DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Western Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Darla Dustin Douglas	LPL Financial LLC independent RIA	Western Wealth Management LLC other	Other	Mar 15, 2018	Apr 21, 2016
Theodore James Swenson	LPL Financial LLC other	Western Wealth Management LLC other	Other	Sep 8, 2016	Oct 29, 2015
Joe Percy Medrano	LPL Financial LLC other	Western Wealth Management LLC other	Other	Sep 7, 2016	Aug 5, 2015
Anthony J Mirenda	Morgan Stanley wirehouse	Western Wealth Management LLC other	Other	May 13, 2016	Apr 29, 2016
Daniel David Ellis	Spc other	Western Wealth Management LLC other	Other	May 4, 2016	May 4, 2016
Daniel Mccurdy	Edward Jones national BD	Western Wealth Management LLC other	Other	Apr 29, 2016	Apr 29, 2016
M. Shannon Dana	Cetera Advisor Networks LLC other	Western Wealth Management LLC other	Other	Apr 26, 2016	Apr 22, 2016
Benita Creacy	Cetera Advisor Networks LLC other	Western Wealth Management LLC other	Other	Apr 26, 2016	Apr 22, 2016
Wade Arthur Olson	Cetera Advisor Networks LLC other	Western Wealth Management LLC other	Other	Apr 26, 2016	Apr 26, 2016
Shelley Elizabeth Hertel	Edward Jones national BD	Western Wealth Management LLC other	Other	Mar 17, 2016	Mar 14, 2016
Edwin S Blanchard	Morgan Stanley wirehouse	Western Wealth Management LLC other	Other	Mar 7, 2016	Feb 19, 2016
Kimber Elizabeth Deloia	Independent Financial Partners other	Western Wealth Management LLC other	Other	Mar 7, 2016	Feb 4, 2016
Garry Ron Kirkland	Gallacher Capital Management, LLC other	Western Wealth Management LLC other	Other	Feb 16, 2016	Mar 7, 2016
Ryan Joseph Cirasiello	Edward Jones national BD	Western Wealth Management LLC other	Other	Dec 9, 2015	Dec 11, 2015
Jared Alan Powell	Waddell & Reed other	Western Wealth Management LLC other	Other	Oct 31, 2015	Oct 26, 2015
Patrick Allen Kent	Waddell & Reed other	Western Wealth Management LLC other	Other	Oct 31, 2015	Oct 29, 2015
Joshua Paul Nelson	LPL Financial LLC other	Western Wealth Management LLC other	Other	Oct 30, 2015	Apr 17, 2014
Elizabeth Lee Wilson	Monarch Advisory Group unclassified	Western Wealth Management LLC other	Other	Mar 26, 2015	Sep 30, 2014
Krista L Kirby	Knopinski & Fauver Financial Advisors, Inc. unclassified	Western Wealth Management LLC other	Other	Mar 26, 2015	Jul 8, 2015 (104 d)
Matthew D Hoffner	Monarch Advisory Group unclassified	Western Wealth Management LLC other	Other	Mar 26, 2015	Sep 30, 2014
Teddy R Ezzell	Momentum Independent Network Inc. other	Western Wealth Management LLC other	Other	Dec 18, 2014	Dec 17, 2014
Mark Steven Johnson	Principal Securities, Inc. other	Western Wealth Management LLC other	Other	Dec 15, 2014	Dec 17, 2014
Gary Stewart Bedford	Mid Atlantic Financial Management, Inc. other	Western Wealth Management LLC other	Other	Nov 17, 2014	Nov 18, 2014
Nipapan Pamela Rosenblum	Ameriprise Financial Services, LLC national BD	Western Wealth Management LLC other	Other	Nov 14, 2014	Oct 31, 2014
Deborah Sue Frank	Ameriprise Financial Services, LLC national BD	Western Wealth Management LLC other	Other	Nov 12, 2014	Oct 31, 2014
Seth Jerome Gunderson	Raymond James Financial Services Advisors, Inc other	Western Wealth Management LLC other	Other	Aug 25, 2014	Aug 26, 2014
Andrew David Miller	Equitable Advisors, LLC national BD	Western Wealth Management LLC other	Other	Aug 18, 2014	Aug 15, 2014
Kenneth Charles Duncan	Morgan Stanley wirehouse	Western Wealth Management LLC other	Other	Jul 7, 2014	Jun 20, 2014
Adam L Wade	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Western Wealth Management LLC other	Other	Jun 2, 2014	Jun 2, 2014
David Christopher Connelly	Raymond James Financial Services Advisors, Inc other	Western Wealth Management LLC other	Other	Sep 9, 2013	Sep 10, 2013
Michael James Schumar	Wells Fargo Advisors wirehouse	Western Wealth Management LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Jul 1, 2013	Jul 2, 2013
Kenneth Christopher Acampora	Pnc Managed Account Solutions, Inc. other	Western Wealth Management LLC no RAUM	Other	Apr 29, 2013	May 14, 2013
Justin Keith Whitsell	Edward Jones national BD	Western Wealth Management LLC other	Other	Nov 3, 2011	Jun 9, 2014 (949 d)
William James Fleming	LPL Financial LLC other	Western Wealth Management LLC other	Other	Mar 18, 2010	Mar 7, 2016 (2181 d)
James Terence Hasson	Ameriprise Financial Services, LLC national BD	Western Wealth Management LLC other	Other	Apr 21, 2009	May 13, 2015 (2213 d)
Michael L Chevalier	Northwestern Mutual Investment Services,LLC other	Western Wealth Management LLC other	Other	Feb 10, 2009	May 11, 2015 (2281 d)
Tracy Renee Tutag	Equitable Advisors, LLC national BD	Western Wealth Management LLC other	Other	Sep 17, 2008	Sep 24, 2015 (2563 d)
Guillermo Davis Adame	Wells Fargo Advisors wirehouse	Western Wealth Management LLC other	Other	Sep 10, 2008	Apr 21, 2016 (2780 d)
Cain Benjamin Kobert	Piper Sandler & Co. no RAUM	Western Wealth Management LLC other	Other	Jun 23, 2006	Feb 9, 2015 (3153 d)
Gary Alan Mangelsdorf	RBC Capital Markets, LLC national BD	Western Wealth Management LLC other	Other	Jun 2, 2006	Mar 21, 2014 (2849 d)
Gregory Scott Jackson	Piper Sandler & Co. no RAUM	Western Wealth Management LLC other	Other	Jul 22, 2005	Dec 7, 2015 (3790 d)
Mark Jonathan Fuhrman	Veravest Investment Advisors, Inc. unclassified	Western Wealth Management LLC other	Other	Dec 19, 2003	Jul 22, 2015 (4233 d)
Aleda Sedgwick Kresge	Veravest Investment Advisors, Inc. unclassified	Western Wealth Management LLC other	Other	Nov 24, 2003	Feb 2, 2015 (4088 d)

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43 moves match.