DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Girard Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph B RowanAmeriprise Financial Services, LLC national BDGirard Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 15, 2026Sep 17, 2026
James Nicholas ColaoVanguard Advisers, Inc. BD affiliatedGirard Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 22, 2024Apr 8, 2024
John LinsenmeyerPnc Wealth Management BD affiliatedGirard Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 12, 2023Jul 20, 2023
Timothy David EllisJanney Montgomery Scott LLC BD affiliatedGirard Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 19, 2022Jul 25, 2022
Todd A FederEsi Financial Advisors BD affiliatedGirard Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 15, 2022Mar 9, 2022
Blaine Hamilton MooneyRoffman Miller Associates Inc independent RIAGirard Advisory Services, LLC independent RIARIA to RIANov 22, 2021Jan 12, 2022 (51 d)
George Anthony GiolekasPnc Wealth Management BD affiliatedGirard Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 6, 2021Apr 11, 2023 (613 d)
David Burns DevitaMercer Global Advisors Inc. independent RIAGirard Advisory Services, LLC independent RIARIA to RIAJul 21, 2021Jul 20, 2021
John Clark SullivanWealth Management Solutions independent RIAGirard Advisory Services, LLC independent RIARIA to RIAApr 20, 2020Sep 16, 2020 (149 d)
Anthony A VasileMorgan Stanley wirehouseGirard Advisory Services, LLC independent RIAWirehouse to independent RIAJul 23, 2019Sep 18, 2019 (57 d)
John Eugene AshcroftThe Burney Company independent RIAGirard Advisory Services, LLC independent RIARIA to RIAAug 28, 2018Aug 17, 2018
Timothy Vernon SwartleyGirard Pension Services, LLC otherGirard Advisory Services, LLC otherOtherAug 19, 2016Mar 27, 2015
Matthew Stephen StrattonStratos Wealth Partners, Ltd otherGirard Advisory Services, LLC otherOtherJan 5, 2016Jan 27, 2016
Thomas Wesley RemmeyAllstate Financial Advisors, LLC no RAUMGirard Advisory Services, LLC otherOtherOct 26, 2015Oct 30, 2015
Joseph Richard BennerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGirard Advisory Services, LLC otherOtherSep 15, 2015Sep 25, 2015
Lance Joseph RosinaUnivest Investments, Inc. otherGirard Advisory Services, LLC otherOtherAug 5, 2015Mar 16, 2015
Christopher Patrick PowersTd Ameritrade, Inc. no RAUMGirard Advisory Services, LLC independent RIAOtherJul 16, 2013Oct 19, 2020 (2652 d)
Jonathan Joseph ZeminskiWells Fargo Advisors wirehouseGirard Advisory Services, LLC otherOtherMay 14, 2013Mar 25, 2015 (680 d)
Curtis Michael JohnstonMsi Financial Services, Inc. otherGirard Advisory Services, LLC otherOtherSep 13, 2012Mar 16, 2015 (914 d)
L Randall FaulknerMsi Financial Services, Inc. otherGirard Advisory Services, LLC otherOtherSep 12, 2012Feb 27, 2015 (898 d)
Thomas Edwin HellingsSecurities America Advisors, Inc. otherGirard Advisory Services, LLC otherOtherJul 19, 2012Sep 15, 2016 (1519 d)
Ryan Andrew RoyKeystone Investment Management Group, LLC unclassifiedGirard Advisory Services, LLC otherOtherDec 31, 2011Nov 29, 2011
Michael Joseph LitzEquitable Advisors, LLC national BDGirard Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 1, 2010Sep 28, 2023 (4959 d)
Mark Dante MaggioncaldaBny Mellon Securities Corporation otherGirard Advisory Services, LLC independent RIAOtherNov 4, 2009Feb 19, 2026 (5951 d)
Michael William MccortCharles Schwab & Co., Inc. national BDGirard Advisory Services, LLC otherOtherApr 21, 2009May 11, 2009
Nikki Kay PolistinaAmeriprise Financial Services, LLC national BDGirard Advisory Services, LLC otherOtherApr 3, 2006May 10, 2006 (37 d)
Michael Matthew StewartMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGirard Advisory Services, LLC otherOtherApr 6, 2004Mar 16, 2015 (3996 d)
Christopher Corkhill DautrichSecurian Financial Services, Inc. otherGirard Advisory Services, LLC otherOtherApr 9, 2003Mar 9, 2004 (335 d)
Bruce Kevin FreestonVanguard Advisers, Inc. otherGirard Advisory Services, LLC independent RIAOtherOct 31, 2002Nov 12, 2019 (6221 d)
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29 moves match.