DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Independent Wealth Network, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark ChalemEdward Jones national BDIndependent Wealth Network, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 7, 2026May 4, 2026
Jeremiah Luke TuckerCharles Schwab & Co., Inc. national BDIndependent Wealth Network, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2026Jul 21, 2026 (112 d)
Ronald T SwanickSimplicity Wealth mixed wealthIndependent Wealth Network, Inc. independent RIARIA to RIAOct 17, 2025Oct 21, 2025
Sean Michael FaceyFisher Investments independent RIAIndependent Wealth Network, Inc. independent RIARIA to RIAAug 27, 2025May 20, 2026 (266 d)
Grayeson Thomas GriessPrincipal Securities, Inc. BD affiliatedIndependent Wealth Network, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 24, 2025Jul 29, 2025
Jeffrey Thomas BoneFra Wealth Management LLC independent RIAIndependent Wealth Network, Inc. independent RIARIA to RIAJun 19, 2025Jun 25, 2025
Kristoffer Edou DouraHornor, Townsend & Kent, LLC BD affiliatedIndependent Wealth Network, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2024Apr 30, 2025 (370 d)
Zachary D RossFidelity Personal And Workplace Advisors BD affiliatedIndependent Wealth Network, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 2, 2023Jun 28, 2024 (423 d)
Stephen Alexander GilchristGnh Asset Management, Inc. unclassifiedIndependent Wealth Network, Inc. independent RIAOtherFeb 17, 2022Feb 17, 2022
Timothy J OberleyLasalle St. Investment Advisors, L.L.C. BD affiliatedIndependent Wealth Network, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 17, 2021Feb 17, 2021
Scott T EtzelBfc Planning, Inc. BD affiliatedIndependent Wealth Network, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 4, 2020Nov 3, 2020
Kristina K DahlVerus Capital Partners, LLC independent RIAIndependent Wealth Network, Inc. independent RIARIA to RIAOct 16, 2020Apr 27, 2021 (193 d)
Patrick OwensWells Fargo Advisors wirehouseIndependent Wealth Network, Inc. independent RIAWirehouse to independent RIAAug 4, 2020Aug 17, 2020
Scott Allan MccordAusdal Financial Partners, Inc. independent RIAIndependent Wealth Network, Inc. independent RIARIA to RIAJun 8, 2020Jun 8, 2020
Charles Garrett MorganIntegrity Alliance, LLC independent RIAIndependent Wealth Network, Inc. independent RIARIA to RIASep 25, 2018Sep 25, 2018
Kathleen Marie Williams-PriceIntegrity Alliance, LLC independent RIAIndependent Wealth Network, Inc. independent RIARIA to RIASep 18, 2018Sep 18, 2018
Gary Wayne BilyeuInvestment Advisors Corp BD affiliatedIndependent Wealth Network, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2018Sep 4, 2018
David Linton RiggInvestment Advisors Corp BD affiliatedIndependent Wealth Network, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2018Aug 31, 2018
Russell John KramerInvestment Advisors Corp BD affiliatedIndependent Wealth Network, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 27, 2018Aug 23, 2018
Steven Brant CollierInvestment Advisors Corp otherIndependent Wealth Network, Inc. independent RIAOtherJan 3, 2018Oct 16, 2019 (651 d)
Erik R HoltInvestment Advisors Corp otherIndependent Wealth Network, Inc. otherOtherDec 31, 2017Jan 2, 2018
Taylor Harrison EmburyInvestment Advisors Corp otherIndependent Wealth Network, Inc. otherOtherDec 31, 2017Feb 2, 2018 (33 d)
James Edward BeyKestra Advisory Services, LLC otherIndependent Wealth Network, Inc. otherOtherDec 7, 2017Dec 8, 2017
Michael Alan RodgersKestra Advisory Services, LLC otherIndependent Wealth Network, Inc. otherOtherNov 10, 2017Nov 30, 2017
James Michael PoindexterInvestment Advisors Corp otherIndependent Wealth Network, Inc. otherOtherSep 29, 2017Oct 4, 2017
Donald F RosalezInvestment Advisors Corp otherIndependent Wealth Network, Inc. otherOtherSep 29, 2017Oct 16, 2017
Jeffrey Lawrence ZupancicInvestment Advisors Corp otherIndependent Wealth Network, Inc. otherOtherSep 29, 2017Sep 15, 2017
Ross Charles BonifieldInvestment Advisors Corp otherIndependent Wealth Network, Inc. otherOtherSep 29, 2017Sep 15, 2017
Enrique HernandezInvestment Advisors Corp otherIndependent Wealth Network, Inc. otherOtherSep 29, 2017Oct 18, 2017
Nancy Selena Bullock-SwansonInvestment Advisors Corp otherIndependent Wealth Network, Inc. otherOtherAug 28, 2017Sep 11, 2017
Arthur Lawrence DinkinInvestment Advisors Corp otherIndependent Wealth Network, Inc. otherOtherAug 24, 2017Aug 29, 2017
Andrew Gregory EndelmanInvestment Advisors Corp otherIndependent Wealth Network, Inc. otherOtherJul 26, 2017Sep 11, 2017 (47 d)
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32 moves match.