DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Threadline Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jacob M DemharterOsaic Wealth, Inc. BD affiliatedThreadline Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJan 9, 2026Feb 5, 2026
Christopher Lee-Haas SittnerCs Wealth Management unclassifiedThreadline Wealth independent RIAOtherJan 6, 2026Mar 19, 2026 (72 d)
Alexandra Ochev SandbergAdvice And Planning Services BD affiliatedThreadline Wealth independent RIAAffiliated broker-dealer or bank to independent RIAMar 2, 2022Jul 26, 2022 (146 d)
Dominic Amato CellittiCharles Schwab & Co., Inc. national BDThreadline Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 6, 2021Mar 28, 2023 (477 d)
Michael G. AndersonWinans Investments independent RIAThreadline Wealth independent RIARIA to RIAJan 31, 2020Jan 1, 2026 (2162 d)
Curtis WestrichCharles Schwab & Co., Inc. national BDThreadline Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2019Jan 10, 2020
John Thomas DavisCliftonlarsonallen Wealth Advisors, LLC BD affiliatedThreadline Wealth independent RIAAffiliated broker-dealer or bank to independent RIANov 19, 2018Jan 30, 2019 (72 d)
Melissa Louise LeonardCornerstone Advisors Inc mixed wealthThreadline Wealth independent RIARIA to RIAOct 3, 2018Oct 9, 2018
Joseph Thomas GhidossiCharles Schwab & Co., Inc. national BDThreadline Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2018Oct 11, 2018
Connor Scott BlackHornor, Townsend & Kent, LLC BD affiliatedThreadline Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2018Oct 9, 2018 (34 d)
Jacki FarrarFinancial Advocates Investment Management otherThreadline Wealth independent RIAOtherAug 2, 2018Oct 9, 2018 (68 d)
Lindsay Michelle StuartCharles Schwab & Co., Inc. national BDThreadline Wealth independent RIAAffiliated broker-dealer or bank to independent RIAApr 20, 2018Oct 9, 2018 (172 d)
Matthew Robert BlakeCentric Investment Group Inc otherThreadline Wealth independent RIAOtherMar 5, 2018Jan 10, 2020 (676 d)
Kelsen William EdwinsDynamic otherThreadline Wealth otherOtherNov 18, 2014Jan 8, 2015 (51 d)
Mark Gordon HuffmanGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC otherThreadline Wealth otherOtherFeb 25, 2014Feb 28, 2014
John Andre De CarvalhoColdstream Wealth Management otherThreadline Wealth otherOtherJan 30, 2014Feb 28, 2014
Richard Alexander FriedlandWells Fargo Advisors wirehouseThreadline Wealth otherOtherMay 17, 2012Jun 3, 2014 (747 d)
Gregory Scott BarkerPk Financial Strategies, LLC unclassifiedThreadline Wealth otherOtherApr 2, 2012Jan 28, 2014 (666 d)
Stuart James CrandallMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThreadline Wealth otherOtherApr 4, 2011Apr 28, 2011
Melissa Ann SaxtonRowling Dold & Associates Llp unclassifiedThreadline Wealth otherOtherFeb 16, 2010Jan 5, 2010
David Keith RiffeConover Securities Corporation unclassifiedThreadline Wealth otherOtherAug 10, 2007Aug 21, 2007
Thomas James ImhofStrategic Advisers LLC national BDThreadline Wealth otherOtherFeb 22, 2006Aug 21, 2007 (545 d)
George Lester TaylorSentra Securities Corporation unclassifiedThreadline Wealth otherOtherOct 31, 2005Apr 9, 1999
James Frederick SchlagerSentra Securities Corporation unclassifiedThreadline Wealth otherOtherOct 31, 2005Mar 18, 1997
Stanley Clayton LochrieSentra Securities Corporation unclassifiedThreadline Wealth otherOtherOct 31, 2005Apr 9, 1999
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25 moves match.