DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sterne Agee Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Joseph Turpin Drake	Raymond James & Associates, Inc. national BD	Sterne Agee Asset Management, Inc. other	Other	Oct 9, 2015	Oct 1, 2015
Debra Sue Howard	LPL Financial LLC other	Sterne Agee Asset Management, Inc. other	Other	Sep 9, 2015	Sep 2, 2015
Mark Eric Saunders	Raymond James Financial Services Advisors, Inc other	Sterne Agee Asset Management, Inc. other	Other	Aug 3, 2015	Aug 4, 2015
Jacob Bradley Marrs	Edward Jones national BD	Sterne Agee Asset Management, Inc. other	Other	May 5, 2015	Jul 21, 2015 (77 d)
Wade Lee Rowdon	Jackson Wealth Management, LLC other	Sterne Agee Asset Management, Inc. other	Other	Feb 5, 2015	Jun 22, 2016 (503 d)
Craig L Siena	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Sterne Agee Asset Management, Inc. other	Other	Nov 14, 2014	Nov 17, 2014
Daniel Thomas Scalzi	Oppenheimer & Co. Inc. other	Sterne Agee Asset Management, Inc. other	Other	Sep 16, 2014	Sep 12, 2014
Robert Michael Burkarth	Oppenheimer & Co. Inc. other	Sterne Agee Asset Management, Inc. other	Other	Sep 15, 2014	Sep 12, 2014
Derek Edward Jerger	LPL Financial LLC other	Sterne Agee Asset Management, Inc. other	Other	Sep 8, 2014	Jan 2, 2015 (116 d)
Donald Lee Ledford	Bb&T Investment Services, Inc. no RAUM	Sterne Agee Asset Management, Inc. other	Other	Sep 2, 2014	Aug 29, 2014
Judson Alan Smith	Pmd Advisory mixed wealth	Sterne Agee Asset Management, Inc. other	Other	Aug 15, 2014	Aug 27, 2014
Joseph A. Gallagher	Wells Fargo Advisors wirehouse	Sterne Agee Asset Management, Inc. other	Other	May 22, 2014	May 21, 2014
James Ralph Cunningham	Wells Fargo Advisors wirehouse	Sterne Agee Asset Management, Inc. other	Other	Apr 28, 2014	Apr 25, 2014
Allen G Wall	Wells Fargo Advisors wirehouse	Sterne Agee Asset Management, Inc. other	Other	Apr 28, 2014	Apr 25, 2014
Stephen Alan Martin	Cetera Investment Advisers LLC other	Sterne Agee Asset Management, Inc. other	Other	Feb 21, 2014	Mar 4, 2014
Kristina Adelaide Palangi	Morgan Stanley wirehouse	Sterne Agee Asset Management, Inc. other	Other	Dec 17, 2013	May 13, 2014 (147 d)
William Stephens Lamb	Suntrust Investment Services, Inc. other	Sterne Agee Asset Management, Inc. other	Other	Sep 6, 2013	Aug 27, 2013
Nicholas Greene Denicke	Piper Jaffray Investment Management, LLC other	Sterne Agee Asset Management, Inc. other	Other	Aug 2, 2013	Aug 13, 2013
Jack Gilbert Russell	Oppenheimer & Co. Inc. other	Sterne Agee Asset Management, Inc. other	Other	Jul 15, 2013	Apr 2, 2014 (261 d)
James Allen Tolbert	B. Riley Wealth Advisors, Inc. other	Sterne Agee Asset Management, Inc. other	Other	Apr 19, 2013	Apr 30, 2013
Deborah Lopez Eagen	Morgan Stanley wirehouse	Sterne Agee Asset Management, Inc. other	Other	Jan 25, 2013	Feb 25, 2013 (31 d)
Thomas Griffin Mason	Wells Fargo Advisors wirehouse	Sterne Agee Asset Management, Inc. other	Other	Jan 22, 2013	Mar 13, 2013 (50 d)
Martha Gregory Weaver	Wells Fargo Advisors wirehouse	Sterne Agee Asset Management, Inc. other	Other	Nov 1, 2012	Mar 7, 2014 (491 d)
Ying Zhao	Next Financial Group, Inc. other	Sterne Agee Asset Management, Inc. other	Other	Oct 17, 2012	Oct 29, 2012
Harold Blaine Miller	Msi Financial Services, Inc. other	Sterne Agee Asset Management, Inc. other	Other	Sep 7, 2012	Sep 7, 2012
Michael Webb Post	Brokersxpress LLC other	Sterne Agee Asset Management, Inc. other	Other	Aug 8, 2012	Aug 17, 2012
Byron Keith Ford	Brokersxpress LLC other	Sterne Agee Asset Management, Inc. other	Other	Jul 30, 2012	Aug 3, 2012
Christopher Harold Baker	Morgan Stanley wirehouse	Sterne Agee Asset Management, Inc. other	Other	Jun 27, 2012	Feb 19, 2013 (237 d)
