DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Darwin Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ernest C. MeadsStrategic Advisers LLC national BDDarwin Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 17, 2026Jul 21, 2026 (95 d)
Edward Thomas SmelichTransamerica Financial Advisors, LLC BD affiliatedDarwin Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2025Dec 2, 2025
Michael Thomas SorrentinoFarther independent RIADarwin Wealth Management independent RIARIA to RIAOct 15, 2025Apr 29, 2025
Ryan CreecyMorgan Stanley wirehouseDarwin Wealth Management independent RIAWirehouse to independent RIAMar 19, 2024Jan 5, 2026 (657 d)
Victor Arruda-RosenshteynMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDarwin Wealth Management independent RIAWirehouse to independent RIAJun 20, 2023Jul 5, 2023
Jordan Timothy SmithMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDarwin Wealth Management independent RIAWirehouse to independent RIAApr 6, 2023Apr 4, 2023
Spencer Kane AvalosMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDarwin Wealth Management independent RIAWirehouse to independent RIAJun 15, 2022Jun 28, 2022
Matthew A KruegerEasterly Funds LLC asset managerDarwin Wealth Management independent RIAOtherOct 1, 2020Sep 14, 2022 (713 d)
Daniel Douglas MacleanFidelity Personal And Workplace Advisors BD affiliatedDarwin Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 20, 2020Jan 19, 2021 (152 d)
Adria Erin DemeoT. Rowe Price Advisory Services, Inc. independent RIADarwin Wealth Management independent RIARIA to RIAJul 9, 2019Sep 26, 2019 (79 d)
Christopher Michael HodgsonUBS Financial Services Inc. wirehouseDarwin Wealth Management independent RIAWirehouse to independent RIAJun 19, 2019Aug 12, 2019 (54 d)
Harrison Clark MooreAmerican Family Legacy Group state registeredDarwin Wealth Management independent RIAOtherOct 17, 2018Dec 3, 2018 (47 d)
Matthew Charles HunterWaddell & Reed BD affiliatedDarwin Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2018Jun 4, 2019 (244 d)
Anthony J RomeEquitable Advisors, LLC national BDDarwin Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2018May 4, 2018
Douglas F. HornerStrategic Advisers LLC national BDDarwin Wealth Management otherOtherJan 13, 2017Mar 3, 2017 (49 d)
Alejandro Antonio BuenoNorthwestern Mutual Investment Services,LLC no RAUMDarwin Wealth Management otherOtherSep 14, 2016Dec 21, 2016 (98 d)
Christopher P. SkijusMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDarwin Wealth Management otherOtherJun 24, 2016Apr 6, 2017 (286 d)
Ryan Kenneth DixonMML Investors Services, LLC otherDarwin Wealth Management otherOtherFeb 18, 2016Apr 11, 2016 (53 d)
Peter Vincent SerianoFifth Third Securities, Inc. otherDarwin Wealth Management otherOtherJan 30, 2015Feb 4, 2015
Paige Loretta GunnTrustmont Advisory Group, Inc. otherDarwin Wealth Management otherOtherFeb 27, 2014Mar 13, 2014
Robert HarwoodTrustmont Advisory Group, Inc. otherDarwin Wealth Management otherOtherFeb 26, 2014Feb 11, 2013
Richard Matthew DeckerTrustmont Advisory Group, Inc. otherDarwin Wealth Management otherOtherJan 27, 2014Jul 25, 2013
Kevin Michael ArquetteInvest Financial Corporation otherDarwin Wealth Management otherOtherJul 29, 2013Aug 23, 2013
Dominick Joseph CristofaroUsaa Financial Planning Services no RAUMDarwin Wealth Management otherOtherMay 29, 2013Jun 24, 2013
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24 moves match.