DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Executive Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Michael LawrenceDynamic Wealth Solutions LLC state registeredExecutive Wealth Management, LLC independent RIAOtherMar 3, 2023Feb 16, 2023
Megan Martin HurchesDynamic Wealth Solutions LLC state registeredExecutive Wealth Management, LLC independent RIAOtherMar 3, 2023Mar 10, 2023
Matthew Craig StojkovWoodbury Financial Services, Inc. BD affiliatedExecutive Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2021Apr 24, 2023 (591 d)
Drake HoganNext Financial Group, Inc. BD affiliatedExecutive Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 16, 2021Sep 28, 2021 (43 d)
Brandon LopezCitizens Securities, Inc. BD affiliatedExecutive Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 1, 2021Jun 2, 2021
Christopher Ronald HopkinsTd Ameritrade, Inc. no RAUMExecutive Wealth Management, LLC independent RIAOtherJan 11, 2021Mar 3, 2022 (416 d)
Duane Anthony JohnsonTd Ameritrade Investment Management, LLC independent RIAExecutive Wealth Management, LLC independent RIARIA to RIANov 5, 2020Nov 16, 2020
Todd Anthony PerryVintage Financial Services LLC independent RIAExecutive Wealth Management, LLC independent RIARIA to RIAFeb 4, 2019Jan 31, 2019
Nick H SinghInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherFeb 14, 2018Sep 12, 2012
Michelle Ann JosephInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherFeb 14, 2018Nov 1, 2016
Shawn Adam LawsonCharles Schwab & Co., Inc. national BDExecutive Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2018May 13, 2019 (488 d)
Albert Pingree HerzogWells Fargo Advisors wirehouseExecutive Wealth Management, LLC otherOtherDec 15, 2017Jan 2, 2018
James Allan Plaskey401k Gps no RAUMExecutive Wealth Management, LLC otherOtherNov 16, 2017Jul 8, 2015
Alejandro Alberto LebronInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 20, 2017Nov 12, 2015
Christopher Walter KubertHuntington Financial Advisors otherExecutive Wealth Management, LLC otherOtherJun 12, 2017Jun 15, 2017
Richard Robert RushInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 6, 2017Jun 29, 2015
Zachary B MessinaInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 6, 2017Oct 17, 2013
Adam R KuleszaInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 6, 2017Oct 30, 2010
Michael Robert ChechelInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 5, 2017Oct 29, 2010
Albert Pingree HerzogInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 2, 2017Jul 15, 2009
Andrew Jason ZehnderInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 2, 2017Nov 4, 2010
Julee Rae SartoCetera Investment Advisers LLC otherExecutive Wealth Management, LLC otherOtherJun 2, 2017Jun 2, 2017
John Lawrence BarbrickInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 2, 2017Oct 29, 2010
Daniel Coye WeaverInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 2, 2017Jun 22, 2011
Justin John DagostinoInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJan 26, 2017Nov 21, 2016
John Raymond OliverLPL Financial LLC otherExecutive Wealth Management, LLC otherOtherNov 28, 2016Nov 4, 2016
Kevin Edmund CrossOsaic Wealth, Inc. otherExecutive Wealth Management, LLC otherOtherNov 21, 2016Dec 19, 2016
William Albert WaggonerInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherAug 24, 2016Oct 30, 2010
Peter A MitroffInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherAug 24, 2016Jan 13, 2011
John Luke EvangelistaInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherMay 3, 2016Oct 29, 2010
Eric PerichAmeriprise Financial Services, LLC national BDExecutive Wealth Management, LLC otherOtherJun 19, 2015Jun 29, 2015
Elizabeth Ann WilliamsInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJul 7, 2014Sep 12, 2012
Kathleen Lynn AkstenFounders Financial Securities, LLC otherExecutive Wealth Management, LLC otherOtherApr 20, 2012Apr 24, 2012
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33 moves match.