DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Maia Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lawrence Joseph GiesingLPL Financial LLC BD affiliatedMaia Wealth independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2026Jun 8, 2026
Thomas Lee StaleyJ.P. Morgan Securities LLC wirehouseMaia Wealth independent RIAWirehouse to independent RIAFeb 8, 2026Feb 6, 2026
Elizabeth Anne WindischGps Wealth Strategies Group, LLC independent RIAMaia Wealth independent RIARIA to RIADec 1, 2025Dec 1, 2025
Kendall MiedemaKey Investment Services LLC BD affiliatedMaia Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJun 16, 2025Jun 13, 2025
Collin KellyJ.P. Morgan Securities LLC wirehouseMaia Wealth independent RIAWirehouse to independent RIAApr 30, 2025Apr 22, 2025
Benjamin Joseph HofkinFarther independent RIAMaia Wealth independent RIARIA to RIAApr 11, 2025Apr 22, 2025
Kurt Thomas GallupWambolt & Associates, LLC independent RIAMaia Wealth independent RIARIA to RIAMar 26, 2025Mar 25, 2025
Jaskaran S SandharDenver Wealth Management, Inc. independent RIAMaia Wealth independent RIARIA to RIANov 18, 2024Jan 1, 2026 (409 d)
Jonathan Dean JarboeStrategic Wealth Investment Group, LLC independent RIAMaia Wealth independent RIARIA to RIANov 16, 2024Jan 14, 2025 (59 d)
Driss GraouiUBS Financial Services Inc. wirehouseMaia Wealth independent RIAWirehouse to independent RIASep 12, 2024Sep 3, 2024
Kenneth MiedemaJ.P. Morgan Securities LLC wirehouseMaia Wealth independent RIAWirehouse to independent RIASep 7, 2024Sep 6, 2024
William David FrierPathway Advisors Group independent RIAMaia Wealth independent RIARIA to RIAJul 18, 2024Apr 28, 2021
John Ricci HooverFisher Investments independent RIAMaia Wealth independent RIARIA to RIAApr 2, 2024Apr 1, 2024
Ramon Vasquez AguirreJim Poe And Associates Inc. otherMaia Wealth independent RIAOtherApr 1, 2024Apr 10, 2024
Jacob Martin JaegleMoneta Group Investment Advisors, LLC independent RIAMaia Wealth independent RIARIA to RIAMar 5, 2024Mar 5, 2024
Mickealin L CassellJ.P. Morgan Securities LLC wirehouseMaia Wealth independent RIAWirehouse to independent RIAJan 10, 2024Jan 25, 2024
Alan David GoodmanWealthsource? independent RIAMaia Wealth independent RIARIA to RIAJan 9, 2024Dec 5, 2023
Rebecca Rose DesotoTrilogy Capital, Inc. independent RIAMaia Wealth independent RIARIA to RIAAug 30, 2023Aug 30, 2023
Christian Fernando LunaWealth Watch Advisors, Inc independent RIAMaia Wealth independent RIARIA to RIAApr 12, 2023Apr 17, 2023
Timothy DernWealth Watch Advisors, Inc independent RIAMaia Wealth independent RIARIA to RIAMar 27, 2023Apr 5, 2023
Dale SelfJ.P. Morgan Securities LLC wirehouseMaia Wealth independent RIAWirehouse to independent RIAJan 8, 2023Jan 6, 2023
Lane C. StamperJ.P. Morgan Securities LLC wirehouseMaia Wealth independent RIAWirehouse to independent RIAJan 8, 2023Jan 20, 2023
Dionne J BanksEdward Jones national BDMaia Wealth independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2022May 25, 2022
Kenneth Blaine LuckinbillSecurities America Advisors, Inc. BD affiliatedMaia Wealth independent RIAAffiliated broker-dealer or bank to independent RIAApr 11, 2022Jun 8, 2023 (423 d)
Leslie Davis McmullenTrilogy Capital, Inc. independent RIAMaia Wealth independent RIARIA to RIAMay 13, 2021May 10, 2021
Justin Michael VlaanderenWest Coast Financial, LLC independent RIAMaia Wealth independent RIARIA to RIAJan 26, 2021Feb 9, 2021
Adam Benjamin ColemanColorado Wealth Group LLC no RAUMMaia Wealth independent RIAOtherAug 20, 2020Aug 21, 2020
Trevor John HougardyColorado Wealth Group LLC no RAUMMaia Wealth independent RIAOtherAug 19, 2020Aug 21, 2020
Ethan Nguyen OgdenAstor Investment Management LLC mixed wealthMaia Wealth independent RIARIA to RIAMay 15, 2020May 9, 2022 (724 d)
Terry Morris AndersonCapital Asset Management, LLC independent RIAMaia Wealth independent RIARIA to RIAApr 27, 2020Jan 18, 2022 (631 d)
Darcy Borella GonsalvesTrilogy Capital, Inc. independent RIAMaia Wealth independent RIARIA to RIAJan 24, 2020Jan 23, 2020
Christopher Jacob BarkerMML Investors Services, LLC BD affiliatedMaia Wealth independent RIAAffiliated broker-dealer or bank to independent RIAFeb 14, 2019Feb 25, 2019
Mark Boyer CandlerMML Investors Services, LLC BD affiliatedMaia Wealth independent RIAAffiliated broker-dealer or bank to independent RIAFeb 11, 2019Mar 6, 2023 (1484 d)
David Lynn OwensMML Investors Services, LLC BD affiliatedMaia Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2019Jan 7, 2019
Stephen Allen HartelLPL Financial LLC independent RIAMaia Wealth independent RIARIA to RIAApr 17, 2018Sep 11, 2023 (1973 d)
Desmond Jermaine DimondMML Investors Services, LLC otherMaia Wealth independent RIAOtherMar 2, 2018Nov 20, 2018 (263 d)
Scott C MarekMML Investors Services, LLC otherMaia Wealth independent RIAOtherFeb 28, 2018Apr 5, 2018 (36 d)
Scott K GarrettWaddell & Reed otherMaia Wealth independent RIAOtherAug 27, 2007Jul 10, 2025 (6527 d)
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38 moves match.