DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at David A. Noyes & Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Valerie Kay BrennanSomerset Cpas, P.C. unclassifiedDavid A. Noyes & Company otherOtherDec 2, 2014Nov 4, 2014
Mark William KarstromKenilworth Asset Management, LLC otherDavid A. Noyes & Company otherOtherNov 21, 2014Aug 15, 2014
James Royal KirchnerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDavid A. Noyes & Company otherOtherAug 8, 2014Aug 14, 2014
David A. JaicomoRBC Capital Markets, LLC national BDDavid A. Noyes & Company otherOtherMay 8, 2014Apr 21, 2014
Matthew Mark ReynoldsPharus Capital Management unclassifiedDavid A. Noyes & Company otherOtherMar 26, 2014Aug 29, 2014 (156 d)
Martina Leshay BeckfordAmeriprise Financial Services, LLC national BDDavid A. Noyes & Company otherOtherMar 13, 2014Mar 10, 2014
Joseph Randall WesleyWells Fargo Advisors wirehouseDavid A. Noyes & Company otherOtherFeb 24, 2014Feb 20, 2014
Donald Edgar BatesWells Fargo Advisors wirehouseDavid A. Noyes & Company otherOtherJan 16, 2014Jul 2, 2014 (167 d)
James Patrick LynchConcert Wealth Management otherDavid A. Noyes & Company otherOtherJan 3, 2014Jan 8, 2014
Amanda Jonell WolfrumWells Fargo Advisors wirehouseDavid A. Noyes & Company otherOtherMay 28, 2013May 24, 2013
Scott Jay KesslerUBS Financial Services Inc. wirehouseDavid A. Noyes & Company otherOtherFeb 28, 2013Feb 25, 2013
Anthony TorreonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDavid A. Noyes & Company otherOtherNov 30, 2012Nov 27, 2012
Elias SanchezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDavid A. Noyes & Company otherOtherApr 18, 2012Apr 24, 2012
Nikifor Ivanov MinkovFifth Third Securities, Inc. otherDavid A. Noyes & Company otherOtherFeb 2, 2012May 1, 2012 (89 d)
Kari S BraggsUBS Financial Services Inc. wirehouseDavid A. Noyes & Company otherOtherOct 25, 2011Oct 20, 2011
Darryl Patrick FranklinMorgan Stanley wirehouseDavid A. Noyes & Company otherOtherSep 27, 2011Aug 29, 2011
Michael C KesselMorgan Stanley wirehouseDavid A. Noyes & Company otherOtherOct 1, 2010Sep 21, 2010
Patricia Ann PaulikMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDavid A. Noyes & Company otherOtherMar 19, 2010Mar 15, 2010
Frank Henry BechererMorgan Stanley wirehouseDavid A. Noyes & Company otherOtherJul 23, 2009Jul 2, 2009
Robert Theodore RunnfeldtUBS Financial Services Inc. wirehouseDavid A. Noyes & Company otherOtherMay 11, 2009May 8, 2009
Constance Ann EtterUBS Financial Services Inc. wirehouseDavid A. Noyes & Company otherOtherApr 23, 2009Apr 9, 2009
Brian Christopher DoakMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDavid A. Noyes & Company otherOtherMar 23, 2009Mar 20, 2009
Christopher Michael HerrmannMorgan Keegan & Company, LLC otherDavid A. Noyes & Company otherOtherMay 27, 2008May 30, 2008
Denise Halford HolderWells Fargo Advisors wirehouseDavid A. Noyes & Company otherOtherApr 21, 2008Apr 16, 2008
Mark William DamerMorgan Stanley & Co. LLC unclassifiedDavid A. Noyes & Company otherOtherMay 9, 2007May 11, 2007
Donald Christopher SchultheisCredit Suisse Asset Management, LLC otherDavid A. Noyes & Company otherOtherOct 11, 2005Apr 6, 2015 (3464 d)
William Joseph SheehanMorgan Stanley Dw Inc. unclassifiedDavid A. Noyes & Company otherOtherAug 29, 2005Aug 26, 2005
Tammy Lynn SchmaltzMorgan Stanley Dw Inc. unclassifiedDavid A. Noyes & Company otherOtherAug 29, 2005Aug 23, 2005
Nicholas Paul SpiratosVision Asset Management Inc unclassifiedDavid A. Noyes & Company otherOtherAug 1, 2005Sep 28, 2005 (58 d)
Peggy Ann NourieHowe Barnes Capital Management, Inc. unclassifiedDavid A. Noyes & Company otherOtherNov 5, 2004Oct 18, 2004
Charles Henry GarridoKeybanc Capital Markets Inc. unclassifiedDavid A. Noyes & Company otherOtherFeb 3, 2004Jan 22, 2004
Mario Giulio BernardiHowe Barnes Capital Management, Inc. unclassifiedDavid A. Noyes & Company otherOtherNov 7, 2003Oct 10, 2003
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32 moves match.