DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Vivaldi Capital Management LP

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Morgan Jewelene PruettStrategic Advisers LLC national BDVivaldi Capital Management LP independent RIAAffiliated broker-dealer or bank to independent RIAApr 21, 2025Jun 5, 2025 (45 d)
Jeffrey David EismanVoya Retirement Advisors, LLC otherVivaldi Capital Management LP independent RIAOtherMar 10, 2025Apr 14, 2025 (35 d)
Justin B WhelanBiechele Royce Advisors, Inc. independent RIAVivaldi Capital Management LP independent RIARIA to RIAFeb 21, 2025Nov 21, 2024
Thomas Andrew BarrettBiechele Royce Advisors, Inc. independent RIAVivaldi Capital Management LP independent RIARIA to RIAFeb 21, 2025Nov 21, 2024
Carlos Alberto SanchezBiechele Royce Advisors, Inc. independent RIAVivaldi Capital Management LP independent RIARIA to RIADec 16, 2024Nov 26, 2024
Matthew Charles SanchezBiechele Royce Advisors, Inc. independent RIAVivaldi Capital Management LP independent RIARIA to RIADec 16, 2024Nov 27, 2024
Rachel Ann LeahyBiechele Royce Advisors, Inc. independent RIAVivaldi Capital Management LP independent RIARIA to RIADec 16, 2024Nov 26, 2024
Andrew Jeffrey Hitchcock SchulerBiechele Royce Advisors, Inc. independent RIAVivaldi Capital Management LP independent RIARIA to RIADec 16, 2024Dec 19, 2024
Nikita PraharajJ.P. Morgan Securities LLC wirehouseVivaldi Capital Management LP independent RIAWirehouse to independent RIAApr 30, 2024Oct 27, 2025 (545 d)
Griffin LauRBC Capital Markets, LLC national BDVivaldi Capital Management LP independent RIAAffiliated broker-dealer or bank to independent RIAMay 17, 2023Aug 2, 2024 (443 d)
Zackary Graham MeuserMesirow Financial Investment Management, Inc. otherVivaldi Capital Management LP independent RIAOtherJan 4, 2022Dec 20, 2021
Frank Domenic PellicoriUBS Financial Services Inc. wirehouseVivaldi Capital Management LP independent RIAWirehouse to independent RIAApr 6, 2021Apr 7, 2021
Ryan David MeachamCornerstone Wealth Management independent RIAVivaldi Capital Management LP independent RIARIA to RIAOct 28, 2020Nov 20, 2020
David L AllenCornerstone Wealth Management independent RIAVivaldi Capital Management LP independent RIARIA to RIAOct 28, 2020Nov 20, 2020
William David ProperThe Proper Analysis Corporation independent RIAVivaldi Capital Management LP independent RIARIA to RIAJan 30, 2020Jan 21, 2020
Greg Andrew GoldfederThe Proper Analysis Corporation independent RIAVivaldi Capital Management LP independent RIARIA to RIAJan 30, 2020Jan 21, 2020
Brian Joseph QuinnJ.P. Morgan Securities LLC wirehouseVivaldi Capital Management LP independent RIAWirehouse to independent RIASep 11, 2019Sep 23, 2019
Caryn Elizabeth FieldsJ.P. Morgan Securities LLC wirehouseVivaldi Capital Management LP independent RIAWirehouse to independent RIASep 9, 2019Sep 20, 2019
Asha Tangri GoldsteinCedar Hill Associates, LLC bank affiliatedVivaldi Capital Management LP independent RIAOtherDec 11, 2018Dec 26, 2018
Daniel Aaron JonesCedar Hill Associates, LLC bank affiliatedVivaldi Capital Management LP independent RIAOtherDec 3, 2018Dec 18, 2018
Jonathon MerickelIht Wealth Management LLC independent RIAVivaldi Capital Management LP independent RIARIA to RIAOct 19, 2018Oct 25, 2018
John David EberleFiduciary Financial Partners, LLC independent RIAVivaldi Capital Management LP independent RIARIA to RIAJul 2, 2018Feb 21, 2019 (234 d)
Lilian LoMariner Advisor Network otherVivaldi Capital Management LP otherOtherOct 12, 2017Nov 6, 2017
Brandon Lyon IntraterLts Capital Advisors otherVivaldi Capital Management LP otherOtherMar 29, 2017Oct 10, 2017 (195 d)
David Michael DickmanJ.P. Morgan Securities LLC wirehouseVivaldi Capital Management LP otherOtherMar 20, 2017Nov 7, 2017 (232 d)
Ilya Michael ZlotnikCuri Capital, LLC otherVivaldi Capital Management LP otherOtherMay 14, 2015May 28, 2015
Randal Lawrence GoldenCentric Wealth Management, LLC otherVivaldi Capital Management LP otherOtherMay 9, 2012Oct 20, 2017 (1990 d)
David Alan SternbergIron Financial LLC otherVivaldi Capital Management LP otherOtherDec 1, 2008Oct 10, 2017 (3235 d)
Page 1 of 1
28 moves match.