DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pfg Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kurtis Anderson | Cetera Investment Advisers LLC BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2026 | Sep 16, 2026 |
| Ashley Marie Seeger | United Planners' Financial Services Of America A Limited Partner independent RIA | Pfg Advisors independent RIA | RIA to RIA | Jun 29, 2026 | Jul 22, 2026 |
| Owen Keith Farnsworth | U.S. Bancorp Advisors, LLC BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2026 | Jun 10, 2026 |
| John J Boothby | Morgan Stanley wirehouse | Pfg Advisors independent RIA | Wirehouse to independent RIA | Feb 11, 2026 | May 7, 2026 (85 d) |
| Oliver Ivan Ibarra | Osaic Wealth, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2025 | Jul 30, 2025 (55 d) |
| Patrick Albert Lefevre | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pfg Advisors independent RIA | Wirehouse to independent RIA | Jun 3, 2025 | Jun 6, 2025 |
| Sandra Maria Penner | Citigroup Global Markets Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2025 | Jun 25, 2025 (35 d) |
| Tyler Joseph Clark | Equitable Advisors, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2025 | Apr 3, 2025 |
| Michael William Alexander | Cuso Financial Services, L.P. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Apr 1, 2025 |
| Rafael Balderrabano | Cuso Financial Services, L.P. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Apr 1, 2025 |
| Patrick Meraz | Cuso Financial Services, L.P. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Apr 3, 2025 |
| Brian Yukio Horiuchi | Cuso Financial Services, L.P. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2025 | Mar 17, 2025 |
| Jonathan A Stoft | Cuso Financial Services, L.P. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2025 | Mar 19, 2025 |
| Robert George Wilson | Ameriprise Financial Services, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2025 | Mar 15, 2024 |
| Chris Daniel Morin | Ameriprise Financial Services, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2025 | Mar 15, 2024 |
| Charles Rainey | Vanguard Advisers, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2024 | Dec 6, 2024 (71 d) |
| Laura Elizabeth Boldt | Vanguard Advisers, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2024 | Aug 29, 2024 |
| Victoria Lynn Yazzie | Vanguard Advisers, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2024 | Sep 20, 2024 (36 d) |
| Justin C Jolly | Mutual Advisors, LLC BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2024 | Jul 2, 2024 (32 d) |
| Andres Escobedo | Equitable Advisors, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2024 | May 23, 2024 |
| Mark Phillip Nickles | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pfg Advisors independent RIA | Wirehouse to independent RIA | May 20, 2024 | Jun 4, 2024 |
| Thomas Evan Green | LPL Financial LLC BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2024 | May 8, 2024 |
| Richard Omar Wilson | Ameriprise Financial Services, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2024 | Mar 15, 2024 |
| Sean Kenneth Meldrum | Ameriprise Financial Services, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2024 | Mar 15, 2024 |
| Jennifer Foster | Ameriprise Financial Services, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2024 | Mar 15, 2024 |
| Lora Gene Lakatos | Ameriprise Financial Services, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2024 | Mar 15, 2024 |
| Brett Hansen Buckley | Ameriprise Financial Services, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2024 | Mar 15, 2024 |
| Aaron Loyal Williamson | Ameriprise Financial Services, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2024 | Jun 25, 2025 (462 d) |
| Nathan Wade Rydalch | Ameriprise Financial Services, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2024 | Mar 15, 2024 |
| Rizwan Bukhari | Ameriprise Financial Services, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2024 | Mar 19, 2024 |
| Darrell Kulow | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pfg Advisors independent RIA | Wirehouse to independent RIA | Nov 22, 2023 | Nov 22, 2023 |
| Albert Bryan Shapiro | MML Investors Services, LLC BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2023 | Nov 16, 2023 |
| David M Telles | Centaurus Financial, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2023 | Nov 22, 2023 (33 d) |
| Melissa Beth Greenwood | U.S. Bancorp Advisors, LLC BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Mar 26, 2024 (162 d) |
| Robert Murray John Van Allen | LPL Financial LLC BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2023 | Nov 28, 2023 (78 d) |
| John Thomson Klevens | Arbor Point Advisors BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Mar 11, 2021 |
| Masashi Yamamoto | Eagle Strategies LLC BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2023 | Aug 14, 2023 |
| James Coon | Regents Partners, LLC independent RIA | Pfg Advisors independent RIA | RIA to RIA | May 8, 2023 | Sep 28, 2023 (143 d) |
| Richard D Boyd | Confidence Wealth Management, Inc. independent RIA | Pfg Advisors independent RIA | RIA to RIA | Apr 19, 2023 | Oct 10, 2023 (174 d) |
| Eric Scott Maslowsky | LPL Financial LLC BD affiliated | Pfg Advisors other | Other | Apr 14, 2023 | Mar 6, 2015 |
| Kurtis Anderson | LPL Financial LLC BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2023 | Apr 6, 2023 |
| Kenneth C. Ragsdale | Equitable Advisors, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2023 | Jan 6, 2023 |
| Lanaya Jean Ewald | Equitable Advisors, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2023 | Jan 11, 2023 |
| Roy D Morris | Equitable Advisors, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2023 | Jan 9, 2023 |
| Jennifer Rachel Rusk | Equitable Advisors, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2023 | Jan 12, 2023 |
| Kyle Joseph Trueba | Equitable Advisors, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2023 | Jan 11, 2023 |
| Alex D Rosen | Equitable Advisors, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2023 | Jan 11, 2023 |
| Steven Gregory Ducharme | Equitable Advisors, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2023 | Jan 9, 2023 |
| Paul Kekuaokalani Batt | Equitable Advisors, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2023 | Jan 6, 2023 |
| Ramona Janina Maior | The Wealth Consulting Group independent RIA | Pfg Advisors independent RIA | RIA to RIA | Jan 3, 2023 | Jun 9, 2023 (157 d) |
| Michael Ryan Melby | Cue Financial Group, Inc. no RAUM | Pfg Advisors independent RIA | Other | Dec 31, 2022 | Mar 2, 2018 |
| Christopher Terrence Jennings | Vanguard Advisers, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2022 | Oct 12, 2022 |
| Morgan Daniel Keil | Equitable Advisors, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2022 | Sep 1, 2022 |
| Seth David Fink | Equitable Advisors, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2022 | Aug 3, 2022 |
| Clayton Matthew Janson | Equitable Advisors, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2022 | Aug 2, 2022 |
| Beau Diehl Sheedy | Equitable Advisors, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2022 | Aug 4, 2022 |
| Tyler Scott Grantham | Equitable Advisors, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2022 | Aug 3, 2022 |
| Wesley William Schuler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pfg Advisors independent RIA | Wirehouse to independent RIA | Jun 28, 2022 | Jul 26, 2022 |
| Katrina Jo Furler | Securities America Advisors, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2022 | Jun 10, 2022 |
| Julie Ann Flores | Advice And Planning Services BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2022 | Mar 9, 2023 (365 d) |
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163 moves match.