DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Castleview Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aaron Phillip Havens | Wealth Foundations Partners, LLC independent RIA | Castleview Partners, LLC independent RIA | RIA to RIA | May 20, 2026 | May 13, 2026 |
| Kody Carl Followwill | Newedge Advisors BD affiliated | Castleview Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2025 | Jun 2, 2025 (31 d) |
| Ian Fritz | Fisher Investments independent RIA | Castleview Partners, LLC independent RIA | RIA to RIA | Jun 15, 2023 | Apr 1, 2024 (291 d) |
| David Allen Cain | Mercer Global Advisors Inc. independent RIA | Castleview Partners, LLC independent RIA | RIA to RIA | Jan 3, 2023 | Sep 14, 2023 (254 d) |
| Homero Jose Diaz | Advisory Investor Services LLC no RAUM | Castleview Partners, LLC independent RIA | Other | Apr 17, 2020 | Sep 28, 2022 (894 d) |
| Michael Lynch | Principal Securities, Inc. BD affiliated | Castleview Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2019 | Mar 13, 2025 (1921 d) |
| Harriet Eason Bynum | Argenta Wealth Management other | Castleview Partners, LLC other | Other | Nov 17, 2017 | Nov 15, 2017 |
| Bunn Fawcett | Kestra Advisory Services, LLC other | Castleview Partners, LLC other | Other | Jul 20, 2017 | Jul 22, 2017 |
| Alyssa Guerra | Truist Advisory Services, Inc. other | Castleview Partners, LLC other | Other | Jul 18, 2017 | Dec 12, 2017 (147 d) |
| Robert E Emrich | Manning & Napier Advisors, LLC other | Castleview Partners, LLC other | Other | Jun 20, 2017 | Jun 12, 2017 |
| Douglas Wayne Gill | Fortitude Advisory Group L.L.C. other | Castleview Partners, LLC no RAUM | Other | Dec 31, 2015 | Oct 5, 2015 |
| Ralph John Fetrow | Invest Financial Corporation other | Castleview Partners, LLC other | Other | Dec 11, 2015 | Jan 13, 2016 (33 d) |
| Catherine Gaynell Bailey | Td Ameritrade, Inc. no RAUM | Castleview Partners, LLC other | Other | Nov 19, 2015 | Dec 13, 2017 (755 d) |
| Michael Peter Mansur | Stifel, Nicolaus & Company, Incorporated national BD | Castleview Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 16, 2015 | Oct 9, 2015 |
| Umberto Perez | Global Wealth Advisors unclassified | Castleview Partners, LLC independent RIA | Other | Dec 31, 2010 | Oct 31, 2025 (5418 d) |
| Barbara Jean Kelly | Morgan Stanley Dw Inc. unclassified | Castleview Partners, LLC independent RIA | Other | Nov 29, 2005 | Jul 18, 2018 (4614 d) |
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16 moves match.