DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cutter & Company, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shawn MurffEdward Jones national BDCutter & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2022May 10, 2022 (75 d)
James S MillerCetera Advisor Networks LLC BD affiliatedCutter & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2021Aug 20, 2021
Bruce David WardMML Investors Services, LLC BD affiliatedCutter & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 22, 2021May 6, 2021
Michael Hong ChoMorgan Stanley wirehouseCutter & Company, Inc. independent RIAWirehouse to independent RIAMar 11, 2021May 24, 2021 (74 d)
Sage Jones LakeEdward Jones national BDCutter & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2020Dec 9, 2020
Cynthia Kay WhitmanEdward Jones national BDCutter & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 27, 2020Mar 17, 2020
Stuart Ray MillerAmeriprise Financial Services, LLC national BDCutter & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 16, 2019Aug 9, 2019
Laura SilverbergMorgan Stanley wirehouseCutter & Company, Inc. independent RIAWirehouse to independent RIAJul 16, 2019Jul 12, 2019
Nicholas Joseph GehrsJ.J.B. Hilliard, W.L. Lyons, LLC independent RIACutter & Company, Inc. independent RIARIA to RIAJun 1, 2018Jun 2, 2018
Joseph Radu BeckJ.J.B. Hilliard, W.L. Lyons, LLC independent RIACutter & Company, Inc. independent RIARIA to RIAJun 1, 2018Jun 1, 2018
Gary Allen ScottOnedigital otherCutter & Company, Inc. independent RIAOtherApr 27, 2018Apr 26, 2018
Marco FragnitoWells Fargo Advisors wirehouseCutter & Company, Inc. otherOtherFeb 13, 2018Feb 2, 2018
Hylan A HarperLPL Financial LLC independent RIACutter & Company, Inc. otherOtherDec 11, 2017Dec 1, 2017
Theodore Bryant EsserEdward Jones national BDCutter & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 28, 2017Mar 6, 2019 (586 d)
Jeffrey Scott PattersonSecurities America Advisors, Inc. otherCutter & Company, Inc. otherOtherJul 17, 2017Jul 25, 2017
Brett Anthony MuddMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCutter & Company, Inc. otherOtherFeb 7, 2017Apr 21, 2017 (73 d)
Timothy Ray BrownWells Fargo Advisors wirehouseCutter & Company, Inc. otherOtherDec 21, 2016Dec 27, 2016
Robert Lynn NormanB Riley Wealth Management otherCutter & Company, Inc. otherOtherMar 9, 2016Mar 8, 2016
Craig Joseph FreebersyserB Riley Wealth Management otherCutter & Company, Inc. otherOtherAug 19, 2014Aug 15, 2014
Craig James GissyEdward Jones national BDCutter & Company, Inc. otherOtherSep 4, 2013Aug 6, 2013
Christopher James RobbEdward Jones national BDCutter & Company, Inc. otherOtherNov 26, 2012Nov 21, 2012
Shon P AndersonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCutter & Company, Inc. otherOtherOct 17, 2012Oct 12, 2012
Oliver IvoryCitigroup Global Markets Inc. otherCutter & Company, Inc. otherOtherMay 21, 2009May 1, 2009
Kerry D RogersLPL Financial LLC otherCutter & Company, Inc. otherOtherMay 11, 2009May 4, 2009
Darrell Alan PatrickButler, Wick & Co., Inc. unclassifiedCutter & Company, Inc. otherOtherMar 24, 2009Mar 23, 2009
Raymond Richard ThomesButler, Wick & Co., Inc. unclassifiedCutter & Company, Inc. otherOtherMar 24, 2009Mar 24, 2009
Jeffery W. LeathersEdward Jones national BDCutter & Company, Inc. otherOtherDec 18, 2008Feb 23, 2010 (432 d)
Gary Chris LondonMorgan Stanley & Co. LLC unclassifiedCutter & Company, Inc. otherOtherMay 5, 2008May 2, 2008
Kirk John HalvelandStifel, Nicolaus & Company, Incorporated national BDCutter & Company, Inc. otherOtherFeb 21, 2008Feb 4, 2008
Mark Ronald RobertsThrivent Investment Management Inc. otherCutter & Company, Inc. otherOtherFeb 8, 2008Mar 6, 2008
Gary Steven ShellerStifel Independent Advisors, LLC otherCutter & Company, Inc. otherOtherJun 26, 2006Jun 23, 2006
Mitzi Suzanne PaschMidsouth Capital, Inc. unclassifiedCutter & Company, Inc. otherOtherApr 13, 2006Mar 31, 2006
Charles Franklin WeedMorgan Keegan & Company, LLC otherCutter & Company, Inc. otherOtherNov 16, 2005Nov 1, 2005
James Neil FranzenBerthel Fisher & Company Financial Services, Inc. otherCutter & Company, Inc. otherOtherJul 1, 2005Jan 13, 2006 (196 d)
Michael Steven NicholsMorgan Stanley Dw Inc. unclassifiedCutter & Company, Inc. otherOtherMay 18, 2004May 14, 2004
David Stuart WestphalCapital Management Services, Inc. independent RIACutter & Company, Inc. otherOtherJan 8, 2004Aug 22, 2002
Robin Dale MarchbanksEdward Jones national BDCutter & Company, Inc. otherOtherMay 6, 2003Feb 26, 2004 (296 d)
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37 moves match.