DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Compass Financial Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew K CarrierBrookstone Wealth Advisors, LLC no RAUMCompass Financial Management LLC independent RIAOtherApr 14, 2026Mar 17, 2026
Christa IrwinBrookstone Wealth Advisors, LLC no RAUMCompass Financial Management LLC independent RIAOtherMar 24, 2026Apr 14, 2026
Gary Charles HaackCreativeone Wealth, LLC independent RIACompass Financial Management LLC independent RIARIA to RIAFeb 4, 2026Feb 4, 2026
Jeffrey Michael BurgessBurgess Wealth Advisory otherCompass Financial Management LLC independent RIAOtherJan 13, 2026Jan 2, 2026
Robert David ZodaZoda Financial, LLC unclassifiedCompass Financial Management LLC independent RIAOtherDec 12, 2025Feb 11, 2025
David Alan KingAllstate Financial Advisors, LLC BD affiliatedCompass Financial Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2025Nov 24, 2025
John George DanielsJohn Daniels Cpa, LLC unclassifiedCompass Financial Management LLC independent RIAOtherNov 24, 2025Oct 26, 2023
Albert Daniel SouzaAdams Financial Concepts, LLC independent RIACompass Financial Management LLC independent RIARIA to RIASep 4, 2025Jul 18, 2025
Justin KellyEquitable Advisors, LLC national BDCompass Financial Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 7, 2025May 14, 2025
William Christian GabrielsenDst Wealth Management LLC independent RIACompass Financial Management LLC independent RIARIA to RIAApr 10, 2025Apr 4, 2025
Scott Evan GreeneAe Wealth Management, LLC BD affiliatedCompass Financial Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2025Apr 8, 2025
Kevin David HarwoodDarwin Wealth Management independent RIACompass Financial Management LLC independent RIARIA to RIAApr 1, 2025Mar 17, 2025
Kyle Alan RuiterHornor, Townsend & Kent, LLC BD affiliatedCompass Financial Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2025Mar 6, 2026 (364 d)
Elisea Tantuan FrishbergElisea Frishberg Advisory Group, L.L.C. unclassifiedCompass Financial Management LLC independent RIAOtherDec 31, 2024Feb 14, 2024
Jesse John LipscombBison Wealth, LLC mixed wealthCompass Financial Management LLC independent RIARIA to RIADec 31, 2024Oct 15, 2024
J'Neanne Mary TheusFinancial Gravity Family Office Services, LLC independent RIACompass Financial Management LLC independent RIARIA to RIAAug 26, 2024Feb 19, 2026 (542 d)
Mark Alan FlemingParadigm Wealth Management, LLC independent RIACompass Financial Management LLC independent RIARIA to RIAAug 21, 2024Jul 16, 2024
Steven Craig WalstadIndependent Investment Advisors Inc. unclassifiedCompass Financial Management LLC independent RIAOtherAug 1, 2024Dec 16, 2021
Donald Michael ParaccaEdward Jones national BDCompass Financial Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2024May 8, 2024
Belinda Marie LuskRothschild Wealth LLC independent RIACompass Financial Management LLC independent RIARIA to RIAMar 6, 2024Oct 24, 2023
Nathan Lee WilsonGuidespring Wealth Strategies, LLC unclassifiedCompass Financial Management LLC independent RIAOtherOct 30, 2023Sep 11, 2023
James Robert DavenportRothschild Wealth LLC independent RIACompass Financial Management LLC independent RIARIA to RIASep 5, 2023Sep 7, 2023
Michael Clarence FerrinKovack Advisors, Inc. BD affiliatedCompass Financial Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 7, 2023Jun 7, 2023
Geoffrey Mchale GarfieldAltium Wealth Management LLC independent RIACompass Financial Management LLC independent RIARIA to RIAJun 1, 2022Nov 18, 2024 (901 d)
Joseph William DiseDise Wealth Management Incorporated unclassifiedCompass Financial Management LLC independent RIAOtherDec 31, 2020Aug 28, 2020
Frederick Eugene MoweryWorth Financial Group Inc. independent RIACompass Financial Management LLC independent RIARIA to RIADec 15, 2020Sep 28, 2021 (287 d)
Kathryn Aiksnoras DennenCapital Analysts BD affiliatedCompass Financial Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 9, 2020Dec 9, 2020
Richard Mark AllisonFirst Coast Planning, LLC unclassifiedCompass Financial Management LLC independent RIAOtherFeb 7, 2020Aug 25, 2026 (2391 d)
Michael Thomas LeeAltium Wealth Management LLC independent RIACompass Financial Management LLC independent RIARIA to RIANov 18, 2019Aug 6, 2021 (627 d)
Sunil Dutt MisraOsaic Wealth, Inc. BD affiliatedCompass Financial Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2019May 13, 2021 (764 d)
Kelvin Ray DouglasOsaic Wealth, Inc. BD affiliatedCompass Financial Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2019Apr 26, 2021 (754 d)
Maurice Hamilton PattersonMhp Asset Management state registeredCompass Financial Management LLC independent RIAOtherDec 31, 2010Sep 5, 2023 (4631 d)
Wendell Breneman StewartInvestacorp Advisory Services Inc otherCompass Financial Management LLC independent RIAOtherOct 28, 2002Dec 19, 2024 (8088 d)
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33 moves match.