DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Glass Jacobson Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ruxian GongWells Fargo Advisors wirehouseGlass Jacobson Wealth Advisors independent RIAWirehouse to independent RIANov 8, 2023Feb 2, 2024 (86 d)
Joseph MccarthyUBS Financial Services Inc. wirehouseGlass Jacobson Wealth Advisors independent RIAWirehouse to independent RIAMay 22, 2023Jun 9, 2023
Melinda Loren Manning RobinsonT. Rowe Price Advisory Services, Inc. independent RIAGlass Jacobson Wealth Advisors independent RIARIA to RIAJan 23, 2023Feb 2, 2024 (375 d)
Zubair Ahmad KhanAzzad Asset Management, Inc. independent RIAGlass Jacobson Wealth Advisors independent RIARIA to RIANov 30, 2022Dec 8, 2022
Randy R BeemanYhb Wealth Advisors, LLC independent RIAGlass Jacobson Wealth Advisors independent RIARIA to RIAOct 5, 2022Oct 4, 2022
Jacqueline Elizabeth HughesKestra Advisory Services, LLC BD affiliatedGlass Jacobson Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 6, 2022Oct 7, 2022 (154 d)
George Ronald ToulsonWick Capital Partners, LLC independent RIAGlass Jacobson Wealth Advisors independent RIARIA to RIASep 30, 2021Oct 4, 2021
Thomas Andrew TothRaymond James Financial Services Advisors, Inc BD affiliatedGlass Jacobson Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 28, 2021Oct 4, 2021 (68 d)
Dovid PriceDp Financial unclassifiedGlass Jacobson Wealth Advisors independent RIAOtherFeb 16, 2021Feb 17, 2021
Todd NorrisFacet independent RIAGlass Jacobson Wealth Advisors independent RIARIA to RIANov 4, 2020Nov 20, 2020
Seth C. BergenCreativeone Securities, LLC BD affiliatedGlass Jacobson Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 11, 2019Oct 17, 2019
George Thomas IngramAdvice And Planning Services BD affiliatedGlass Jacobson Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 6, 2019Jul 25, 2019 (49 d)
Richard Joseph OsikowiczPnc Capital Advisors LLC otherGlass Jacobson Wealth Advisors independent RIAOtherJul 16, 2018Aug 3, 2018
Barton Joseph KershnerFinancial Telesis, Inc. otherGlass Jacobson Wealth Advisors otherOtherJan 2, 2013Jan 25, 2013
Jason Paul DyeTuttle Wealth Management, LLC otherGlass Jacobson Wealth Advisors otherOtherJul 17, 2012Oct 25, 2012 (100 d)
Michael Kevin CreamerNational Planning Corporation ("Npc Of America" In Fl & Ny) otherGlass Jacobson Wealth Advisors otherOtherNov 1, 2011Nov 9, 2011
John Anthony MezzulloWoodbury Financial Services, Inc. otherGlass Jacobson Wealth Advisors otherOtherMar 4, 2010Jun 23, 2010 (111 d)
John Dallam MurryBuckingham Asset Management Inc unclassifiedGlass Jacobson Wealth Advisors otherOtherDec 17, 2003May 12, 2006 (877 d)
Christine Rutt SchmitzUsallianz Securities, Inc. unclassifiedGlass Jacobson Wealth Advisors otherOtherOct 15, 2003Oct 16, 2003
Jonathan Shuford DinkinsErnst & Young Investment Advisers Llp no RAUMGlass Jacobson Wealth Advisors otherOtherJul 15, 2002Jan 8, 2003 (177 d)
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20 moves match.