DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cw Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Philip Stoker | Charles Schwab & Co., Inc. national BD | Cw Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2026 | Jul 20, 2026 |
| Elizabeth Nicole Napper | Captrust institutional | Cw Advisors, LLC independent RIA | Other | Jul 20, 2026 | Sep 1, 2026 (43 d) |
| John Salvatore Tassone | Corient Shc Wealth Management (US) LP independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Jun 10, 2026 | Aug 7, 2026 (58 d) |
| Philippe Robert Oertle | Catalina Capital Group, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Jun 10, 2026 | Jun 1, 2026 |
| Chris Matthew Frantz | Catalina Capital Group, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Jun 10, 2026 | Jun 1, 2026 |
| Bradd Allen Donovan | Catalina Capital Group, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Jun 10, 2026 | Jun 1, 2026 |
| Kimball Eric Pierce | Rovin Capital independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Feb 9, 2026 | Feb 2, 2026 |
| Christopher Scott Heyman | Rovin Capital independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Feb 9, 2026 | Feb 2, 2026 |
| Andrew Wilson Stange | Rovin Capital independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Feb 9, 2026 | Feb 2, 2026 |
| Scott W Edwards | Rovin Capital independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Feb 9, 2026 | Feb 2, 2026 |
| Christopher Hamilton Brashier | Chb Investment Group, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Sep 22, 2025 | Aug 29, 2025 |
| Debra T Jones | Chb Investment Group, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Sep 3, 2025 | Aug 29, 2025 |
| Christopher Earl Lindenthal | Chb Investment Group, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Sep 3, 2025 | Aug 29, 2025 |
| Eric Todd Lanshe | Cms Wealth Management independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Aug 6, 2025 | Aug 1, 2025 |
| John M Demasi | Cms Wealth Management independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Aug 6, 2025 | Aug 1, 2025 |
| Sheetal Khanna | Cms Wealth Management independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Aug 6, 2025 | Aug 1, 2025 |
| David Alan Locher | Cms Wealth Management independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Aug 6, 2025 | Aug 1, 2025 |
| Russell John Parsons | Parsons Capital Management, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Jun 9, 2025 | Apr 30, 2025 |
| Andrew H Parsons | Parsons Capital Management, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Jun 9, 2025 | May 1, 2025 |
| Robert David Len | Wolf Group Capital Advisors independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | May 2, 2025 | May 1, 2025 |
| Charles Kent Verruggio | Wolf Group Capital Advisors independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | May 2, 2025 | May 1, 2025 |
| Kevin Randoll Ostergaard | Wolf Group Capital Advisors independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | May 2, 2025 | May 1, 2025 |
| Cesar Alfonso Ortega | Wolf Group Capital Advisors independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | May 2, 2025 | May 1, 2025 |
| Derek Tyghe Carstens | Wolf Group Capital Advisors independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | May 2, 2025 | May 1, 2025 |
| Joshua David Lipscomb | Wolf Group Capital Advisors independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | May 2, 2025 | May 1, 2025 |
| Stefani N/M/I Tueme | Wolf Group Capital Advisors independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | May 2, 2025 | May 1, 2025 |
| Joseph John Macellara | Delta Financial Group, Inc. independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Mar 27, 2025 | Mar 24, 2025 |
| Sean Francis Donovan | Delta Financial Group, Inc. independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Mar 27, 2025 | Mar 28, 2025 |
| Wayne W Howell | Delta Financial Group, Inc. independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Mar 27, 2025 | Mar 24, 2025 |
| Joseph Dennis Marrocco | Delta Financial Group, Inc. independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Mar 27, 2025 | Apr 11, 2025 |
