DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cgn Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Martin Schlossman | Aspyre Wealth Partners independent RIA | Cgn Advisors, LLC independent RIA | RIA to RIA | Oct 16, 2025 | Oct 27, 2025 |
| Gregory Samuel Pierce | Pierce Financial Strategies, LLC unclassified | Cgn Advisors, LLC independent RIA | Other | Mar 24, 2025 | Jan 28, 2025 |
| Jamie Ann Bosse | Aspyre Wealth Partners independent RIA | Cgn Advisors, LLC independent RIA | RIA to RIA | Jul 3, 2024 | Jul 11, 2024 |
| David John Walz | Arcadia Financial Strategies, Inc. unclassified | Cgn Advisors, LLC independent RIA | Other | Mar 28, 2024 | Jun 20, 2023 |
| Daniel Edward King | Dek Financial Solutions, LLC unclassified | Cgn Advisors, LLC independent RIA | Other | Jan 19, 2024 | Dec 19, 2023 |
| Ravin Kawailani Walters | Signature Investment Advisors, LLC independent RIA | Cgn Advisors, LLC independent RIA | RIA to RIA | Feb 10, 2023 | Mar 1, 2023 |
| Cheryl A Krueger | Growing Fortunes Financial Partners LLC unclassified | Cgn Advisors, LLC independent RIA | Other | Dec 31, 2022 | Dec 6, 2022 |
| Jonathan Bernstein | Robert W. Baird & Co. Incorporated mixed wealth | Cgn Advisors, LLC independent RIA | RIA to RIA | Nov 9, 2022 | Apr 18, 2023 (160 d) |
| Scott Alan Emley | Securities America Advisors, Inc. BD affiliated | Cgn Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2022 | Sep 1, 2022 |
| John Joseph Flanagan | Flanagan Financial Group LLC unclassified | Cgn Advisors, LLC independent RIA | Other | Oct 4, 2021 | Aug 20, 2021 |
| Jordan Edward Grzesczyk | Raymond James & Associates, Inc. national BD | Cgn Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2021 | Jun 9, 2021 |
| John Ronald Kahle | Advice And Planning Services BD affiliated | Cgn Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2020 | Jan 15, 2021 |
| Cydney Jean Jones | Provise Management Group, LLC independent RIA | Cgn Advisors, LLC independent RIA | RIA to RIA | Nov 17, 2020 | Mar 3, 2021 (106 d) |
| Amy Lynn Shappell | Juetten Personal Financial Planning, LLC unclassified | Cgn Advisors, LLC independent RIA | Other | Sep 1, 2020 | Jun 1, 2020 |
| Kyle Hunt Wilke | Juetten Personal Financial Planning, LLC unclassified | Cgn Advisors, LLC independent RIA | Other | Sep 1, 2020 | Jun 1, 2020 |
| Diane Marie Pearson | Emergingwealth Investment Management, Inc. independent RIA | Cgn Advisors, LLC independent RIA | RIA to RIA | May 14, 2020 | Sep 3, 2019 |
| Michael Lawrence Greim | Cgn Advisors, LLC unclassified | Cgn Advisors, LLC independent RIA | Other | Jan 31, 2020 | Dec 19, 2018 |
| Stuart Joseph Heckman | Cgn Advisors, LLC unclassified | Cgn Advisors, LLC independent RIA | Other | Jan 31, 2020 | Dec 13, 2019 |
| Chad Edward Chase | Cgn Advisors, LLC unclassified | Cgn Advisors, LLC independent RIA | Other | Jan 31, 2020 | Dec 2, 2019 |
| Nicola Lippert Cyr | Cgn Advisors, LLC unclassified | Cgn Advisors, LLC independent RIA | Other | Jan 31, 2020 | Sep 6, 2018 |
| Johnathan Michael Aelmore | Mariner BD affiliated | Cgn Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2019 | Aug 30, 2019 |
| Gordon Thomas Achtermann | Your Best Path Financial Planning unclassified | Cgn Advisors, LLC independent RIA | Other | May 9, 2019 | May 9, 2019 |
| John Colin Bush | Schwallier Wealth Management other | Cgn Advisors, LLC independent RIA | Other | Apr 20, 2019 | Jun 13, 2019 (54 d) |