David Cordell Rollins	Morgan Stanley wirehouse	Sterne Agee Asset Management, Inc. other	Other	Mar 9, 2012	Jun 8, 2012 (91 d)
Leiland David Overson	Synergy Investment Group, LLC other	Sterne Agee Asset Management, Inc. other	Other	Mar 7, 2012	Mar 22, 2012
Phillip Thomas Whitley	Synergy Investment Group, LLC other	Sterne Agee Asset Management, Inc. other	Other	Mar 7, 2012	Mar 8, 2012
Toni Marie Vaughan	Synergy Investment Group, LLC other	Sterne Agee Asset Management, Inc. other	Other	Mar 7, 2012	Apr 5, 2012
Daniel Spiegel	Synergy Investment Group, LLC other	Sterne Agee Asset Management, Inc. other	Other	Mar 7, 2012	Apr 23, 2012 (47 d)
Gaurav Chand Lall	Synergy Investment Group, LLC other	Sterne Agee Asset Management, Inc. other	Other	Mar 7, 2012	Apr 23, 2012 (47 d)
James Allen Burt	Synergy Investment Group, LLC other	Sterne Agee Asset Management, Inc. other	Other	Mar 7, 2012	Apr 5, 2012
Ryan Marshall Dantinne	Synergy Investment Group, LLC other	Sterne Agee Asset Management, Inc. other	Other	Mar 1, 2012	Jun 18, 2012 (109 d)
Brian Lane Parker	Morgan Keegan & Company, LLC other	Sterne Agee Asset Management, Inc. other	Other	Mar 1, 2012	Mar 8, 2012
Edwina Mattingly Bordman	U.S. Bancorp Investments, Inc. other	Sterne Agee Asset Management, Inc. other	Other	Feb 29, 2012	Apr 8, 2013 (404 d)
Jeffrey Deane Windes	Stifel, Nicolaus & Company, Incorporated national BD	Sterne Agee Asset Management, Inc. other	Other	Feb 28, 2012	Jun 8, 2012 (101 d)
Charles Mitchell Smith	Johnson Sterling, Inc. other	Sterne Agee Asset Management, Inc. other	Other	Feb 28, 2012	Apr 9, 2012 (41 d)
Sherry D Parker	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Sterne Agee Asset Management, Inc. other	Other	Jan 18, 2012	Jan 17, 2012
Christopher Lappas	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Sterne Agee Asset Management, Inc. other	Other	Jan 3, 2012	Oct 24, 2013 (660 d)
Tabitha Marshall Watson	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 15, 2011	Dec 22, 2011
Gordon Lee Crenshaw	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 12, 2011	Dec 9, 2011
David Stephen Ellington	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 12, 2011	Dec 9, 2011
Norman David Dayan	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 12, 2011	Dec 9, 2011
Robert David Wallace	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 12, 2011	Dec 9, 2011
Sara Marie Jones	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 12, 2011	Feb 1, 2012 (51 d)
Roger Alan Huse	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 12, 2011	Jan 4, 2012
Bradley Allan Brown	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 12, 2011	Dec 9, 2011
Matthew Alan Mckay	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 12, 2011	Dec 9, 2011
Earl (Nmn) Stewart	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 9, 2011	Dec 9, 2011
Daniel Swift Edmunds	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 9, 2011	Dec 9, 2011
Jerry Gayle Alley	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 9, 2011	Dec 9, 2011
Robert Matthew Muller	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 9, 2011	Dec 9, 2011
Marilyn Mae Hoyle	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 9, 2011	Dec 9, 2011
Michael Sean Campbell	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 9, 2011	Dec 9, 2011
Robert Charles Stevens	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 9, 2011	Dec 9, 2011
Matthew Brown Whitaker	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 9, 2011	Dec 9, 2011
Andrew Dixon Wade	Anderson & Strudwick, Incorporated other	Sterne Agee Asset Management, Inc. other	Other	Dec 9, 2011	Dec 9, 2011

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214 moves match.