| Thomas Patrick Reilly | Fernwood Investment Management, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Feb 7, 2025 | Feb 3, 2025 |
| Frederick Marcus Warburg | Fernwood Investment Management, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Feb 3, 2025 | Feb 5, 2025 |
| Kristen Jane Holland | Fernwood Investment Management, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Feb 3, 2025 | Feb 5, 2025 |
| Mark Khozozian | Aspire Wealth Management Corporation independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Jan 16, 2025 | Jan 2, 2025 |
| William Joseph D'Agostino | Aspire Wealth Management Corporation independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Jan 16, 2025 | Jan 2, 2025 |
| Jennifer Mary Adams | Aspire Wealth Management Corporation independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Jan 16, 2025 | Jan 2, 2025 |
| Reginald William Burroughs | Mercadien Asset Management, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Dec 13, 2024 | Jun 13, 2024 |
| Jared Michael Reilly | Mercadien Asset Management, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Dec 13, 2024 | Jun 13, 2024 |
| Emily Rose Kamen | Mercadien Asset Management, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Dec 13, 2024 | Jun 13, 2024 |
| Kenneth Alan Kamen | Mercadien Asset Management, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Dec 13, 2024 | Jun 13, 2024 |
| Jennifer Kristine Desisto | Anchor Capital Advisors LLC mixed wealth | Cw Advisors, LLC independent RIA | RIA to RIA | Oct 7, 2024 | Oct 3, 2024 |
| Michael Joyce | Agili, P.C. independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Aug 28, 2024 | Aug 16, 2024 |
| Marilee Anne Falco | Agili, P.C. independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Aug 28, 2024 | Aug 16, 2024 |
| Jamie Lee Malone | Agili, P.C. independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Aug 28, 2024 | Aug 16, 2024 |
| Daniel Harold Honsberger | Agili, P.C. independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Aug 28, 2024 | Aug 16, 2024 |
| Sarah Elizabeth Caine | Agili, P.C. independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Aug 28, 2024 | Aug 16, 2024 |
| Nathaniel David Robinson | Campbell Wealth Management, Inc. independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Aug 8, 2024 | Oct 7, 2024 (60 d) |
| Jude Arthur Kotarides | Alliant Financial Management, Inc. other | Cw Advisors, LLC independent RIA | Other | Dec 31, 2023 | Dec 25, 2023 |
| Gary Paul Droz | Mainline Private Wealth, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Oct 2, 2023 | Sep 20, 2023 |
| David Saul Turbiner | Mainline Private Wealth, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Sep 28, 2023 | Sep 22, 2023 |
| Eric Oscar Zeltner | Mainline Private Wealth, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Sep 28, 2023 | Sep 27, 2023 |
| Richard Ernest Milburn | Mainline Private Wealth, LLC independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | Sep 26, 2023 | Sep 19, 2023 |
| Franklin S Bracey | Morgan Stanley wirehouse | Cw Advisors, LLC independent RIA | Wirehouse to independent RIA | Nov 17, 2022 | May 5, 2026 (1265 d) |
| Joseph A Levy | Morgan Stanley wirehouse | Cw Advisors, LLC independent RIA | Wirehouse to independent RIA | Oct 19, 2022 | Oct 12, 2022 |
| Roxanne Elizabeth Fleszar | Financial Resources Management Corp other | Cw Advisors, LLC independent RIA | Other | Sep 7, 2022 | Sep 1, 2022 |
| Haley Pink | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Cw Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2022 | Jun 21, 2022 |
| Brendan Michael Collins | UBS Financial Services Inc. wirehouse | Cw Advisors, LLC independent RIA | Wirehouse to independent RIA | Nov 18, 2021 | Nov 22, 2021 |
| Lisa Ann Cassidy | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Cw Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2021 | Jul 1, 2021 |
| Mindy Ellen Gasthalter | Pinnacle Advisory Group, Inc. independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | May 17, 2021 | Oct 26, 2022 (527 d) |
| Kelly Robert Wright | Pinnacle Advisory Group, Inc. independent RIA | Cw Advisors, LLC independent RIA | RIA to RIA | May 17, 2021 | Apr 19, 2021 |
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98 moves match.