| Samuel Kessler Swenson | Wells Fargo Advisors wirehouse | Cgn Advisors, LLC independent RIA | Wirehouse to independent RIA | Jan 9, 2019 | Jul 6, 2021 (909 d) |
| David Lawrence Mandelblatt | Wealthprotect Advisors, LLC unclassified | Cgn Advisors, LLC independent RIA | Other | Dec 13, 2018 | Dec 14, 2018 |
| Theresa Lynn Rowland | Buckingham Strategic Wealth, LLC independent RIA | Cgn Advisors, LLC independent RIA | RIA to RIA | Nov 8, 2018 | Jan 16, 2019 (69 d) |
| Ronald William Guay | Parsonex Advisory Services, Inc. independent RIA | Cgn Advisors, LLC independent RIA | RIA to RIA | Sep 12, 2018 | Sep 18, 2018 |
| Timothy Wayne Hicks | Ameriprise Financial Services, LLC national BD | Cgn Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2018 | Jun 25, 2018 |
| Jacob Lee Stewart | Wells Fargo Advisors wirehouse | Cgn Advisors, LLC independent RIA | Wirehouse to independent RIA | Jan 19, 2018 | Aug 19, 2021 (1308 d) |
| David Decosta Leitao | Huckleberry Capital Management, LLC unclassified | Cgn Advisors, LLC other | Other | Sep 11, 2017 | Aug 29, 2017 |
| Jeffrey Allen Drayton | Thrivent Investment Management Inc. other | Cgn Advisors, LLC other | Other | Jan 20, 2017 | Jan 17, 2017 |
| Ronald Alan Rhoades | Scholarfi Inc. unclassified | Cgn Advisors, LLC other | Other | Mar 3, 2016 | Mar 4, 2016 |
| Warren Davis Waters | Wells Fargo Advisors wirehouse | Cgn Advisors, LLC other | Other | Jun 2, 2015 | Jun 18, 2015 |
| Thomas Alan Fredrickson | Altfest Personal Wealth Management other | Cgn Advisors, LLC independent RIA | Other | Apr 13, 2015 | Jun 21, 2021 (2261 d) |
| Jeffrey Patrick Euting | Pinnacle Investment Management Inc other | Cgn Advisors, LLC other | Other | Feb 10, 2015 | Feb 17, 2015 |
| Cheryl Anne Ober | Ameriprise Financial Services, LLC national BD | Cgn Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2014 | Aug 28, 2018 (1687 d) |
| Kent Michael Grealish | Quacera, LLC unclassified | Cgn Advisors, LLC other | Other | Jan 9, 2014 | Jan 2, 2014 |
| Kristin Lynn Rogers | MML Investors Services, LLC other | Cgn Advisors, LLC other | Other | Dec 31, 2013 | May 20, 2014 (140 d) |
| Joshua Daniel Garcia | First Financial Consulting state registered | Cgn Advisors, LLC other | Other | Dec 23, 2013 | May 16, 2013 |
| Brent Eugene Lince | Lince Financial Planning, LLC unclassified | Cgn Advisors, LLC no RAUM | Other | Jan 20, 2012 | Jan 20, 2012 |
| Scott Price Hamilton | Hamilton Financial Planning, LLC unclassified | Cgn Advisors, LLC no RAUM | Other | Jan 19, 2012 | Jan 19, 2012 |
| Lea Ann Garrison Knight | Garrison/Knight Financial Planning unclassified | Cgn Advisors, LLC no RAUM | Other | Dec 31, 2011 | Jan 4, 2012 |
| Lisa Marie Andrews | Modern Financial Planning unclassified | Cgn Advisors, LLC no RAUM | Other | Dec 31, 2011 | Jan 3, 2012 |
| Justin Wayne Nichols | Nichols Financial Advice, LLC unclassified | Cgn Advisors, LLC no RAUM | Other | Dec 21, 2011 | Dec 21, 2011 |
| Mark Jeffrey Binder | Strategic Advisers LLC national BD | Cgn Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 15, 2011 | Jan 6, 2012 (205 d) |
| Sheila Rae Stowers | Charles Schwab & Co., Inc. national BD | Cgn Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 25, 2009 | Jan 25, 2012 (791 d) |
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46 moves match.