DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Linden Thomas Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jack Robert LawrenceWest Financial Services, Inc. independent RIALinden Thomas Advisory Services, LLC independent RIARIA to RIAJun 2, 2026Jun 12, 2026
Nick Christopher StockdaleForthright Capital independent RIALinden Thomas Advisory Services, LLC independent RIARIA to RIAJun 2, 2025Jun 13, 2025
Gavin C FinnicalPark Avenue Securities LLC BD affiliatedLinden Thomas Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 16, 2025Feb 3, 2025
Benjamin Chase OsborneVanguard Advisers, Inc. BD affiliatedLinden Thomas Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 23, 2024May 20, 2024
Jonathan Omar PickettWells Fargo Advisors wirehouseLinden Thomas Advisory Services, LLC independent RIAWirehouse to independent RIAMar 25, 2024Feb 28, 2024
Patrick Michael KilcoyneMorgan Stanley wirehouseLinden Thomas Advisory Services, LLC independent RIAWirehouse to independent RIASep 29, 2023Oct 9, 2023
Shannon Dale BurgettFidelity Personal And Workplace Advisors BD affiliatedLinden Thomas Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 14, 2023Jan 17, 2023
Bradley Joseph DavisLPL Financial LLC independent RIALinden Thomas Advisory Services, LLC independent RIARIA to RIADec 13, 2022Dec 6, 2022
James Roger PooleSecurian Financial Services, Inc. independent RIALinden Thomas Advisory Services, LLC independent RIARIA to RIAJun 29, 2022Aug 2, 2022 (34 d)
John HarriganMorgan Stanley wirehouseLinden Thomas Advisory Services, LLC independent RIAWirehouse to independent RIANov 11, 2021Dec 9, 2021
Connor Richard EmmertFisher Investments independent RIALinden Thomas Advisory Services, LLC independent RIARIA to RIASep 15, 2021Mar 22, 2023 (553 d)
Nick Christopher StockdaleVanguard Advisers, Inc. BD affiliatedLinden Thomas Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 27, 2021Feb 25, 2022 (182 d)
Ryan LindbergVanguard Advisers, Inc. BD affiliatedLinden Thomas Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2021Jun 4, 2021
John Anthony PolyviouMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLinden Thomas Advisory Services, LLC independent RIAWirehouse to independent RIAJun 7, 2021Jun 10, 2021
Nicholas John DoddsVanguard Advisers, Inc. BD affiliatedLinden Thomas Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 3, 2021Mar 18, 2021
Brent Andrew HannTlg Advisors, Inc. BD affiliatedLinden Thomas Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2020Jun 4, 2021 (175 d)
Ryan Scott MorganCharles Schwab & Co., Inc. national BDLinden Thomas Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2020Jul 23, 2020
Anthony Michael MoffaAdvice And Planning Services BD affiliatedLinden Thomas Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2019May 10, 2019 (38 d)
Daniel A. RobertsPark Avenue Securities LLC BD affiliatedLinden Thomas Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 20, 2019Apr 2, 2019 (41 d)
Saundra HudspethNationwide Securities, LLC no RAUMLinden Thomas Advisory Services, LLC independent RIAOtherSep 4, 2018Apr 2, 2019 (210 d)
Stephen Linden ThomasWells Fargo Advisors wirehouseLinden Thomas Advisory Services, LLC no RAUMOtherJun 20, 2018Jun 19, 2018
Alexander John HillWells Fargo Advisors wirehouseLinden Thomas Advisory Services, LLC no RAUMOtherJun 20, 2018Jun 20, 2018
Michael L AllisonWells Fargo Advisors wirehouseLinden Thomas Advisory Services, LLC no RAUMOtherJun 18, 2018Jun 14, 2018
Bryan Leo KrakkerWells Fargo Advisors wirehouseLinden Thomas Advisory Services, LLC no RAUMOtherJun 15, 2018Jun 15, 2018
Boyd BarnhardtWells Fargo Advisors wirehouseLinden Thomas Advisory Services, LLC no RAUMOtherJun 15, 2018Jun 19, 2018
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25 moves match.