Corda Investment Management, LLC independent RIA | Other | Nov 29, 2022 | Jan 6, 2023 (38 d) |
| Vernon Keith Roberts | Valic Financial Advisors, Inc. BD affiliated | Corda Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2022 | Aug 19, 2022 |
| William Ross Gorman | Fisher Investments independent RIA | Corda Investment Management, LLC independent RIA | RIA to RIA | Mar 14, 2022 | Apr 4, 2022 |
| Ryan James Petry | Zenith Investment Management, LLC state registered | Corda Investment Management, LLC independent RIA | Other | Mar 14, 2022 | Mar 21, 2022 |
| Shane Michael Bulgerin | Churchill Management Group independent RIA | Corda Investment Management, LLC independent RIA | RIA to RIA | Jun 10, 2020 | May 10, 2022 (699 d) |
| Duane Cameron Davis | Scottrade Investment Management BD affiliated | Corda Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Feb 28, 2019 (357 d) |
| Kevin P Hopkins | Scottrade Investment Management BD affiliated | Corda Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Mar 15, 2018 |
| Jeffrey Todd Dodson | Churchill Management Group other | Corda Investment Management, LLC other | Other | Jul 17, 2013 | Jul 29, 2013 |
| Teresa S. Queal | Sanders Morris LLC other | Corda Investment Management, LLC other | Other | Nov 2, 2012 | Dec 6, 2012 (34 d) |
| Terrance Stephen Puhl | Sanders Morris LLC other | Corda Investment Management, LLC other | Other | Apr 30, 2012 | Jul 10, 2012 (71 d) |
| Gage Preston Dahmann | Strategic Advisers LLC national BD | Corda Investment Management, LLC other | Other | Apr 9, 2012 | May 19, 2012 (40 d) |
| John Patrick Schloegel | Strategic Advisers LLC national BD | Corda Investment Management, LLC other | Other | Sep 10, 2010 | Oct 12, 2010 (32 d) |
| Jason Michael Iacobucci | Td Ameritrade Investment Management, LLC other | Corda Investment Management, LLC other | Other | Oct 9, 2008 | Jun 18, 2009 (252 d) |
| Jonathan P English | Banc One Securities Corporation unclassified | Corda Investment Management, LLC other | Other | Oct 12, 2004 | Jul 24, 2012 (2842 d) |
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28 moves match.