DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Goelzer Investment Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Philip Andrew KojichCapital Client Group, Inc. no RAUMGoelzer Investment Management mixed wealthOtherMay 13, 2026May 12, 2026
Benjamin Randall CloudAxia Advisory otherGoelzer Investment Management mixed wealthOtherOct 10, 2025Feb 18, 2026 (131 d)
Gregory Richard ThompsonSpectrum Wealth Management independent RIAGoelzer Investment Management mixed wealthRIA to RIAJun 9, 2025Oct 30, 2025 (143 d)
Rebecca W JacklinPnc Capital Advisors LLC otherGoelzer Investment Management mixed wealthOtherMay 30, 2025Jun 4, 2025
Cheryl Ann AckermanProteus, LLC asset managerGoelzer Investment Management independent RIAOtherApr 16, 2024May 22, 2024 (36 d)
Nicholas EsteyCetera Investment Advisers LLC BD affiliatedGoelzer Investment Management independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2023Jan 9, 2024 (67 d)
Kip Barry RobbinsRetirement Plan Advisors, LLC mixed wealthGoelzer Investment Management mixed wealthRIA to RIANov 8, 2022Jul 10, 2025 (975 d)
Kory Joseph FayCreativeone Wealth, LLC independent RIAGoelzer Investment Management independent RIARIA to RIAAug 9, 2019Aug 14, 2019
Dean Paul WeseliWindsor Wealth Management, Inc. independent RIAGoelzer Investment Management independent RIARIA to RIAJun 3, 2019Jun 6, 2019
Elaine Annette BeatyMorgan Stanley wirehouseGoelzer Investment Management independent RIAWirehouse to independent RIAJan 8, 2019Jan 18, 2019
Jeffrey Joseph BorgertStifel, Nicolaus & Company, Incorporated national BDGoelzer Investment Management otherOtherJul 6, 2017Jul 14, 2017
Susan Michelle JannBmo Harris Financial Advisors, Inc otherGoelzer Investment Management otherOtherMay 13, 2016Jun 3, 2016
Donald Christopher SchultheisSanctuary Advisors, LLC otherGoelzer Investment Management otherOtherNov 23, 2015May 4, 2016 (163 d)
Austin Joseph CritesCreative Financial Designs, Inc. otherGoelzer Investment Management otherOtherSep 15, 2015Nov 4, 2015 (50 d)
Tracy Ann ColsonJ.P. Morgan Securities LLC wirehouseGoelzer Investment Management otherOtherMay 15, 2012Apr 16, 2013 (336 d)
Brian Joseph PyneJ.P. Morgan Securities LLC wirehouseGoelzer Investment Management otherOtherFeb 22, 2012Mar 19, 2012
David Scott AlexanderWells Fargo Investments, LLC unclassifiedGoelzer Investment Management independent RIAOtherJan 15, 2009Jun 6, 2022 (4890 d)
Donald Joseph HutchinsonJ.P. Morgan Securities Inc. unclassifiedGoelzer Investment Management otherOtherMay 2, 2007Jun 13, 2007 (42 d)
Adrian Oden MillerWells Fargo Investments, LLC unclassifiedGoelzer Investment Management independent RIAOtherMay 18, 2005Nov 2, 2021 (6012 d)
James Andrew ConcannonBanc One Securities Corporation unclassifiedGoelzer Investment Management otherOtherApr 6, 2005Apr 20, 2005
Page 1 of 1
20 moves match.