DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cbiz Retirement Plan Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jennifer Anne GageKestra Advisory Services, LLC BD affiliatedCbiz Retirement Plan Advisory Services institutionalOtherMar 27, 2020Mar 25, 2020
Roberto David LopezEdelman Financial Engines independent RIACbiz Retirement Plan Advisory Services institutionalOtherMar 11, 2020Mar 26, 2020
Colin Michael RogersGlobal Retirement Partners LLC institutionalCbiz Retirement Plan Advisory Services institutionalOtherOct 31, 2019Aug 12, 2019
Ryan Matthew WehkingEdward Jones national BDCbiz Retirement Plan Advisory Services institutionalOtherApr 15, 2019May 13, 2019
Patrick G DonnellyFifth Third Securities, Inc. otherCbiz Retirement Plan Advisory Services otherOtherMay 5, 2017May 8, 2017
Michael Paul ZiccardiMillennium Investment And Retirement Advisors, LLC otherCbiz Retirement Plan Advisory Services otherOtherDec 31, 2016Jun 29, 2016
Kalman David MuchnickGlobal Retirement Partners LLC otherCbiz Retirement Plan Advisory Services otherOtherOct 6, 2016Apr 18, 2016
Christopher Mark BrownPnc Wealth Management otherCbiz Retirement Plan Advisory Services institutionalOtherJul 12, 2016Sep 20, 2018 (800 d)
Scott Bruce RobisonSii Investments, Inc. otherCbiz Retirement Plan Advisory Services otherOtherAug 5, 2013Aug 19, 2013
Jacob L BiedenbackMorgan Stanley wirehouseCbiz Retirement Plan Advisory Services otherOtherMar 2, 2012Feb 14, 2012
Matthew Joseph FeltenMorgan Stanley & Co. LLC unclassifiedCbiz Retirement Plan Advisory Services otherOtherSep 6, 2007May 5, 2008 (242 d)
Edmund Henry HindersMmc Securities LLC no RAUMCbiz Retirement Plan Advisory Services otherOtherNov 16, 2006Jan 3, 2007 (48 d)
Timothy Michael SchannepNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCbiz Retirement Plan Advisory Services otherOtherNov 2, 2006Jan 28, 2005
Gregory Allen BrysonNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCbiz Retirement Plan Advisory Services otherOtherJul 31, 2006Jul 31, 2006
Garrett Boice RustandNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCbiz Retirement Plan Advisory Services otherOtherJul 31, 2006Jul 31, 2006
Kyle Francis QuinnTower Square Securities, Inc. otherCbiz Retirement Plan Advisory Services otherOtherMay 12, 2006Jun 4, 2009 (1119 d)
Lisa Marie DrakeAmeriprise Financial Services, LLC national BDCbiz Retirement Plan Advisory Services otherOtherApr 27, 2006Jul 25, 2006 (89 d)
Joseph Anthony CarboneChase Investment Services Corp. otherCbiz Retirement Plan Advisory Services otherOtherMar 3, 2006Mar 7, 2006
Luke F BaumAssetmark, Inc. otherCbiz Retirement Plan Advisory Services otherOtherAug 19, 2005Aug 23, 2005
Christopher Brett D'ArcyNshd Wealth Strategies, Inc. unclassifiedCbiz Retirement Plan Advisory Services otherOtherMay 26, 2005Jun 29, 2005 (34 d)
Lisa BrinigNshd Wealth Strategies, Inc. unclassifiedCbiz Retirement Plan Advisory Services otherOtherMay 26, 2005Jun 29, 2005 (34 d)
Michael George O'NeillNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCbiz Retirement Plan Advisory Services otherOtherMay 2, 2005Oct 30, 2003
Michael Paul ZiccardiGallery Asset Management, Inc. unclassifiedCbiz Retirement Plan Advisory Services otherOtherFeb 4, 2005Aug 29, 2000
Michael John SwallowGallery Asset Management, Inc. unclassifiedCbiz Retirement Plan Advisory Services otherOtherFeb 4, 2005Aug 29, 2000
Joseph Cox GranzierMid Atlantic Financial Management, Inc. otherCbiz Retirement Plan Advisory Services otherOtherJun 22, 2004Apr 7, 2005 (289 d)
Ignacio BartolomeiCharles Schwab & Co., Inc. national BDCbiz Retirement Plan Advisory Services otherOtherJun 7, 2004Sep 22, 2004 (107 d)
James Dwight HilesCincinnati Analysts, Inc otherCbiz Retirement Plan Advisory Services otherOtherJun 2, 2004Sep 2, 2004 (92 d)
Anton James BayerCapital Management Investment Group unclassifiedCbiz Retirement Plan Advisory Services otherOtherJul 22, 2002Jul 18, 2002
Brian Joseph BlachCapital Management Investment Group unclassifiedCbiz Retirement Plan Advisory Services otherOtherJul 22, 2002Jul 18, 2002
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29 moves match.