DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Summitry, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shantaya Cowan | Edward Jones national BD | Summitry, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2026 | Jun 22, 2026 |
| James Michael Vandevoorde | Vantage Wealth independent RIA | Summitry, LLC independent RIA | RIA to RIA | Apr 7, 2026 | Mar 5, 2026 |
| Alexander A Tran | Vantage Wealth independent RIA | Summitry, LLC independent RIA | RIA to RIA | Apr 7, 2026 | Mar 5, 2026 |
| Jon Paul Theriault | Hightower Advisors, LLC BD affiliated | Summitry, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2026 | Jul 10, 2026 (113 d) |
| Robert Clifton Hammack | Strategic Advisers LLC national BD | Summitry, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2026 | Jan 15, 2026 |
| Kenneth Marvin Vander Kooi | Scharf Investments, LLC mixed wealth | Summitry, LLC independent RIA | RIA to RIA | Jan 2, 2026 | Feb 27, 2024 |
| Rohit Bharat Mansukhani | Corient independent RIA | Summitry, LLC independent RIA | RIA to RIA | Oct 16, 2025 | Jul 15, 2026 (272 d) |
| Christopher Dalmar Moody | Fisher Investments independent RIA | Summitry, LLC independent RIA | RIA to RIA | Apr 29, 2025 | May 14, 2025 |
| Phillip Earl Campit | Advice And Planning Services BD affiliated | Summitry, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2025 | Feb 4, 2025 |
| Jacob Maxwell Kark | Cetera Investment Advisers LLC BD affiliated | Summitry, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | May 6, 2026 (491 d) |
| Tyler Patterson | Empower Advisory Group, LLC BD affiliated | Summitry, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2022 | Jul 24, 2023 (214 d) |
| Daniel Spector-Franson | World Investment Advisors, LLC institutional | Summitry, LLC independent RIA | Other | Dec 6, 2022 | Dec 20, 2022 |
| Thomas Emmett Guinane | Fisher Investments independent RIA | Summitry, LLC independent RIA | RIA to RIA | Mar 23, 2022 | Apr 13, 2022 |
| Brandy Savage | Fidelity Personal And Workplace Advisors BD affiliated | Summitry, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2022 | Apr 14, 2022 (94 d) |
| Emily Kathryn Hazelroth | Advice And Planning Services BD affiliated | Summitry, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2020 | Jan 1, 2025 (1510 d) |
| Alexander Scott Leitzes | Fisher Investments independent RIA | Summitry, LLC independent RIA | RIA to RIA | Oct 26, 2020 | Jan 2, 2025 (1529 d) |
| Cari Leamy | Intelligence Driven Advisers, LLC independent RIA | Summitry, LLC independent RIA | RIA to RIA | Aug 13, 2020 | Apr 13, 2022 (608 d) |
| Adam Bashir Govani | Cambridge Investment Research Advisors, Inc. BD affiliated | Summitry, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2019 | Aug 30, 2019 (210 d) |
| Thao Da Pham | Scf Private Wealth Holdings, LLC independent RIA | Summitry, LLC independent RIA | RIA to RIA | Nov 21, 2018 | Dec 13, 2024 (2214 d) |
| Aaron Michael Szager | Bluesky Wealth Advisors, LLC independent RIA | Summitry, LLC independent RIA | RIA to RIA | Nov 9, 2018 | Jan 5, 2019 (57 d) |
| Lori Delynn Russell | D.A. Davidson & Co. other | Summitry, LLC independent RIA | Other | Oct 3, 2017 | Mar 6, 2026 (3076 d) |
| Charles Thomson Angle | Bancwest Investment Services, Inc. (Bwis) other | Summitry, LLC independent RIA | Other | Aug 23, 2017 | Jul 18, 2018 (329 d) |
| Aleese Peterson-Cotton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summitry, LLC other | Other | Aug 8, 2017 | Nov 2, 2017 (86 d) |
| Alex Barth Katz | Opes Advisors, Inc. other | Summitry, LLC independent RIA | Other | Jun 8, 2017 | Jan 1, 2025 (2764 d) |
| Manuel Antonio Lugo Garcia | Polaris Wealth Advisory Group other | Summitry, LLC other | Other | Apr 3, 2017 | Jun 8, 2017 (66 d) |
| Robert Daniel Falconer | Fisher Investments other | Summitry, LLC other | Other | May 28, 2013 | Jul 23, 2013 (56 d) |
| Kurt Hoefer | Hoefer Capital Management, LLC unclassified | Summitry, LLC other | Other | Dec 31, 2004 | May 8, 2006 (493 d) |
| Cynthia Wallace Duncan | Charles Schwab & Co., Inc. national BD | Summitry, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2004 | Jan 1, 2025 (7379 d) |
| Colin Matthew Higgins | Hoefer & Arnett Capital Management, Inc. unclassified | Summitry, LLC independent RIA | Other | Dec 1, 2003 | Jan 1, 2025 (7702 d) |
| Joseph A Martin | Hoefer & Arnett Capital Management, Inc. unclassified | Summitry, LLC independent RIA | Other | Dec 1, 2003 | Jan 3, 2025 (7704 d) |
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30 moves match.